-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DgYJcYTf47wLku4aNjR4a7ji1z3RsWldvhoGOwJYD71Vq5PQK1FWNFVdYrNs4YcX n/s64wb1iHfMHZDh/W81jg== 0001140361-09-026242.txt : 20091116 0001140361-09-026242.hdr.sgml : 20091116 20091116153729 ACCESSION NUMBER: 0001140361-09-026242 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Dominion Securities Inc. CENTRAL INDEX KEY: 0001317808 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11322 FILM NUMBER: 091186449 BUSINESS ADDRESS: STREET 1: 277 FRONT ST W STREET 2: 5TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5V2X4 BUSINESS PHONE: (416) 313-7446 MAIL ADDRESS: STREET 1: 277 FRONT ST W STREET 2: 5TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5V2X4 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBC Dominion Securities Inc. Address: Royal Trust Tower, Suite 900 77 King Street West Toronto, Ontario M5W 1P9 Form 13F File Number: 028-11322 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Bruce Macdonald Title: President Phone: (416)842-7500 Signature, Place, and Date of Signing: /s/ Bruce Macdonald Toronto, Ontario 11/16/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28- 11252 RBC Asset Management Inc. - --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 1,851 Form 13F Information Table Value Total: $ 5,762,196.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11396 Royal Bank of Canada - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ AAON INC COM PAR $0.004 000360206 331 16,483 SH SOLE 1 - 16483 - ABB LTD SPONSORED ADR 000375204 4,664 232,719 SH SOLE 1 - 232719 - ABB LTD SPONSORED ADR 000375204 12 600 SH SOLE 1 600 0 - A D C TELECOMMUNICATIONS COM NEW 000886309 - 42 SH SOLE 1 - 42 - AEP INDS INC COM 001031103 4 99 SH SOLE 1 - 99 - AFLAC INC COM 001055102 2,229 52,141 SH SOLE 1 - 52141 - AGCO CORP COM 001084102 317 11,476 SH SOLE 1 - 11476 - AGL RES INC COM 001204106 591 16,765 SH SOLE 1 - 16765 - AK STL HLDG CORP COM 001547108 1,075 54,485 SH SOLE 1 - 54485 - AU OPTRONICS CORP SPONSORED ADR 002255107 - 9 SH SOLE 1 - 9 - AVX CORP NEW COM 002444107 828 69,367 SH SOLE 1 - 69367 - ABBOTT LABS COM 002824100 28,732 580,802 SH SOLE 1 - 580802 - ABBOTT LABS COM 002824100 186 3,755 SH SOLE 1 3,755 0 - ABERCROMBIE & FITCH CO CL A 002896207 3 100 SH SOLE 1 - 100 - ABERDEEN ASIA PACIFIC INCOM COM 003009107 147 23,750 SH SOLE 1 - 23750 - ABERDEEN ASIA PACIFIC INCOM COM 003009107 31 5,000 SH SOLE 1 5,000 0 - ADAMS EXPRESS CO COM 006212104 168 17,205 SH SOLE 1 - 17205 - AEROPOSTALE COM 007865108 990 22,781 SH SOLE 1 - 22781 - ADVANCED MICRO DEVICES INC COM 007903107 23 3,979 SH SOLE 1 - 3979 - AEGON N V NY REGISTRY SH 007924103 7 847 SH SOLE 1 - 847 - AETERNA ZENTARIS INC COM 007975204 5 4,200 SH SOLE 1 - 4200 - AEROVIRONMENT INC COM 008073108 6 222 SH SOLE 1 - 222 - AGNICO EAGLE MINES LTD COM 008474108 1,354 20,000 CALL SOLE 1 20,000 0 - AGNICO EAGLE MINES LTD COM 008474108 365 5,400 CALL SOLE 1 5,400 0 - AGNICO EAGLE MINES LTD COM 008474108 81 1,200 CALL SOLE 1 1,200 