0001126328-18-000076.txt : 20180212 0001126328-18-000076.hdr.sgml : 20180212 20180212173027 ACCESSION NUMBER: 0001126328-18-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 18597758 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2017 12-31-2017 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 02-01-2018 1 7 151699 false 1 028-16475 SEI INFORMATION TABLE 2 spectrum123117.inftab.xml BLACKROCK CR ALLCTN INC TRCOM09250810012875966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10312120646421SHSOLE 64642100HSBC HLDGS PLCADR A 1/40PF A40428060415608604490SHSOLE 60449000ISHARES TRIBOXX INV CP ETF4642872424123396SHSOLE 339600ISHARES TRS&P US PFD STK464288687215856689SHSOLE 5668900WELLS FARGO CO NEWPERP PFD CNV A94974680410451679784SHSOLE 7978400WELLS FARGO CO NEWPERP PFD CNV A94974680440103061SHDFND1306100