0001126328-16-000466.txt : 20160510 0001126328-16-000466.hdr.sgml : 20160510 20160510130151 ACCESSION NUMBER: 0001126328-16-000466 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 161634772 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 03-31-2016 03-31-2016 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 04-29-2016 1 24 291687 false 1 028-16475 SEI INFORMATION TABLE 2 sami033116.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36215341550480SHSOLE 55048000BARCLAYS BANK PLCADR PFD SR 506739H36210439930SHDFND13993000BARCLAYS BANK PLCADS7.75%PFD S406739H5111765500SHDFND16550000BARCLAYS BANK PLCADS7.75%PFD S406739H51118358642310SHSOLE 64231000BARCLAYS BANK PLCSP ADR 7.1%PF306739H77640515867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776278441090209SHSOLE 109020900BARCLAYS BK PLCADR 2 PREF 206739F39038214975SHDFND11497500BARCLAYS BK PLCADR 2 PREF 206739F39012683497171SHSOLE 49717100BLACKROCK CR ALLCTN INC TRCOM09250810012101966571SHSOLE 96657100DIGITAL RLTY TR INC6.35% PFD CUM CV2538688635302205498SHSOLE 20549800HANCOCK JOHN PFD INCOME FD ICOM41021P10312643670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604349751301677SHSOLE 130167700HSBC HLDGS PLCADR A 1/40PF A40428060418271103SHDFND17110300ING GROEP N VDBCV 6.500%12/2456837AF02061622500000SHSOLE 2250000000KEYCORP NEWPFD 7.75% SR A4932674056525000SHDFND1500000KEYCORP NEWPFD 7.75% SR A4932674053732850SHSOLE 285000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988230911963SHDFND11196300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T78009771355521801SHSOLE 2180100ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788387160293SHDFND116029300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788297201083817SHSOLE 108381700ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H78009787916002090SHDFND1209000ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879165462040SHSOLE 6204000WELLS FARGO & CO NEWPERP PFD CNV A9497468049514076379SHSOLE 7637900WELLS FARGO & CO NEWPERP PFD CNV A9497468043442861SHDFND1286100