0 - AGNICO EAGLE MINES LTD COM 008474108 10,076 148,506 SH SOLE 1 - 148506 - AGNICO EAGLE MINES LTD COM 008474108 1,222 18,062 SH SOLE 1 18,062 0 - AGNICO EAGLE MINES LTD COM 008474108 6,768 100,000 PUT SOLE 1 100,000 0 - AGRIUM INC COM 008916108 240 4,800 CALL SOLE 1 4,800 0 - AGRIUM INC COM 008916108 44,488 893,509 SH SOLE 1 - 893509 - AGRIUM INC COM 008916108 621 12,469 SH SOLE 1 12,469 0 - AGRIUM INC COM 008916108 13 261 SH SOLE 1 261 0 - AIR PRODS & CHEMS INC COM 009158106 6,762 87,162 SH SOLE 1 - 87162 - AIR PRODS & CHEMS INC COM 009158106 9 120 SH SOLE 1 120 0 - ALASKA AIR GROUP INC COM 011659109 9 339 SH SOLE 1 - 339 - ALBANY INTL CORP CL A 012348108 4 200 SH SOLE 1 - 200 - ALBERTO CULVER CO NEW COM 013078100 6 200 SH SOLE 1 - 200 - ALCOA INC COM 013817101 6,262 477,261 SH SOLE 1 - 477261 - ALCATEL-LUCENT SPONSORED ADR 013904305 54 12,058 SH SOLE 1 - 12058 - ALLEGHENY ENERGY INC COM 017361106 16 600 SH SOLE 1 - 600 - ALLERGAN INC COM 018490102 651 11,464 SH SOLE 1 - 11464 - ALLETE INC COM NEW 018522300 10 300 SH SOLE 1 - 300 - ALLIANCE DATA SYSTEMS CORP COM 018581108 638 10,441 SH SOLE 1 - 10441 - ALLIANT TECHSYSTEMS INC COM 018804104 676 8,681 SH SOLE 1 - 8681 - ALLIANZ SE SP ADR 1/10 SH 018805101 5,640 451,884 SH SOLE 1 - 451884 - ALLIED IRISH BKS P L C SPON ADR ORD 019228402 202 21,461 SH SOLE 1 - 21461 - ALLIED NEVADA GOLD CORP COM 019344100 955 97,560 SH SOLE 1 97,560 0 - ALLIED NEVADA GOLD CORP COM 019344100 30 3,107 SH SOLE 1 - 3107 - ALLSTATE CORP COM 020002101 175 5,731 SH SOLE 1 - 5731 - ALTERA CORP COM 021441100 19 920 SH SOLE 1 - 920 - ALUMINA LTD SPONSORED ADR 022205108 1 167 SH SOLE 1 - 167 - ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 3 100 SH SOLE 1 - 100 - AMAZON COM INC COM 023135106 284 3,040 SH SOLE 1 - 3040 - AMBAC FINL GROUP INC COM 023139108 104 62,050 SH SOLE 1 - 62,050 - AMEDISYS INC COM 023436108 594 13,620 SH SOLE 1 - 13620 - AMERICAN APPAREL INC COM 023850100 16 4,500 SH SOLE 1 - 4500 - AMERICAN ELEC PWR INC COM 025537101 601 19,403 SH SOLE 1 - 19403 - AMERICAN EXPRESS CO COM 025816109 9,193 271,189 SH SOLE 1 - 271189 - AMERICAN EXPRESS CO COM 025816109 288 8,500 SH SOLE 1 8,500 0 - AMERICAN FINL GROUP INC OHIO COM 025932104 215 8,413 SH SOLE 1 - 8413 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ AMERICAN INTL GROUP INC COM NEW 026874784 99 2,240 SH SOLE 1 - 2240 - AMERICAN REPROGRAPHICS CO COM 029263100 4 450 SH SOLE 1 - 450 - AMERICAN STS WTR CO COM 029899101 105 2,900 SH SOLE 1 - 2900 - AMERICAN TOWER CORP CL A 029912201 18 500 SH SOLE 1 - 500 - AMERICAN WTR WKS CO INC NEW COM 030420103 60 3,000 SH SOLE 1 - 3000 - AMGEN INC COM 031162100 2,669 44,319 SH SOLE 1 - 44319 - AMGEN INC COM 031162100 11 175 SH SOLE 1 175 0 - AMPHENOL CORP NEW CL A 032095101 5 124 SH SOLE 1 - 124 - ANADARKO PETE CORP COM 032511107 430 6,853 SH SOLE 1 - 6853 - ANDERSONS INC COM 034164103 78 2,205 SH SOLE 1 - 2205 - ANGIOTECH PHARMACEUTICALS IN COM 034918102 41 23,440 SH SOLE 1 - 23440 - ANGIOTECH PHARMACEUTICALS