0001126328-15-000269.txt : 20151110 0001126328-15-000269.hdr.sgml : 20151110 20151109163033 ACCESSION NUMBER: 0001126328-15-000269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 151216074 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 09-30-2015 09-30-2015 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 11-04-2015 1 24 315466 false 1 028-16475 SEI INFORMATION TABLE 2 sami093015.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36216268628825SHSOLE 62882500BARCLAYS BANK PLCADR PFD SR 506739H362103339930SHDFND13993000BARCLAYS BANK PLCADS7.75%PFD S406739H511169165500SHDFND16550000BARCLAYS BANK PLCADS7.75%PFD S406739H51116822651206SHSOLE 65120600BARCLAYS BANK PLCSP ADR 7.1%PF306739H77640615867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776281261098709SHSOLE 109870900BARCLAYS BK PLCADR 2 PREF 206739F39014277559863SHSOLE 55986300BLACKROCK CR ALLCTN INC TRCOM09250810011763966571SHSOLE 96657100DIGITAL RLTY TR INCCONV PFD I2538688635084205498SHSOLE 20549800HANCOCK JOHN PFD INCOME FD ICOM41021P10311168670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604366401448250SHSOLE 144825000HSBC HLDGS PLCADR A 1/40PF A404280604179971103SHDFND17110300ING GROEP N VDBCV 6.500%12/2456837AF01666917500000SHSOLE 1750000000KEYCORP NEWPFD 7.75% SR A4932674056555000SHDFND1500000KEYCORP NEWPFD 7.75% SR A4932674053742850SHSOLE 285000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988228811273SHDFND11127300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T78009771360023777SHSOLE 2377700ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773935114053SHSOLE 1405300ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774744517974SHSOLE 1797400ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF7800977883890160293SHDFND116029300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788529841307633SHSOLE 130763300ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879158162337SHSOLE 6233700WELLS FARGO & CO NEWPERP PFD CNV A9497468048921176379SHSOLE 7637900WELLS FARGO & CO NEWPERP PFD CNV A94974680433412861SHDFND1286100