0001437749-16-027372.txt : 20160310 0001437749-16-027372.hdr.sgml : 20160310 20160310192128 ACCESSION NUMBER: 0001437749-16-027372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151215 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1717 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otero Juan CENTRAL INDEX KEY: 0001318031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 161499056 MAIL ADDRESS: STREET 1: 120 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rdgdoc.xml FORM 4 X0306 4 2015-12-15 0001421517 Energy Recovery, Inc. ERII 0001318031 Otero Juan C/O ENERGY RECOVERY 1717 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 Gen Counsel,CCO,Corp Secretary Common Stock 2016-03-08 4 A 0 14241 0 A 20956 D Stock Option (Right to Buy) 8.52 2016-03-08 4 A 0 23623 0 A 2026-03-08 Common Stock 23623 255280 D Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 03/8/2016; thereafter, the remaining 75% vest 1/36th per month. 25% of these options fully vest on the 1st anniversary of the vesting start date of 03/8/2016; thereafter, the remaining 75% vest 1/36th per month. /s/ Lemyrtle Thompson, Attorney-in-Fact for Juan Otero 2016-03-10