0001126328-15-000064.txt : 20150213 0001126328-15-000064.hdr.sgml : 20150213 20150213135413 ACCESSION NUMBER: 0001126328-15-000064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 15612355 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2014 12-31-2014 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 02-04-2015 1 25 320047 false 1 028-16475 SEI INFORMATION TABLE 2 newspectrum123114.inftab.xml BARCLAYS BANK PLCADR PFD SR 506739H36218914685302SHSOLE 68530200BARCLAYS BANK PLCADR PFD SR 506739H3621787339930SHDFND13993000BARCLAYS BANK PLCADS7.75%PFD S406739H511169865500SHDFND16550000BARCLAYS BANK PLCADS7.75%PFD S406739H51118016694819SHSOLE 69481900BARCLAYS BANK PLCSP ADR 7.1%PF306739H77640915867SHDFND11586700BARCLAYS BANK PLCSP ADR 7.1%PF306739H776297211151668SHSOLE 115166800BARCLAYS BK PLCADR 2 PREF 206739F39038214975SHDFND11497500BARCLAYS BK PLCADR 2 PREF 206739F39014844582226SHSOLE 58222600BLACKROCK CR ALLCTN INC TRCOM092508100134081037783SHSOLE 103778300HANCOCK JOHN PFD INCOME FD ICOM41021P10311979670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604389911517999SHSOLE 151799900HSBC HLDGS PLCADR A 1/40PF A404280604175568308SHDFND16830800KEYCORP NEWPFD 7.75% SR A4932674053732850SHSOLE 285000KEYCORP NEWPFD 7.75% SR A4932674056525000SHDFND1500000NATIONAL WESTMINSTER BK PLCSPON ADR C63853988227710623SHDFND11062300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF T78009771344317381SHSOLE 1738100ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773928811622SHSOLE 1162200ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774738916306SHSOLE 1630600ROYAL BK SCOTLAND GROUP PLCADR PREF SHS Q78009775420609812965SHSOLE 81296500ROYAL BK SCOTLAND GROUP PLCADR PREF SER N780097770187576282SHSOLE 7628200ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF78009778836959155463SHDFND115546300ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788298181268280SHSOLE 126828000ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879159062337SHSOLE 6233700WELLS FARGO & CO NEWPERP PFD CNV A9497468045530945532SHSOLE 4553200WELLS FARGO & CO NEWPERP PFD CNV A94974680434752861SHDFND1286100