0000890163-11-000100.txt : 20111114 0000890163-11-000100.hdr.sgml : 20111111 20111114120020 ACCESSION NUMBER: 0000890163-11-000100 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kimelman & Baird, LLC CENTRAL INDEX KEY: 0001318103 IRS NUMBER: 132572209 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11298 FILM NUMBER: 111199619 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-686-0021 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: SUITE 2120 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 s22-11375_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kimelman & Baird, LLC Address: 100 Park Avenue Suite 2120 New York, NY 10017 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat Kimelman ----------------------------- Title: Office Manager ----------------------------- Phone: 212-686-0021 ----------------------------- Signature, Place, and Date of Signing: /s/ Pat Kimelman New York, NY 11/14/2011 ------------------ ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: $164,919 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- --------- -------- -------- -------- ---------- -------- Value SHRS OR SH/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion Managers SOLE Shared None -------------- -------------- --------- ------- ------- --- --------- --------- ------- ------- ---- 3M COMPANY COM 88579Y101 42 590 SH SOLE 590 ADOBE SYSTEMS INC COM 00724F101 10 430 SH SOLE 430 AEROVIRONMENT INC COM 008073108 5,049 179,350 SH SOLE 179350 AES CORP COM 00130H105 431 44,210 SH SOLE 44210 ALCOA INC COM 013817101 7 723 SH SOLE 723 AMERICAN EXPRESS COMPANY COM 025816109 433 9,639 SH SOLE 9639 AMGEN INC COM 031162100 41 750 SH SOLE 750 AMYLIN PHARMACEUTICALS INC COM 032346108 4 400 SH SOLE 400 ANADARKO PETROLEUM CORP COM 032511107 130 2,054 SH SOLE 2054 APACHE CORP COM 037411105 42 527 SH SOLE 527 APPLE INC COM 037833100 992 2,602 SH SOLE 2602 AQUA AMERICA INC COM 03836W103 22 1,041 SH SOLE 1041 ASCENT MEDIA CORPORATION COM SER A 043632108 0 6 SH SOLE 6 AT&T INC COM 00206R102 410 14,368 SH SOLE 14368 BAKER HUGHES INC COM 057224107 1,292 28,000 SH SOLE 28000 BANK NEW YORK MELLON CORP COM 064058100 119 6,376 SH SOLE 6376 BANK OF AMERICA CORP COM 060505104 1,350 220,637 SH SOLE 220637 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 178 2,500 SH SOLE 2500 BGC PARTNERS INC CL A 05541T101 5,950 986,783 SH SOLE 986783 BIOGEN IDEC INC COM 09062X103 102 1,100 SH SOLE 1100 BOEING CO COM 097023105 34 555 SH SOLE 555 BOSTON SCIENTIFIC CORP COM 101137107 13 2,200 SH SOLE 2200 BRISTOL MYERS SQUIBB CO COM 110122108 273 8,691 SH SOLE 8691 CABOT CORP COM 127055101 5 200 SH SOLE 200 CAL-MAINE FOODS INC NEW