0001126328-16-000354.txt : 20160209 0001126328-16-000354.hdr.sgml : 20160209 20160209165026 ACCESSION NUMBER: 0001126328-16-000354 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 161400634 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2015 12-31-2015 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 02-03-2016 1 23 299845 false 1 028-16475 SEI INFORMATION TABLE 2 sami123115.inftab.xml BARCLAYS BANK PLC ADR PFD SR 506739H36216497621830SHSOLE 62183000 BARCLAYS BANK PLC ADR PFD SR 506739H362105939930SHDFND13993000 BARCLAYS BANK PLC ADS7.75%PFD S406739H51118753711706SHSOLE 71170600 BARCLAYS BANK PLC SP ADR 7.1%PF306739H77641215867SHDFND11586700 BARCLAYS BANK PLC SP ADR 7.1%PF306739H776285351098778SHSOLE 109877800 BARCLAYS BK PLC ADR 2 PREF 206739F39038814975SHDFND11497500 BARCLAYS BK PLC ADR 2 PREF 206739F39013740515936SHSOLE 51593600 BLACKROCK CR ALLCTN INC TR COM09250810011927966571SHSOLE 96657100 DIGITAL RLTY TR INC 6.35% PFD CUM C2538688635277205498SHSOLE 20549800 HANCOCK JOHN PFD INCOME FD I COM41021P10311972670344SHSOLE 67034400 HSBC HLDGS PLC ADR A 1/40PF A404280604378531480368SHSOLE 148036800 ING GROEP N V DBCV 6.500%12/2456837AF02198022500000SHSOLE 2250000000 KEYCORP NEW PFD 7.75% SR A4932674053782850SHSOLE 285000 KEYCORP NEW PFD 7.75% SR A4932674056635000SHDFND1500000 NATIONAL WESTMINSTER BK PLC SPON ADR C63853988229211273SHDFND11127300 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T78009771354821211SHSOLE 2121100 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S78009773939415481SHSOLE 1548100 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R78009774751220455SHSOLE 2045500 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF7800977884001160293SHDFND116029300 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF780097788312841253234SHSOLE 125323400 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H780097879153359340SHSOLE 5934000 WELLS FARGO & CO NEW PERP PFD CNV A9497468048853176379SHSOLE 7637900 WELLS FARGO & CO NEW PERP PFD CNV A94974680433162861SHDFND1286100