0001126328-15-000138.txt : 20150512 0001126328-15-000138.hdr.sgml : 20150512 20150512164553 ACCESSION NUMBER: 0001126328-15-000138 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 15855028 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 03-31-2015 03-31-2015 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 05-01-2015 1 26 276648 false 1 028-16475 SEI INFORMATION TABLE 2 spectrum0331r2.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36217288658580SHSOLE 65858000BARCLAYS BANK PLCADR PFD SR 506739H362104839930SHDFND13993000BARCLAYS BANK PLCADS7.75%PFD S406739H511170565500SHDFND174497300BARCLAYS BANK PLCADS7.75%PFD S406739H51117932688687SHSOLE 75418700BARCLAYS BANK PLCSP ADR 7.1%PF306739H77641015867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776294741140769SHSOLE 114076900BARCLAYS BK PLCADR 2 PREF 206739F39038414975SHDFND11497500BARCLAYS BK PLCADR 2 PREF 206739F39014916595311SHSOLE 59531100BLACKROCK CR ALLCTN INC TRCOM09250810013318989480SHSOLE 98948000HANCOCK JOHN PFD INCOME FD ICOM41021P10312535670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604387161511133SHSOLE 153813300HSBC HLDGS PLCADR A 1/40PF A404280604175068308SHDFND16830800KEYCORP NEWPFD 7.75% SR A4932674057522850SHSOLE 285000KEYCORP NEWPFD 7.75% SR A4932674052765000SHDFND1500000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988227610623SHDFND11062300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T78009771344417381SHSOLE 1738100ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773931612617SHSOLE 1261700ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774738916306SHSOLE 1630600ROYAL BK SCOTLAND GROUP PLCADR PREF SHS Q78009775417346688622SHSOLE 68862200ROYAL BK SCOTLAND GROUP PLCADR PREF SER N780097770192077682SHSOLE 7768200ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF7800977883788155463SHDFND115546300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788309311273116SHSOLE 127311600ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879159862337SHSOLE 6233700STANDARD CHARTERED PLCDEBT 6.500%12/2G84228CE61009710000000SHSOLE 1000000000WELLS FARGO & CO NEWPERP PFD CNV A9497468045554945532SHSOLE 4553200WELLS FARGO & CO NEWPERP PFD CNV A94974680434902861SHDFND1286100