0001126328-15-000213.txt : 20150810 0001126328-15-000213.hdr.sgml : 20150810 20150810165540 ACCESSION NUMBER: 0001126328-15-000213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 EFFECTIVENESS DATE: 20150810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 151041453 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 06-30-2015 06-30-2015 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 08-03-2015 1 25 314433 false 1 028-16475 SEI INFORMATION TABLE 2 spectrum_063015r2.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36216636640080SHSOLE 64008000BARCLAYS BANK PLCADR PFD SR 506739H362103739930SHDFND13993000BARCLAYS BANK PLCADS7.75%PFD S406739H511169765500SHDFND16550000BARCLAYS BANK PLCADS7.75%PFD S406739H51116904652405SHSOLE 65240500BARCLAYS BANK PLCSP ADR 7.1%PF306739H77641215867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776290971104085SHSOLE 110408500BARCLAYS BK PLCADR 2 PREF 206739F39038014975SHDFND11497500BARCLAYS BK PLCADR 2 PREF 206739F39014272561669SHSOLE 56166900BLACKROCK CR ALLCTN INC TRCOM09250810012246966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10311181670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604383611520434SHSOLE 152043400ING GROEP N VDBCV 6.500%12/2456837AF01174212000000SHSOLE 1200000000KEYCORP NEWPFD 7.75% SR A4932674053732850SHSOLE 785000KEYCORP NEWPFD 7.75% SR A4932674056555000SHDFND1500000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988227310623SHDFND11062300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T780097713104941346SHSOLE 4134600ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773933213312SHSOLE 1331200ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774743117565SHSOLE 1756500ROYAL BK SCOTLAND GROUP PLCADR PREF SHS Q78009775415140598409SHSOLE 59840900ROYAL BK SCOTLAND GROUP PLCADR PREF SER N780097770208583793SHSOLE 8379300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788353511458969SHSOLE 145896900ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879158362337SHSOLE 6233700STANDARD CHARTERED PLCDEBT 6.500%12/2G84228CE61008910000000SHSOLE 1000000000WELLS FARGO & CO NEWPERP PFD CNV A9497468048974676379SHSOLE 7637900WELLS FARGO & CO NEWPERP PFD CNV A94974680433612861SHDFND1286100