0001140361-11-026997.txt : 20110512 0001140361-11-026997.hdr.sgml : 20110512 20110512165536 ACCESSION NUMBER: 0001140361-11-026997 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kimelman & Baird, LLC CENTRAL INDEX KEY: 0001318103 IRS NUMBER: 132572209 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11298 FILM NUMBER: 11836471 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-686-0021 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kimelman & Baird, LLC Address: 100 Park Avenue, Suite 2120 New York, NY 10017 Form 13F File Number: 028-11298 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Pat Kimelman Title: Office Manager Phone: 2126860021 Signature, Place, and Date of Signing: /s/ Pat Kimelman New York, NY 5/12/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 201 Form 13F Information Table Value Total: $ 233,981 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- 3M CO COM 88579Y101 55 590 SH SOLE 0 0 590 ABERDEEN ASIA PACIFIC INCOM COM 003009107 163 23500 SH SOLE 0 0 23500 ADOBE SYS INC COM 00724F101 18 530 SH SOLE 0 0 530 AES CORP COM 00130H105 594 45710 SH SOLE 0 0 45710 AGILENT TECHNOLOGIES INC COM 00846U101 24 533 SH SOLE 0 0 533 ALCATEL-LUCENT SPONSORED ADR 013904305 0 29 SH SOLE 0 0 29 ALCOA INC COM 013817101 13 723 SH SOLE 0 0 723 AMERICAN EXPRESS CO COM 025816109 490 10839 SH SOLE 0 0 10839 AMGEN INC COM 031162100 29 550 SH SOLE 0 0 550 AMYLIN PHARMACEUTICALS INC COM 032346108 11 1000 SH SOLE 0 0 1000 ANADARKO PETE CORP COM 032511107 332 4054 SH SOLE 0 0 4054 APACHE CORP COM 037411105 161 1227 SH SOLE 0 0 1227 APPLE INC COM 037833100 907 2602 SH SOLE 0 0 2602 AQUA AMERICA INC COM 03836W103 24 1041 SH SOLE 0 0 1041 ASCENT MEDIA CORP COM SER A 043632108 0 10 SH SOLE 0 0 10 AT&T INC COM 00206R102 515 16817 SH SOLE 0 0 16817 AVIAT NETWORKS INC COM 05366Y102 94 18180 SH SOLE 0 0 18180 BAIDU INC SPON ADR REP A 056752108 28 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 2012 27400 SH SOLE 0 0 27400 BANK OF AMERICA CORPORATION COM 060505104 3239 242981 SH SOLE 0 0 242981 BANK OF NEW YORK MELLON CORP COM 064058100 190 6376 SH SOLE 0 0 6376 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 61 2400 SH SOLE 0 0 2400 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 485 5800 SH SOLE 0 0 5800 BGC PARTNERS INC CL A 05541T101 8657 931841 SH SOLE 0 0 931841 BIOGEN IDEC INC COM 09062X103 81 1100 SH SOLE 0 0 1100 BOEING CO COM 097023105 41 555 SH SOLE 0 0 555 BOSTON SCIENTIFIC CORP COM 101137107 24 3400 SH SOLE 0 0 3400 BRISTOL MYERS SQUIBB CO COM 110122108 191 7216 SH SOLE 0 0 7216 CABOT CORP COM 127055101 19 400 SH SOLE 0 0 400 CAL MAINE FOODS INC COM NEW 128030202 9 300 SH SOLE 0 0 300 CAMDEN NATL CORP COM 133034108 1760 51400 SH SOLE 0 0 51400 CAMERON INTERNATIONAL CORP COM 13342B105 17 300 SH SOLE 0 0 300 CARMAX INC COM 143130102 4 124 SH SOLE 0 0 124 CATERPILLAR INC DEL COM 149123101 392 3517 SH SOLE 0 0 3517 CDN IMPERIAL BK OF COMMERCE COM 136069101 138 1600 SH SOLE 0 0 1600 CELERA CORP COM 15100E106 5 675 SH SOLE 0 0 675 CEMEX SAB DE CV SPON ADR NEW 151290889 4 413 SH SOLE 0 0 413 CENOVUS ENERGY INC COM 15135U109 731 18500 SH SOLE 0 0 18500 CENTURYLINK INC COM 156700106 2 50 SH SOLE 0 0 50 CHARLES & COLVARD LTD COM 159765106 136 36155 SH SOLE 0 0 36155 CHEVRON CORP NEW COM 