0001317947-14-000004.txt : 20141114
0001317947-14-000004.hdr.sgml : 20141114
20141114124434
ACCESSION NUMBER: 0001317947-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sankaty Advisors, LLC
CENTRAL INDEX KEY: 0001317947
IRS NUMBER: 043505100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11314
FILM NUMBER: 141222202
BUSINESS ADDRESS:
STREET 1: JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001317947
XXXXXXXX
09-30-2014
09-30-2014
Sankaty Advisors, LLC
JOHN HANCOCK TOWER
200 CLARENDON STREET
BOSTON
MA
02116
13F HOLDINGS REPORT
028-11314
Y
Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles (the "Funds") but exercises investment discretion with respect to only a limited number of these Funds. The filing of this 13F Holdings Report by Sankaty Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC is the beneficial owner of such shares held by each of the Funds.
Jonathan S. Lavine
Manager
(617) 516-2000
/s/ Jonathan S. Lavine
Boston
MA
11-14-2014
18
13
99246
false
1
028-14551
Sankaty Credit Member, LLC
2
028-14552
Sankaty Credit Member II, Ltd.
3
028-16228
Sankaty Managed Account Investors (Drawbridge), L.P.
4
028-16229
Sankaty Drawbridge Opportunities, L.P.
5
Sankaty Credit Opportunities Investors V-A, L.P.
6
Sankaty Credit Opportunities V AIV I, L.P.
7
Sankaty Credit Opportunities Investors V-A2, L.P.
8
Sankaty Credit Opportunities V AIV II (Master), L.P.
9
Sankaty Credit Opportunities Investors V-B, L.P.
10
Sankaty Credit Opportunities V-B, L.P.
11
Sankaty Managed Account Investors (NMSIC), L.P.
12
Sankaty Rio Grande FMC, L.P.
13
Sankaty Managed Account Investors, L.P.
14
Sankaty Managed Account (PSERS), L.P.
15
Sankaty Managed Account Investors (TCCC), L.P.
16
Sankaty Managed Account (TCCC), L.P.
17
Sankaty High Income Investors, LLC
18
Sankaty High Income Partnership, L.P.
INFORMATION TABLE
2
SankatyXMLmap13fq32014.xml
SANKATY 13F INFORMATION TABLE AS OF SEPTEMBER 30, 2014
ALPHA NATURAL RESOURCES INC
COM
02076X102
5084
2050000
SH
SOLE
0
0
2050000
BLACKROCK FLOAT RATE OME STR
COM
09255X100
4720
335695
SH
SOLE
0
0
335695
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
3566
207686
SH
SOLE
0
0
207686
EATON VANCE FLTING RATE INC
COM
278279104
3282
225227
SH
SOLE
0
0
225227
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
3983
276806
SH
SOLE
0
0
276806
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
3225
495407
SH
SOLE
0
0
495407
FIRST TR SR FLG RTE INCM FD
COM
33733U108
4742
349714
SH
SOLE
0
0
349714
INVESCO SR INCOME TR
COM
46131H107
4756
1001178
SH
SOLE
0
0
1001178
ISHARES
IBOXX HI YD ETF
464288513
34325
373300
SH
SOLE
0
0
373300
LMP CORPORATE LN FD INC
COM
50208B100
1787
154733
SH
SOLE
0
0
154733
PIONEER FLOATING RATE TR
COM
72369J102
2902
246962
SH
SOLE
0
0
246962
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
22099
550000
SH
SOLE
0
0
550000
VOYA PRIME RATE TR
SH BEN INT
92913A100
4776
868333
SH
SOLE
0
0
868333