0000890163-12-000005.txt : 20120213 0000890163-12-000005.hdr.sgml : 20120213 20120213153824 ACCESSION NUMBER: 0000890163-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kimelman & Baird, LLC CENTRAL INDEX KEY: 0001318103 IRS NUMBER: 132572209 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11298 FILM NUMBER: 12598839 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-686-0021 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 s22-11663_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kimelman & Baird, LLC Address: 100 Park Avenue Suite 2120 New York, NY 10017 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat Kimelman ----------------------------- Title: Office Manager ----------------------------- Phone: 212-686-0021 ----------------------------- Signature, Place, and Date of Signing: /s/ Pat Kimelman New York, NY 2/14/2012 ------------------ ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $171,083 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- --------- -------- -------- -------- ---------- -------- Value SHRS OR SH/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion Managers SOLE Shared None -------------- -------------- --------- ------- ------- --- --------- --------- ------- ------- ---- 3M CO COM 88579Y101 48 590 SH SOLE 590 ABERDEEN ASIA PACIFIC INCOM COM 003009107 26 3500 SH SOLE 3500 ADOBE SYS INC COM 00724F101 12 430 SH SOLE 430 AES CORP COM 00130H105 497 41994 SH SOLE 41994 ALCOA INC COM 013817101 6 723 SH SOLE 723 AMERICAN EXPRESS CO COM 025816109 455 9639 SH SOLE 9639 AMGEN INC COM 031162100 48 750 SH SOLE 750 AMYLIN PHARMACEUTICALS INC COM 032346108 5 400 SH SOLE 400 ANADARKO PETE CORP COM 032511107 157 2054 SH SOLE 2054 APACHE CORP COM 037411105 48 525 SH SOLE 525 APPLE INC COM 037833100 1,098 2662 SH SOLE 2662 APPLIED MATLS INC COM 038222105 32 3000 SH SOLE 3000 AQUA AMERICA INC COM 03836W103 23 1041 SH SOLE 1041 ASCENT MEDIA CORP COM SER A 043632108 0 6 SH SOLE 6 AT&T INC COM 00206R102 431 14268 SH SOLE 14268 BAKER HUGHES INC COM 057224107 1,333 27400 SH SOLE 27400 BANK OF AMERICA CORPORATION COM 060505104 816 146784 SH SOLE 146784 BANK OF NEW YORK MELLON CORP COM 064058100 127 6376 SH SOLE 6376 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 47 2400 SH SOLE 2400 BGC PARTNERS INC CL A 05541T101 5,805 976983 SH SOLE 976983 BIOGEN IDEC INC COM 09062X103 121 1100 SH SOLE 1100 BOEING CO COM 097023105 41 555 SH SOLE 555 BOSTON SCIENTIFIC CORP COM 101137107 12 2200 SH SOLE 2200 BRISTOL MYERS SQUIBB CO COM 110122108 306 8691 SH SOLE 8691 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 11 750 SH SOLE 750 CABOT CORP COM 127055101 6 200 SH SOLE 200 CAL MAINE FOODS INC COM NEW 128030202 7 200 SH SOLE 200 CAMDEN NATL CORP COM 133034108 4,067 124760 SH SOLE 124760 CAMERON INTERNATIONAL CORP COM 13342B105 15 300 SH SOLE 300 CATERPILLAR INC DEL COM 149123101 283 3127 SH SOLE 3127 CDN IMPERIAL BK OF COMMERCE COM 136069101 116 1600 SH SOLE 1600 CENOVUS ENERGY INC COM 15135U109 579 17450 SH SOLE 17450 CENTURYLINK INC COM 156700106 2 50 SH SOLE 50 CHARLES & COLVARD LTD COM 159765106 90 35105 SH SOLE 35105 CHEVRON CORP NEW COM 166764100 2,132 20036 SH SOLE 20036 CHUBB CORP COM 171232101 35 500 SH SOLE 500 CISCO SYS INC COM 17275R102 2,342 135215 SH SOLE 135215 COCA COLA CO COM 191216100 501 7165 SH SOLE 7165 COLGATE PALMOLIVE CO COM 194162103 87 938 SH SOLE 938 COMCAST CORP NEW CL A SPL 20030N200 11 450 SH SOLE 450 COMCAST CORP NEW CL A 20030N101 63 2648 SH SOLE 2648 CONOCOPHILLIPS COM 