COM NEW 128030202 6 200 SH SOLE 200 CAMDEN NATIONAL CORPORATION COM 133034108 1,400 51,400 SH SOLE 51400 CAMERON INTERNATIONAL COM 13342B105 12 300 SH SOLE 300 CANADIAN IMPERIAL BANK OF COM 136069101 112 1,600 SH SOLE 1600 CATERPILLAR INC COM 149123101 231 3,127 SH SOLE 3127 CENTURYLINK INC COM 156700106 2 50 SH SOLE 50 CHARLES & COLVARD LTD COM 159765106 81 36,155 SH SOLE 36155 CHARLES SCHWAB CORP NEW COM 808513105 32 2,800 SH SOLE 2800 CHEVRON CORPORATION COM 166764100 1,864 20,136 SH SOLE 20136 CISCO SYSTEMS INC COM 17275R102 2,122 136,915 SH SOLE 136915 COCA COLA CO COM 191216100 402 5,950 SH SOLE 5950 COLGATE PALMOLIVE CO COM 194162103 83 938 SH SOLE 938 COMCAST CORP CL A 20030N101 55 2,648 SH SOLE 2648 CONOCOPHILLIPS COM 20825C104 220 3,475 SH SOLE 3475 CONSOLIDATED EDISON INC COM 209115104 147 2,575 SH SOLE 2575 COPART INC COM 217204106 13,055 333,811 SH SOLE 333811 CORNING INC COM 219350105 1,594 128,995 SH SOLE 128995 COSTCO WHOLESALE CORP-NEW COM 22160K105 267 3,255 SH SOLE 3255 CREE INC COM 225447101 746 28,700 SH SOLE 28700 DANAHER CORP COM 235851102 63 1,512 SH SOLE 1512 DARDEN RESTAURANTS INC COM 237194105 60 1,400 SH SOLE 1400 DEERE & CO COM 244199105 200 3,100 SH SOLE 3100 DEVON ENERGY CORPORATION NEW COM 25179M103 15 268 SH SOLE 268 DIGITAL REALTY TRUST INC COM 253868103 5,626 102,000 SH SOLE 102000 DIRECTV COM CL A 25490A101 13 300 SH SOLE 300 DISCOVERY COMMUNICATIONS INC COM SER A 25470F104 3 75 SH SOLE 75 DISCOVERY COMMUNICATIONS INC COM SER C 25470F302 3 75 SH SOLE 75 DOMINION RESOURCES INC VA NEW COM 25746U109 88 1,734 SH SOLE 1734 DOVER CORP COM 260003108 2,106 45,183 SH SOLE 45183 DOW CHEMICAL CO. COM 260543103 70 3,125 SH SOLE 3125 DRIL-QUIP INC COM 262037104 54 1,000 SH SOLE 1000 E I DU PONT DE NEMOURS & CO COM 263534109 325 8,140 SH SOLE 8140 EMC CORP-MASS COM 268648102 126 5,980 SH SOLE 5980 EMERSON ELECTRIC CO COM 291011104 660 15,985 SH SOLE 15985 ENCANA CORP COM 292505104 165 8,600 SH SOLE 8600 EOG RES INC COM 26875P101 14 200 SH SOLE 200 ERICSSON L M TEL CO ADR 294821608 3,691 386,466 SH SOLE 386466 ESSEX RENTAL CORP COM 297187106 1,999 812,600 SH SOLE 812600 EVERGREEN SOLAR INC COM NEW 30033R306 0 128 SH SOLE 128 EXELON CORP COM 30161N101 53 1,235 SH SOLE 1235 EXXON MOBIL CORP COM 30231G102 7,538 103,889 SH SOLE 103889 FORD MOTOR CO COM PAR $0.01 345370860 59 6,098 SH SOLE 6098 FORTRESS INVT GROUP LLC CL A 34958B106 0 105 SH SOLE 105 FRONTIER COMMUNICATIONS CORP COM 35906A108 5 842 SH SOLE 842 GENERAL DYNAMICS CORP COM 369550108 148 2,600 SH SOLE 2600 GENERAL ELECTRIC CO COM 369604103 5,954 391,165 SH SOLE 391165 GENERAL MILLS INC COM 370334104 357 9,286 SH SOLE 9286 GENERAL MOTORS