166764100 2342 21786 SH SOLE 0 0 21786 CISCO SYS INC COM 17275R102 2561 149315 SH SOLE 0 0 149315 COACH INC COM 189754104 12 222 SH SOLE 0 0 222 COCA COLA CO COM 191216100 396 5970 SH SOLE 0 0 5970 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 130 1600 SH SOLE 0 0 1600 COLGATE PALMOLIVE CO COM 194162103 76 938 SH SOLE 0 0 938 COMCAST CORP NEW CL A 20030N101 77 3120 SH SOLE 0 0 3120 COMCAST CORP NEW CL A SPL 20030N200 127 5450 SH SOLE 0 0 5450 CONOCOPHILLIPS COM 20825C104 383 4791 SH SOLE 0 0 4791 CONSOLIDATED EDISON INC COM 209115104 194 3827 SH SOLE 0 0 3827 CONVERGYS CORP COM 212485106 19 1300 SH SOLE 0 0 1300 COPART INC COM 217204106 14799 341541 SH SOLE 0 0 341541 CORNING INC COM 219350105 2923 141685 SH SOLE 0 0 141685 COSTCO WHSL CORP NEW COM 22160K105 305 4155 SH SOLE 0 0 4155 CREE INC COM 225447101 1242 26900 SH SOLE 0 0 26900 DANAHER CORP DEL COM 235851102 78 1512 SH SOLE 0 0 1512 DARDEN RESTAURANTS INC COM 237194105 69 1400 SH SOLE 0 0 1400 DEERE & CO COM 244199105 300 3100 SH SOLE 0 0 3100 DEVON ENERGY CORP NEW COM 25179M103 166 1808 SH SOLE 0 0 1808 DIGITAL RLTY TR INC COM 253868103 6096 104850 SH SOLE 0 0 104850
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- DIRECTV COM CL A 25490A101 23 500 SH SOLE 0 0 500 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5 125 SH SOLE 0 0 125 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 4 125 SH SOLE 0 0 125 DISNEY WALT CO COM DISNEY 254687106 1503 34872 SH SOLE 0 0 34872 DOMINION RES INC VA NEW COM 25746U109 149 3334 SH SOLE 0 0 3334 DOVER CORP COM 260003108 3135 47683 SH SOLE 0 0 47683 DOW CHEM CO COM 260543103 118 3125 SH SOLE 0 0 3125 DRIL-QUIP INC COM 262037104 12952 163885 SH SOLE 0 0 163885 DU PONT E I DE NEMOURS & CO COM 263534109 458 8340 SH SOLE 0 0 8340 E M C CORP MASS COM 268648102 159 5980 SH SOLE 0 0 5980 EBAY INC COM 278642103 11 352 SH SOLE 0 0 352 EMERSON ELEC CO COM 291011104 934 15985 SH SOLE 0 0 15985 ENCANA CORP COM 292505104 305 8820 SH SOLE 0 0 8820 EOG RES INC COM 26875P101 24 200 SH SOLE 0 0 200 ERICSSON L M TEL CO ADR B SEK 10 294821608 7540 586283 SH SOLE 0 0 586283 ESSEX RENT CORP COM 297187106 5908 837950 SH SOLE 0 0 837950 EVERGREEN SOLAR INC COM NEW 30033R306 0 128 SH SOLE 0 0 128 EXELON CORP COM 30161N101 51 1235 SH SOLE 0 0 1235 EXXON MOBIL CORP COM 30231G102 8955 106447 SH SOLE 0 0 106447 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 7 215 SH SOLE 0 0 215 FORD MTR CO DEL COM PAR $0.01 345370860 16 1098 SH SOLE 0 0 1098 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1 105 SH SOLE 0 0 105 FRONTIER COMMUNICATIONS CORP COM 35906A108 9 1115 SH SOLE 0 0 1115 GENERAL DYNAMICS CORP COM 369550108 169 2210 SH SOLE 0 0 2210 GENERAL ELECTRIC CO COM 369604103 7970 397502 SH SOLE 0 0 397502 GENERAL MLS INC COM 370334104 339 9286 SH SOLE 0 0 9286 GENERAL MTRS CO COM 37045V100 19 600 SH SOLE 0 0 600 GENOMIC HEALTH INC COM 37244C101 927 37690 SH SOLE 0 0 37690 GOOGLE INC CL A 38259P508 7121 12147 SH SOLE 0 0 12147 HALLIBURTON CO COM 406216101 45 900 SH SOLE 0 0 900 HESS CORP COM 42809H107 75 880 SH SOLE 0 0 880 HEWLETT PACKARD CO COM 428236103 127 3096 SH SOLE 0 0 3096 HOME DEPOT INC COM 437076102 4417 119175 SH SOLE 0 0 119175 ILLINOIS TOOL WKS INC COM 452308109 231 4300 SH SOLE 0 0 4300 INDIA FD INC COM 454089103 