0001437749-16-027372.txt : 20160310
0001437749-16-027372.hdr.sgml : 20160310
20160310192128
ACCESSION NUMBER: 0001437749-16-027372
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151215
FILED AS OF DATE: 20160310
DATE AS OF CHANGE: 20160310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Recovery, Inc.
CENTRAL INDEX KEY: 0001421517
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 010616867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
BUSINESS PHONE: (510) 483-7370
MAIL ADDRESS:
STREET 1: 1717 DOOLITTLE DRIVE
CITY: SAN LEANDRO
STATE: CA
ZIP: 94577
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Otero Juan
CENTRAL INDEX KEY: 0001318031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34112
FILM NUMBER: 161499056
MAIL ADDRESS:
STREET 1: 120 ROSE ORCHARD WAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-12-15
0001421517
Energy Recovery, Inc.
ERII
0001318031
Otero Juan
C/O ENERGY RECOVERY
1717 DOOLITTLE DRIVE
SAN LEANDRO
CA
94577
1
Gen Counsel,CCO,Corp Secretary
Common Stock
2016-03-08
4
A
0
14241
0
A
20956
D
Stock Option (Right to Buy)
8.52
2016-03-08
4
A
0
23623
0
A
2026-03-08
Common Stock
23623
255280
D
Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 03/8/2016; thereafter, the remaining 75% vest 1/36th per month.
25% of these options fully vest on the 1st anniversary of the vesting start date of 03/8/2016; thereafter, the remaining 75% vest 1/36th per month.
/s/ Lemyrtle Thompson, Attorney-in-Fact for Juan Otero
2016-03-10