20825C104 253 3475 SH SOLE 3475 CONSOLIDATED EDISON INC COM 209115104 160 2575 SH SOLE 2575 COPART INC COM 217204106 15,685 327511 SH SOLE 327511 CORNING INC COM 219350105 1,568 120925 SH SOLE 120925 COSTCO WHSL CORP NEW COM 22160K105 271 3255 SH SOLE 3255 COVIDIEN PLC SHS G2554F105 306 6800 SH SOLE 6800 CREE INC COM 225447101 628 28500 SH SOLE 28500 DANAHER CORP DEL COM 235851102 33 1512 SH SOLE 1512 DARDEN RESTAURANTS INC COM 237194105 55 1400 SH SOLE 1400 DEERE & CO COM 244199105 240 3100 SH SOLE 3100 DEVON ENERGY CORP NEW COM 25179M103 17 268 SH SOLE 268 DIGITAL RLTY TR INC COM 253868103 6,747 101200 SH SOLE 101200 DIRECTV COM CL A 25490A101 13 300 SH SOLE 300 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 3 75 SH SOLE 75 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 3 75 SH SOLE 75 DISNEY WALT CO COM DISNEY 254687106 1,158 30873 SH SOLE 30873 DOMINION RES INC VA NEW COM 25746U109 92 1734 SH SOLE 1734 DOVER CORP COM 260003108 2,530 43583 SH SOLE 43583 DOW CHEM CO COM 260543103 90 3125 SH SOLE 3125 DU PONT E I DE NEMOURS & CO COM 263534109 303 6614 SH SOLE 6614 E M C CORP MASS COM 268648102 129 5980 SH SOLE 5980 EMERSON ELEC CO COM 291011104 745 15985 SH SOLE 15985 ENCANA CORP COM 292505104 150 8100 SH SOLE 8100 ERICSSON L M TEL CO ADR B SEK 10 294821608 3,592 367966 SH SOLE 367966 ESSEX RENT CORP COM 297187106 2,425 821500 SH SOLE 821500 EXXON MOBIL CORP COM 30231G102 7,533 103879 SH SOLE 103879 FEDEX CORP COM 31428X106 8 100 SH SOLE 100 FORD MTR CO DEL COM PAR $0.01 345370860 66 6098 SH SOLE 6098 FORTRESS INVESTMENT GROUP LL CL A 34958B106 0 105 SH SOLE 105 FRONTIER COMMUNICATIONS CORP COM 35906A108 4 842 SH SOLE 842 GENERAL DYNAMICS CORP COM 369550108 173 2600 SH SOLE 2600 GENERAL ELECTRIC CO COM 369604103 6,585 367780 SH SOLE 367780 GENERAL MLS INC COM 370334104 375 9286 SH SOLE 9286 GENERAL MTRS CO COM 37045V100 12 600 SH SOLE 600 GENOMIC HEALTH INC COM 37244C101 952 37490 SH SOLE 37490 GOOGLE INC CL A 38259P508 7,747 11994 SH SOLE 11994 HALLIBURTON CO COM 406216101 10 300 SH SOLE 300 HESS CORP COM 42809H107 50 880 SH SOLE 880 HEWLETT PACKARD CO COM 428236103 3 115 SH SOLE 115 HOME DEPOT INC COM 437076102 4,822 114700 SH SOLE 114700 ILLINOIS TOOL WKS INC COM 452308109 298 6375 SH SOLE 6375 INDIA FD INC COM 454089103 37 1933 SH SOLE 1933 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 31 600 SH SOLE 600 INGERSOLL-RAND PLC SHS G47791101 51 1680 SH SOLE 1680 INTEL CORP COM 458140100 84 3261 SH SOLE 3261 INTERNATIONAL BUSINESS MACHS COM 459200101 728 3961 SH SOLE 3961 INVESCO VAN KAMP BOND FND COM 46132L107 19 900 SH SOLE 900 IROBOT CORP COM 462726100 2,202 73753 SH SOLE 73753 ISHARES TR MSCI EAFE IDX 464287465 23 462 SH SOLE 462 ISHARES TR S&P LTN AM 40 464287390 85 2000 SH SOLE 2000 ISTAR FINL INC COM 45031U101 609 115151 SH SOLE 115151 JETBLUE AIRWAYS CORP COM 477143101 0 5 SH SOLE 5 JOHNSON & JOHNSON COM 478160104 1,173 17880 SH SOLE 17880 JPMORGAN CHASE & CO COM 46625H100 5,615 167260 SH SOLE 167260 KIMBERLY CLARK CORP COM 494368103 142 1924 SH SOLE 1924 KIMCO RLTY CORP COM 49446R109 6,403 394200 SH SOLE 394200 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 144 1700 SH SOLE 1700 KRAFT FOODS INC CL A 50075N104 87 2336 SH SOLE 2336 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 6 376 SH SOLE 376 MANULIFE FINL CORP COM 56501R106 19 1810 SH SOLE 1810 MARRIOTT INTL INC NEW CL A 571903202 12 426 SH SOLE 426 MARSH & MCLENNAN COS INC COM 571748102 7 210 SH SOLE 210 MCDONALDS CORP COM 580135101 533 5316 