0001126328-16-000536.txt : 20160809 0001126328-16-000536.hdr.sgml : 20160809 20160809165721 ACCESSION NUMBER: 0001126328-16-000536 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 161818745 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 06-30-2016 06-30-2016 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203 322-0189 Joseph A. Hanczor Stamford CT 08-05-2016 1 31 919943 false 1 028-16475 SEI INFORMATION TABLE 2 spectrum063016.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36214154547548SHSOLE 54754800BARCLAYS BANK PLCADR PFD SR 506739H362103239930SHDFND13993000BARCLAYS BANK PLCSP ADR 7.1%PF306739H77640815867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776280921091372SHSOLE 109137200BARCLAYS BK PLCADR 2 PREF 206739F39038314975SHDFND11497500BARCLAYS BK PLCADR 2 PREF 206739F39011176436930SHSOLE 43693000BARCLAYS PLCNOTE 8.250%12/206738EAA318571900000SHDFND1190000000BARCLAYS PLCNOTE 8.250%12/206738EAA3104675107089000SHSOLE 10708900000BARCLAYS PLCNOTE 6.625%12/206738EAB18045790148000SHSOLE 9014800000BLACKROCK CR ALLCTN INC TRCOM09250810012585966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10313393670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604184471103SHDFND17110300HSBC HLDGS PLCADR A 1/40PF A404280604332551281948SHSOLE 128194800HSBC HLDGS PLCNOTE 6.875%12/2404280BC2115325115905000SHSOLE 11590500000HSBC HLDGS PLCNOTE 6.875%12/2404280BC231843200000SHDFND1320000000ING GROEP N VDBCV 6.500%12/2456837AF03154634500000SHSOLE 3450000000KEYCORP NEWPFD 7.75% SR A4932674056705000SHDFND1500000KEYCORP NEWPFD 7.75% SR A4932674053822850SHSOLE 285000LLOYDS BANKING GROUP PLCSDCV 7.500%12/3539439AG4179960184102000SHSOLE 18410200000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988231111963SHDFND11196300ROYAL BK OF SCOTLAND PLCDEBT 7.500%12/3780099CJ4640700000SHDFND170000000ROYAL BK OF SCOTLAND PLCDEBT 7.500%12/3780099CJ4105497115297000SHSOLE 11529700000ROYAL BK OF SCOTLAND PLCNOTE 8.000%12/3780099CK13077233000000SHSOLE 3300000000ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T78009771356622482SHSOLE 2248200ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774769827776SHSOLE 2777600ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF7800977883973160293SHDFND116029300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788298111202529SHSOLE 120252900ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879117346055SHSOLE 4605500STANDARD CHARTERED PLCDEBT 6.500%12/2G84228CE6917510000000SHSOLE 1000000000WELLS FARGO & CO NEWPERP PFD CNV A9497468049923276379SHSOLE 7637900WELLS FARGO & CO NEWPERP PFD CNV A94974680437172861SHDFND1286100