COMPANY COM 37045V100 12 600 SH SOLE 600 GENOMIC HEALTH INC COM 37244C101 822 37,390 SH SOLE 37390 GOOGLE INC CL A 38259P508 6,201 12,039 SH SOLE 12039 HALLIBURTON CO COM 406216101 9 300 SH SOLE 300 HESS CORPORATION COM 42809H107 46 880 SH SOLE 880 HEWLETT PACKARD CO COM 428236103 5 233 SH SOLE 233 HOME DEPOT INC COM 437076102 3,852 117,200 SH SOLE 117200 ILLINOIS TOOL WORKS INC COM 452308109 265 6,375 SH SOLE 6375 INFOSYS LIMITED ADR 456788108 31 600 SH SOLE 600 INGERSOLL RAND PLC SHS G47791101 47 1,680 SH SOLE 1680 INTEL CORP COM 458140100 70 3,261 SH SOLE 3261 INTERNATIONAL BUSINESS COM 459200101 693 3,961 SH SOLE 3961 IROBOT CORP COM 462726100 1,913 76,153 SH SOLE 76153 ISHARES TR S&P LATIN AMER 40 S&P LTN AM 40 464287390 175 4,500 SH SOLE 4500 ISHARES TRUST MSCI EAFE INDEX MSCI EAFE INDEX 464287465 22 462 SH SOLE 462 ISTAR FINANCIAL INC COM 45031U101 679 116,751 SH SOLE 116751 JETBLUE AIRWAYS CORP COM 477143101 0 5 SH SOLE 5 JOHNSON & JOHNSON COM 478160104 1,126 17,680 SH SOLE 17680 JPMORGAN CHASE & CO COM 46625H100 6,173 205,060 SH SOLE 205060 KIMBERLY CLARK CORP COM 494368103 137 1,924 SH SOLE 1924 KIMCO REALTY CORP COM 49446R109 5,985 398,200 SH SOLE 398200 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 185 2,700 SH SOLE 2700 KRAFT FOODS INC CL A 50075N104 78 2,336 SH SOLE 2336 LIBERTY MEDIA HOLDING INT COM SER A 53071M104 6 376 SH SOLE 376 MANULIFE FINANCIAL CORP COM 56501R106 21 1,810 SH SOLE 1810 MARRIOTT INTERNATIONAL INC NEW CL A 571903202 12 426 SH SOLE 426 MARSH & MCLENNAN COMPANIES INC COM 571748102 6 210 SH SOLE 210 MCDONALDS CORP COM 580135101 928 10,570 SH SOLE 10570 MEAD JOHNSON NUTRITION COM 582839106 296 4,302 SH SOLE 4302 MEDCO HEALTH SOLUTIONS INC COM 58405U102 19 404 SH SOLE 404 MERCK & CO INC COM 58933Y105 121 3,705 SH SOLE 3705 METLIFE INC COM 59156R108 13 447 SH SOLE 447 MICROSOFT CORP COM 594918104 46 1,855 SH SOLE 1855 MOLEX INC COM 608554101 4,974 244,173 SH SOLE 244173 MONSTER WORLDWIDE INC COM 611742107 2,647 368,682 SH SOLE 368682 NIKE INC-CL B COM 654106103 60 700 SH SOLE 700 NOBLE CORPORATION NAMEN -AKT H5833N103 28 940 SH SOLE 940 NORFOLK SOUTHERN CORP COM 655844108 92 1,500 SH SOLE 1500 NOVARTIS AG SPONSORED ADR 66987V109 262 4,700 SH SOLE 4700 NUCOR CORP COM 670346105 6,319 199,714 SH SOLE 199714 OCCIDENTAL PETE CORP COM 674599105 5,471 76,511 SH SOLE 76511 ONEOK PARTNERS L P UNIT LTD PARTN 68268N103 37 800 SH SOLE 800 ORACLE CORP COM 68389X105 4,207 146,367 SH SOLE 146367 PEPSICO INC COM 713448108 947 15,291 SH SOLE 15291 PFIZER INC COM 717081103 386 21,808 SH SOLE 21808 PG&E CORP COM 69331C108 5 123 SH SOLE 123 PLUM CREEK TIMBER CO INC COM 729251108 12 337 SH SOLE 337 