SH SOLE 5316 MEDCO HEALTH SOLUTIONS INC COM 58405U102 23 404 SH SOLE 404 MERCK & CO INC NEW COM 58933Y105 77 3705 SH SOLE 3705 METLIFE INC COM 59156R108 14 447 SH SOLE 447 MICROSOFT CORP COM 594918104 74 2855 SH SOLE 2855 MOLEX INC COM 608554101 5,731 240173 SH SOLE 240173 MONSTER WORLDWIDE INC COM 611742107 2,270 290082 SH SOLE 290082 NATIONAL OILWELL VARCO INC COM 637071101 3 50 SH SOLE 50 NIKE INC CL B 654106103 67 700 SH SOLE 700 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 28 940 SH SOLE 940 NORFOLK SOUTHERN CORP COM 655844108 109 1500 SH SOLE 1500 NOVARTIS A G SPONSORED ADR 66987V109 269 4700 SH SOLE 4700 NUCOR CORP COM 670346105 521 190164 SH SOLE 190164 OCCIDENTAL PETE CORP DEL COM 674599105 7,066 75361 SH SOLE 75361 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 46 800 SH SOLE 800 ORACLE CORP COM 68389X105 3,482 146467 SH SOLE 146467 PEPSICO INC COM 713448108 1,028 15491 SH SOLE 15491 PFIZER INC COM 717081103 407 18808 SH SOLE 18808 PG&E CORP COM 69331C108 5 123 SH SOLE 123 PLUM CREEK TIMBER CO INC COM 729251108 12 337 SH SOLE 337 PRAXAIR INC COM 74005P104 358 3350 SH SOLE 3350 PRESSTEK INC COM 741113104 355 667670 SH SOLE 667670 PROCTER & GAMBLE CO COM 742718109 6,513 97639 SH SOLE 97639 PROGRESS ENERGY INC COM 743263105 107 1912 SH SOLE 1912 PUBLIC STORAGE COM 74460D109 40 300 SH SOLE 300 PUBLIC SVC ENTERPRISE GROUP COM 744573106 132 4000 SH SOLE 4000 QEP RES INC COM 74733V100 4,154 141775 SH SOLE 141775 QUAKER CHEM CORP COM 747316107 0 10 SH SOLE 10 QUALCOMM INC COM 747525103 88 1600 SH SOLE 1600 QUESTAR CORP COM 748356102 4,100 206425 SH SOLE 206425 RAND LOGISTICS INC COM 752182105 6,020 924166 SH SOLE 924166 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,058 14477 SH SOLE 14477 SCHLUMBERGER LTD COM 806857108 96 1400 SH SOLE 1400 SCHWAB CHARLES CORP NEW COM 808513105 32 2800 SH SOLE 2800 SIRIUS XM RADIO INC COM 82967N108 28 15120 SH SOLE 15120 SONY CORP ADR NEW 835699307 4 210 SH SOLE 210 SOUTHERN CO COM 842587107 139 3000 SH SOLE 3000 SOUTHERN UN CO NEW COM 844030106 118 2807 SH SOLE 2807 SPRINT NEXTEL CORP COM SER 1 852061100 2 760 SH SOLE 760 STARBUCKS CORP COM 855244109 55 1200 SH SOLE 1200 STRYKER CORP COM 863667101 56 1125 SH SOLE 1125 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 301 250000 SH SOLE 250000 TELEFLEX INC COM 879369106 8,468 138157 SH SOLE 138157 TESCO CORP COM 88157K101 4,605 364350 SH SOLE 364350 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 21 520 SH SOLE 520 TEXAS INSTRS INC COM 882508104 261 8960 SH SOLE 8960 THERMO FISHER SCIENTIFIC INC COM 883556102 18 920 SH SOLE 920 TIME WARNER CABLE INC COM 88732J207 704 11070 SH SOLE 11070 TIME WARNER INC COM NEW 887317303 1,669 46180 SH SOLE 46180 ULTRALIFE CORP COM 903899102 25 6200 SH SOLE 6200 UNION PAC CORP COM 907818108 621 5859 SH SOLE 5859 UNITED PARCEL SERVICE INC CL B 911312106 377 5155 SH SOLE 5155 UNITED TECHNOLOGIES CORP COM 913017109 105 1440 SH SOLE 1440 VALERO ENERGY CORP NEW COM 91913Y100 19 900 SH SOLE 900 VERIZON COMMUNICATIONS INC COM 92343V104 303 7544 SH SOLE 7544 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 65 2320 SH SOLE 2320 WAL MART STORES INC COM 931142103 400 6700 SH SOLE 6700 WCA WASTE CORP COM 92926K103 2,577 395914 SH SOLE 395914 WELLS FARGO & CO NEW COM 949746101 45 1642 SH SOLE 1642 WGL HLDGS INC COM 92924F106 102 2300 SH SOLE 2300 XEROX CORP COM 984121103 10 1230 SH SOLE 1230 XILINX INC COM 983919101 10 300 SH SOLE 300 ZOLTEK COS INC COM 98975W104 8 1700 SH SOLE 1700 TOTAL 171083