0001085146-24-000763.txt : 20240206 0001085146-24-000763.hdr.sgml : 20240206 20240206115247 ACCESSION NUMBER: 0001085146-24-000763 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 EFFECTIVENESS DATE: 20240206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 ORGANIZATION NAME: IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 24599041 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2023 12-31-2023 false Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 000300463 801-30405 N Joseph A. Hanczor 203-322-0189 /s/Joseph A. Hanczor Stamford CT 01-29-2024 1 5 67608036 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BANK AMERICA CORP 7.25%CNV PFD L 060505682 4574038 3795 SH SOLE 3795 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 42375721 3694150 SH SOLE 3694150 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 8032831 362656 SH SOLE 362656 0 0 ISHARES TR PFD AND INCM SEC 464288687 6948642 222784 SH SOLE 222784 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 5676804 4748 SH SOLE 4748 0 0