113 3433 SH SOLE 0 0 3433 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 43 600 SH SOLE 0 0 600 INGERSOLL-RAND PLC SHS G47791101 81 1680 SH SOLE 0 0 1680 INTEL CORP COM 458140100 78 3848 SH SOLE 0 0 3848 INTERNATIONAL BUSINESS MACHS COM 459200101 865 5303 SH SOLE 0 0 5303 INVESCO VAN KAMP BOND FND COM 46132L107 73 4000 SH SOLE 0 0 4000 IROBOT CORP COM 462726100 2788 84753 SH SOLE 0 0 84753 ISHARES TR S&P LTN AM 40 464287390 242 4500 SH SOLE 0 0 4500 ISHARES TR MSCI EAFE INDEX 464287465 28 462 SH SOLE 0 0 462 ISTAR FINL INC COM 45031U101 1323 144156 SH SOLE 0 0 144156 JETBLUE AIRWAYS CORP COM 477143101 1 80 SH SOLE 0 0 80 JOHNSON & JOHNSON COM 478160104 1208 20380 SH SOLE 0 0 20380 JPMORGAN CHASE & CO COM 46625H100 8439 183060 SH SOLE 0 0 183060 KIMBERLY CLARK CORP COM 494368103 184 2824 SH SOLE 0 0 2824 KIMCO RLTY CORP COM 49446R109 7152 389960 SH SOLE 0 0 389960 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 296 4000 SH SOLE 0 0 4000 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 8 250 SH SOLE 0 0 250 KRAFT FOODS INC CL A 50075N104 42 1336 SH SOLE 0 0 1336 LAZARD LTD SHS A G54050102 420 10100 SH SOLE 0 0 10100 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 10 627 SH SOLE 0 0 627 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 9 125 SH SOLE 0 0 125 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 4 50 SH SOLE 0 0 50 LIFE TECHNOLOGIES CORP COM 53217V109 112 2129 SH SOLE 0 0 2129 MANULIFE FINL CORP COM 56501R106 32 1810 SH SOLE 0 0 1810 MARRIOTT INTL INC NEW CL A 571903202 28 800 SH SOLE 0 0 800 MARSH & MCLENNAN COS INC COM 571748102 6 210 SH SOLE 0 0 210
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- MCDONALDS CORP COM 580135101 811 10664 SH SOLE 0 0 10664 MEAD JOHNSON NUTRITION CO COM 582839106 249 4302 SH SOLE 0 0 4302 MEDCO HEALTH SOLUTIONS INC COM 58405U102 73 1296 SH SOLE 0 0 1296 MEDTRONIC INC COM 585055106 28 720 SH SOLE 0 0 720 MERCK & CO INC NEW COM 58933Y105 145 4381 SH SOLE 0 0 4381 METLIFE INC COM 59156R108 20 447 SH SOLE 0 0 447 MICROSOFT CORP COM 594918104 99 3900 SH SOLE 0 0 3900 MOLEX INC COM 608554101 6132 244098 SH SOLE 0 0 244098 MONSTER WORLDWIDE INC COM 611742107 6204 390216 SH SOLE 0 0 390216 NATIONAL OILWELL VARCO INC COM 637071101 206 2600 SH SOLE 0 0 2600 NIKE INC CL B 654106103 53 700 SH SOLE 0 0 700 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 79 1740 SH SOLE 0 0 1740 NORFOLK SOUTHERN CORP COM 655844108 104 1500 SH SOLE 0 0 1500 NOVARTIS A G SPONSORED ADR 66987V109 255 4700 SH SOLE 0 0 4700 NUCOR CORP COM 670346105 9651 209718 SH SOLE 0 0 209718 NVIDIA CORP COM 67066G104 34 1850 SH SOLE 0 0 1850 OCCIDENTAL PETE CORP DEL COM 674599105 7848 75108 SH SOLE 0 0 75108 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 33 400 SH SOLE 0 0 400 ORACLE CORP COM 68389X105 4650 139335 SH SOLE 0 0 139335 PEPSICO INC COM 713448108 985 15291 SH SOLE 0 0 15291 PFIZER INC COM 717081103 510 25116 SH SOLE 0 0 25116 PG&E CORP COM 69331C108 5 123 SH SOLE 0 0 123 PLUM CREEK TIMBER CO INC COM 729251108 15 337 SH SOLE 0 0 337 PRAXAIR INC COM 74005P104 340 3350 SH SOLE 0 0 3350 PRESSTEK INC COM 741113104 3034 1458720 SH SOLE 0 0 1458720 PROCTER & GAMBLE CO COM 742718109 6427 104338 SH SOLE 0 0 104338 PROGRESS ENERGY INC COM 743263105 88 1912 SH SOLE 0 0 1912 PUBLIC