0001126328-14-000215.txt : 20140812
0001126328-14-000215.hdr.sgml : 20140812
20140812122624
ACCESSION NUMBER: 0001126328-14-000215
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
EFFECTIVENESS DATE: 20140812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Asset Management, Inc.
CENTRAL INDEX KEY: 0001318293
IRS NUMBER: 061209521
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11300
FILM NUMBER: 141033138
BUSINESS ADDRESS:
STREET 1: 2 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 203-322-0189
MAIL ADDRESS:
STREET 1: 2 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001318293
XXXXXXXX
06-30-2014
06-30-2014
Spectrum Asset Management, Inc.
2 HIGH RIDGE PARK
STAMFORD
CT
06905
13F HOLDINGS REPORT
028-11300
N
Joseph A. Hanczor
Vice President and Chief Compliance Officer
203-322-0189
Joseph A. Hanczor
Stamford
CT
08-08-2014
0
16
259187
false
INFORMATION TABLE
2
spectrum0630.inftab.xml
BARCLAYS BANK PLCADR PFD SR 506739H36219431751392SHSOLE 75139200BARCLAYS BANK PLCADS7.75%PFD S406739H51120185783182SHSOLE 78318200BARCLAYS BANK PLCSP ADR 7.1%PF306739H776298801166703SHSOLE 116670300BARCLAYS BK PLCADR 2 PREF 206739F3906686263733SHSOLE 26373300BLACKROCK CR ALLCTN INC TRCOM092508100153121113585SHSOLE 111358500HANCOCK JOHN PFD INCOME FD ICOM41021P10312006670344SHSOLE 67034400HSBC HLDGS PLCADR A 1/40PF A404280604397681569321SHSOLE 156932100KEYCORP NEWPFD 7.75% SR A49326740511829025SHSOLE 902500NATIONAL WESTMINSTER BK PLCSPON ADR C63853988231612013SHSOLE 1201300ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S78009773927611929SHSOLE 1192900ROYAL BK SCOTLAND GROUP PLCADR PREF SHS R78009774739016498SHSOLE 1649800ROYAL BK SCOTLAND GROUP PLCADR PREF SHS Q78009775419958801200SHSOLE 80120000ROYAL BK SCOTLAND GROUP PLCADR PREF SER N780097770185778239SHSOLE 7823900ROYAL BK SCOTLAND GROUP PLCSP ADR L RP PF780097788312841357416SHSOLE 135741600ROYAL BK SCOTLAND GROUP PLCSPON ADR SER H780097879187674104SHSOLE 7410400WELLS FARGO & CO NEWPERP PFD CNV A9497468045878048393SHSOLE 4839300