PRAXAIR INC COM 74005P104 313 3,350 SH SOLE 3350 PRESSTEK INC COM 741113104 817 1,211,970 SH SOLE 1211970 PROCTER & GAMBLE CO COM 742718109 6,236 98,697 SH SOLE 98697 PROGRESS ENERGY INC COM 743263105 99 1,912 SH SOLE 1912 PUBLIC SERVICE ENTERPRISE COM 744573106 133 4,000 SH SOLE 4000 PUBLIC STORAGE COM 74460D109 33 300 SH SOLE 300 QEP RESOURCES INC COM 74733V100 4,002 147,825 SH SOLE 147825 QUAKER CHEMICAL CORP COM 747316107 0 10 SH SOLE 10 QUALCOMM INC COM 747525103 78 1,600 SH SOLE 1600 QUESTAR CORP COM 748356102 3,658 206,575 SH SOLE 206575 RAND LOGISTICS INC COM 752182105 5,802 934,366 SH SOLE 934366 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 988 16,065 SH SOLE 16065 SCHLUMBERGER LTD COM 806857108 84 1,400 SH SOLE 1400 SCOTTS MIRACLE GRO CO CL A 810186106 161 3,600 SH SOLE 3600 SIRIUS XM RADIO INC COM 82967N108 23 15,120 SH SOLE 15120 SONY CORP-ADR NEW ADR NEW 835699307 4 210 SH SOLE 210 SOUTHERN CO COM 842587107 127 3,000 SH SOLE 3000 SOUTHERN UNION CO NEW COM 844030106 122 3,007 SH SOLE 3007 SPRINT NEXTEL CORPORATION COM SER 1 852061100 2 760 SH SOLE 760 STAPLES INC COM 855030102 13 945 SH SOLE 945 STARBUCKS CORP COM 855244109 45 1,200 SH SOLE 1200 STRYKER CORP COM 863667101 53 1,125 SH SOLE 1125 SUNPOWER CORPORATION COM CL A 867652109 0 30 SH SOLE 30 TARGET CORP COM 87612E106 22 450 SH SOLE 450 TELEFLEX INC COM 879369106 7,560 140,607 SH SOLE 140607 TESCO CORP COM 88157K101 3,416 294,450 SH SOLE 294450 TEVA PHARMACEUTICAL ADR 881624209 19 520 SH SOLE 520 TEXAS INSTRUMENTS INC COM 882508104 239 8,960 SH SOLE 8960 THERMO FISHER SCIENTIFIC INC COM 883556102 47 920 SH SOLE 920 TIME WARNER CABLE INC COM 88732J207 704 11,238 SH SOLE 11238 TIME WARNER INC COM NEW 887317303 1,433 47,820 SH SOLE 47820 ULTRALIFE CORPORATION COM 903899102 31 6,200 SH SOLE 6200 UNION PACIFIC CORP COM 907818108 479 5,859 SH SOLE 5859 UNITED PARCEL SVC INC CL B 911312106 326 5,155 SH SOLE 5155 VALE S A ADR 91912E105 19 820 SH SOLE 820 VALERO ENERGY CORP NEW COM 91913Y100 16 900 SH SOLE 900 VERIZON COMMUNICATIONS COM 92343V104 278 7,544 SH SOLE 7544 VISA INC COM CL A 92826C839 60 700 SH SOLE 700 VODAFONE GROUP PLC SPONS ADR NEW 92857W209 60 2,320 SH SOLE 2320 WALGREEN CO COM 931422109 32 970 SH SOLE 970 WAL-MART STORES INC COM 931142103 348 6,700 SH SOLE 6700 WALT DISNEY CO COM 254687106 987 32,742 SH SOLE 32742 WCA WASTE CORPORATION COM 92926K103 1,708 402,814 SH SOLE 402814 WELLS FARGO & CO COM 949746101 40 1,642 SH SOLE 1642 WGL HOLDINGS INC COM 92924F106 90 2,300 SH SOLE 2300 XEROX CORP COM 984121103 2 230 SH SOLE 230 XILINX INC COM 983919101 8 300 SH SOLE 300 ZOLTEK COMPANIES INC COM 98975W104 12 1,900 SH SOLE 1900 TOTAL 164919