STORAGE COM 74460D109 78 700 SH SOLE 0 0 700 PUBLIC SVC ENTERPRISE GROUP COM 744573106 140 4450 SH SOLE 0 0 4450 QEP RES INC COM 74733V100 6183 152509 SH SOLE 0 0 152509 QUAKER CHEM CORP COM 747316107 753 18750 SH SOLE 0 0 18750 QUALCOMM INC COM 747525103 197 3600 SH SOLE 0 0 3600 QUESTAR CORP COM 748356102 3435 196859 SH SOLE 0 0 196859 RAND LOGISTICS INC COM 752182105 6990 953566 SH SOLE 0 0 953566 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1209 16592 SH SOLE 0 0 16592 SCHLUMBERGER LTD COM 806857108 284 3050 SH SOLE 0 0 3050 SCHWAB CHARLES CORP NEW COM 808513105 50 2800 SH SOLE 0 0 2800 SCOTTS MIRACLE GRO CO CL A 810186106 208 3600 SH SOLE 0 0 3600 SIRIUS XM RADIO INC COM 82967N108 54 32320 SH SOLE 0 0 32320 SLM CORP COM 78442P106 28 1800 SH SOLE 0 0 1800 SOLTA MED INC COM 83438K103 73 22000 SH SOLE 0 0 22000 SONY CORP ADR NEW 835699307 13 410 SH SOLE 0 0 410 SOUTHERN CO COM 842587107 114 3000 SH SOLE 0 0 3000 SOUTHERN UN CO NEW COM 844030106 86 3007 SH SOLE 0 0 3007 SPRINT NEXTEL CORP COM SER 1 852061100 4 760 SH SOLE 0 0 760 STAPLES INC COM 855030102 18 945 SH SOLE 0 0 945 STARBUCKS CORP COM 855244109 44 1200 SH SOLE 0 0 1200 STRYKER CORP COM 863667101 68 1125 SH SOLE 0 0 1125 SUNPOWER CORP COM CL A 867652109 9 500 SH SOLE 0 0 500 TARGET CORP COM 87612E106 23 450 SH SOLE 0 0 450 TELEDYNE TECHNOLOGIES INC COM 879360105 10 185 SH SOLE 0 0 185 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 282 250000 SH SOLE 0 0 250000 TELEFLEX INC COM 879369106 8441 145592 SH SOLE 0 0 145592 TESCO CORP COM 88157K101 7242 329950 SH SOLE 0 0 329950 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 26 520 SH SOLE 0 0 520 TEXAS INSTRS INC COM 882508104 310 8960 SH SOLE 0 0 8960 THERMO FISHER SCIENTIFIC INC COM 883556102 162 2920 SH SOLE 0 0 2920 TIME WARNER CABLE INC COM 88732J207 844 11834 SH SOLE 0 0 11834 TIME WARNER INC COM NEW 887317303 1833 51332 SH SOLE 0 0 51332 TYCO INTERNATIONAL LTD SHS H89128104 42 928 SH SOLE 0 0 928
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- ULTRALIFE CORP COM 903899102 111 21861 SH SOLE 0 0 21861 UNION PAC CORP COM 907818108 588 5984 SH SOLE 0 0 5984 UNITED PARCEL SERVICE INC CL B 911312106 450 6055 SH SOLE 0 0 6055 UNITED TECHNOLOGIES CORP COM 913017109 139 1640 SH SOLE 0 0 1640 VALE S A ADR 91912E105 27 820 SH SOLE 0 0 820 VALERO ENERGY CORP NEW COM 91913Y100 27 900 SH SOLE 0 0 900 VERIGY LTD SHS Y93691106 1 64 SH SOLE 0 0 64 VERIZON COMMUNICATIONS INC COM 92343V104 447 11609 SH SOLE 0 0 11609 VISA INC COM CL A 92826C839 52 700 SH SOLE 0 0 700 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 70 2419 SH SOLE 0 0 2419 WAL MART STORES INC COM 931142103 297 5700 SH SOLE 0 0 5700 WALGREEN CO COM 931422109 39 970 SH SOLE 0 0 970 WCA WASTE CORP COM 92926K103 2515 419114 SH SOLE 0 0 419114 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 54 2368 SH SOLE 0 0 2368 WELLS FARGO & CO NEW COM 949746101 58 1842 SH SOLE 0 0 1842 WESTERN ASSET EMRG MKT INCM COM 95766E107 71 5488 SH SOLE 0 0 5488 WGL HLDGS INC COM 92924F106 117 3000 SH SOLE 0 0 3000 WILEY JOHN & SONS INC CL A 968223206 203 4000 SH SOLE 0 0 4000 XEROX CORP COM 984121103 126 11832 SH SOLE 0 0 11832 XILINX INC COM 983919101 10 300 SH SOLE 0 0 300 ZOLTEK COS INC COM 98975W104 5 400 SH SOLE 0 0 400 TOTAL 233981 0 0 0 0