IN COM 034918102 3 2,000 SH SOLE 1 2,000 - - ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 73 1,802 SH SOLE 1 - 1802 - ANIXTER INTL INC COM 035290105 49 1,210 SH SOLE 1 - 1210 - ANNALY CAP MGMT INC COM 035710409 289 15,913 SH SOLE 1 - 15,913 - ANNALY CAP MGMT INC COM 035710409 82 4,500 SH SOLE 1 4,500 0 - AON CORP COM 037389103 1 30 SH SOLE 1 - 30 - APACHE CORP COM 037411105 22,017 239,755 SH SOLE 1 - 239755 - APACHE CORP COM 037411105 149 1,624 SH SOLE 1 1,624 0 - APOLLO GROUP INC CL A 037604105 545 7,398 SH SOLE 1 - 7398 - APPLE INC COM 037833100 17,823 96,160 SH SOLE 1 - 96,160 - APPLE INC COM 037833100 132 710 SH SOLE 1 710 - - APPLIED MATLS INC COM 038222105 64 4,804 SH SOLE 1 - 4,804 - APPLIED SIGNAL TECHNOLOGY IN COM 038237103 13 565 SH SOLE 1 - 565 - ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 32 1,436 SH SOLE 1 - 1436 - ARCH COAL INC COM 039380100 301 13,619 SH SOLE 1 - 13619 - ARCHER DANIELS MIDLAND CO COM 039483102 205 7,013 SH SOLE 1 - 7013 - ARM HLDGS PLC SPONSORED ADR 042068106 2,746 392,333 SH SOLE 1 - 392333 - ARUBA NETWORKS INC COM 043176106 9 1,000 SH SOLE 1 - 1000 - ASHLAND INC NEW COM 044209104 13 300 SH SOLE 1 - 300 - ASIA PAC FD INC COM 044901106 28 2,900 SH SOLE 1 - 2900 - ASTEC INDS INC COM 046224101 6 235 SH SOLE 1 - 235 - ASTRAZENECA PLC SPONSORED ADR 046353108 374 8,311 SH SOLE 1 - 8311 - ATWOOD OCEANICS INC COM 050095108 8 220 SH SOLE 1 - 220 - AUGUSTA RES CORP COM NEW 050912203 12 5,000 SH SOLE 1 - 5000 - AUTODESK INC COM 052769106 33 1,400 SH SOLE 1 - 1400 - AUTOMATIC DATA PROCESSING IN COM 053015103 1,286 32,712 SH SOLE 1 - 32712 - AUTOZONE INC COM 053332102 341 2,330 SH SOLE 1 - 2330 - AVERY DENNISON CORP COM 053611109 67 1,850 SH SOLE 1 - 1850 - AVIS BUDGET GROUP COM 053774105 1 100 SH SOLE 1 - 100 - AVNET INC COM 053807103 62 2,375 SH SOLE 1 - 2,375 - AVON PRODS INC COM 054303102 38 1,105 SH SOLE 1 - 1105 - AXA SPONSORED ADR 054536107 257 9,501 SH SOLE 1 - 9501 - BB&T CORP COM 054937107 7 255 SH SOLE 1 - 255 - BJ SVCS CO COM 055482103 8 400 SH SOLE 1 - 400 - BP PLC SPONSORED ADR 055622104 1,504 28,251 SH SOLE 1 - 28251 - BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 446 5,968 SH SOLE 1 - 5968 - BMC SOFTWARE INC COM 055921100 215 5,741 SH SOLE 1 - 5741 - BAIDU INC SPON ADR REP A 056752108 10 26 SH SOLE 1 - 26 - BAKER HUGHES INC COM 057224107 102 2,400 SH SOLE 1 - 2400 - BALL CORP COM 058498106 252 5,122 SH SOLE 1 - 5122 - BALLARD PWR SYS INC NEW COM 058586108 36 13,615 SH SOLE 1 - 13615 - BALLARD PWR SYS INC NEW COM 058586108 - 40 SH SOLE 1 40 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 260 13,050 SH SOLE 1 13,050 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 18 890 SH SOLE 1 - 890 - BANK OF AMERICA CORPORATION COM 060505104 17,072 1,008,981 SH SOLE 1 - 1008981 - BANK OF AMERICA CORPORATION COM 060505104 151 8,940 SH SOLE 1 8,940 0 - BANK MONTREAL QUE COM 063671101 11,357 224,300 CALL SOLE 1 224,300 0 - BANK MONTREAL QUE COM 063671101 527 10,400 PUT SOLE 1 10,400 0 - BANK MONTREAL QUE COM 063671101 163,790 3,234,394 SH SOLE 1 - 3,234,394 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ BANK MONTREAL QUE COM 063671101 653 12,895 SH SOLE 1 12,895 - - BANK MONTREAL QUE COM 063671101 212 4,200 SH SOLE 1 - 0 4,200 BANK MONTREAL QUE COM 063671101 43 854 SH SOLE 1 854 0 - BANK OF NEW YORK MELLON CORP COM 064058100 1,591 54,880 SH SOLE 1 - 54880 - BANK NOVA SCOTIA HALIFAX COM 064149107 8,834 193,400 CALL SOLE 1 193,400 0 - BANK NOVA SCOTIA HALIFAX COM 064149107 388 8,500 PUT SOLE 1 8,500 0 - BANK NOVA SCOTIA HALIFAX COM 064149107 162,611 3,567,599 SH SOLE 1 - 3567599 - BANK NOVA SCOTIA HALIFAX COM 064149107 7,232 158,337 SH SOLE 1 158,337 0 - BANK NOVA SCOTIA HALIFAX COM 064149107 1,865 40,910 SH SOLE 1 40,910 0 - BANK NOVA SCOTIA HALIFAX COM 064149107 224 4,900 SH SOLE 1 - 0 4,900 BARD C R INC COM 067383109 210 2,677 SH SOLE 1 - 2677 - BARRICK GOLD CORP COM 067901108 8,253 217,800 CALL SOLE 1 217,800 0 - BARRICK GOLD CORP COM 067901108 1,694 44,700 PUT SOLE 1 44,700 0 - BARRICK GOLD CORP COM 067901108 76,533 2,019,335 SH SOLE 1 - 2019335 - BARRICK GOLD CORP COM 067901108 13,662 360,545 SH SOLE 1 360,545 - - BARRICK GOLD CORP COM 067901108 676 17,828 SH SOLE 1 17,828 0 - BARRETT BUSINESS SERVICES IN COM 068463108 5 500 SH SOLE 1 - 500 - BAXTER INTL INC COM 071813109 7,863 137,922 SH SOLE 1 - 137922 - BAYTEX ENERGY TR TRUST UNIT 073176109 1,183 53,693 SH SOLE 1 - 53693 - BAYTEX ENERGY TR TRUST UNIT 073176109 110 5,000 SH SOLE 1 5,000 0 - BAYTEX ENERGY TR TRUST UNIT 073176109 4 180 SH SOLE 1 180 0 - BE AEROSPACE INC COM 073302101 2 75 SH SOLE 1 - 75 - BEACON ROOFING SUPPLY INC COM 073685109 7 450 SH SOLE 1 - 450 - BECKMAN COULTER INC COM 075811109 41 600 SH SOLE 1 - 600 - BECTON DICKINSON & CO COM 075887109 5,047 72,358 SH SOLE 1 - 72358 - BECTON DICKINSON & CO COM 075887109 17 250 SH SOLE 1 250 0 - BED BATH & BEYOND INC COM 075896100 53 1,400 SH SOLE 1 - 1400 - BELDEN INC COM 077454106 50 2,152 SH SOLE 1 - 2152 - BEMIS INC COM 081437105 134 5,165 SH SOLE 1 - 5165 - BERKSHIRE HATHAWAY INC DEL CL A 084670108 7,777 77 SH SOLE 1 - 77 - BERKSHIRE HATHAWAY INC DEL CL A 084670108 606 6 SH SOLE 1 6 - - BERKSHIRE HATHAWAY INC DEL CL B 084670207 27,747 8,350 SH SOLE 1 - 8,350 - BEST BUY INC COM 086516101 294 7,832 SH SOLE 1 - 7832 - BHP BILLITON LTD SPONSORED ADR 088606108 20,639 312,667 SH SOLE 1 - 312667 - BHP BILLITON LTD SPONSORED ADR 088606108 135 2,050 SH SOLE 1 2,050 0 - BIG LOTS INC COM 089302103 705 28,158 SH SOLE 1 - 28158 - BITSTREAM INC CL A 091736108 2 300 SH SOLE 1 - 300 - BOEING CO COM 097023105 444 8,192 SH SOLE 1 - 8192 - BOSTON SCIENTIFIC CORP COM 101137107 133 12,575 SH SOLE 1 - 12575 - BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 25 475 SH SOLE 1 - 475 - BRISTOL MYERS SQUIBB CO COM 110122108 6,755 299,938 SH SOLE 1 - 299938 - BRISTOL MYERS SQUIBB CO COM 110122108 45 2,000 SH SOLE 1 2,000 - - BRITISH AMERN TOB PLC SPONSORED ADR 110448107 2,417 38,216 SH SOLE 1 - 38,216 - BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 5 142 SH SOLE 1 - 142 - BROADCOM CORP CL A 111320107 16 530 SH SOLE 1 - 530 - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 98,819 4,351,348 SH SOLE 1 - 4351348 - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 875 38,510 SH SOLE 1 38,510 0 - BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 16 723 SH SOLE 1 723 0 - BROOKFIELD HOMES CORP COM 112723101 31 4,575 SH SOLE 1 - 4,575 - BROOKFIELD PPTYS CORP COM 112900105 28 2,500 CALL SOLE 1 2,500 0 - BROOKFIELD PPTYS CORP COM 112900105 2,794 248,091 SH SOLE 1 - 248091 - BROOKFIELD PPTYS CORP COM 112900105 5 412 SH SOLE 1 412 0 - BROOKFIELD PPTYS CORP COM 112900105 2,213 195,000 PUT SOLE 1 195,000 0 - BROOKFIELD PPTYS CORP COM 112900105 2,267 199,800 CALL SOLE 1 199,800 - - BROOKS AUTOMATION INC COM 114340102 19 2,500 SH SOLE 1 - 2500 - BROWN & BROWN INC COM 115236101 11 600 SH SOLE 1 - 600 - BROWN SHOE INC NEW COM 115736100 13 1,575 SH SOLE 1 - 1575 - BRUNSWICK CORP COM 117043109 4 300 SH SOLE 1 - 300 - BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 15 300 SH SOLE 1 - 300 - BUCKLE INC COM 118440106 616 18,969 SH SOLE 1 - 18969 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ BUCYRUS INTL INC NEW COM 118759109 10 270 SH SOLE 1 - 270 - CAE INC COM 124765108 30 3,500 CALL SOLE 1 3,500 - - CAE INC COM 124765108 8 1,000 PUT SOLE 1 1,000 0 - CAE INC COM 124765108 7,269 859,208 SH SOLE 1 - 859208 - CAE INC COM 124765108 11 1,274 SH SOLE 1 1,274 0 - CBL & ASSOC PPTYS INC COM 124830100 124 12,812 SH SOLE 1 - 12,812 - CBS CORP NEW CL B 124857202 - 20 SH SOLE 1 - 20 - CF INDS HLDGS INC COM 125269100 56 655 SH SOLE 1 - 655 - CIGNA CORP COM 125509109 168 5,987 SH SOLE 1 - 5,987 - CIT GROUP INC COM 125581108 4 3,546 SH SOLE 1 - 3,546 - CNA FINL CORP COM 126117100 11 450 SH SOLE 1 - 450 - CNOOC LTD SPONSORED ADR 126132109 135 995 SH SOLE 1 - 995 - CPFL ENERGIA S A SPONSORED ADR 126153105 58 1,073 SH SOLE 1 - 1073 - CSG SYS INTL INC COM 126349109 747 46,638 SH SOLE 1 - 46638 - CSX CORP COM 126408103 216 5,167 SH SOLE 1 - 5167 - CVS CAREMARK CORPORATION COM 126650100 7,237 202,493 SH SOLE 1 - 202493 - CVS CAREMARK CORPORATION COM 126650100 284 7,940 SH SOLE 1 7,940 0 - CALIFORNIA WTR SVC GROUP COM 130788102 16 400 SH SOLE 1 - 400 - CALLAWAY GOLF CO COM 131193104 11 1,400 SH SOLE 1 - 1400 - CAMPBELL SOUP CO COM 134429109 119 3,652 SH SOLE 1 - 3,652 - CDN IMPERIAL BK OF COMMERCE COM 136069101 12,620 206,800 CALL SOLE 1 206,800 0 - CDN IMPERIAL BK OF COMMERCE COM 136069101 671 11,000 PUT SOLE 1 11,000 0 - CDN IMPERIAL BK OF COMMERCE COM 136069101 41,923 687,142 SH SOLE 1 - 687142 - CDN IMPERIAL BK OF COMMERCE COM 136069101 636 10,430 SH SOLE 1 10,430 0 - CDN IMPERIAL BK OF COMMERCE COM 136069101 33 540 SH SOLE 1 540 0 - CANADIAN NATL RY CO COM 136375102 11,109 225,400 CALL SOLE 1 225,400 0 - CANADIAN NATL RY CO COM 136375102 1,725 35,000 CALL SOLE 1 35,000 0 - CANADIAN NATL RY CO COM 136375102 1,232 25,000 PUT SOLE 1 25,000 0 - CANADIAN NATL RY CO COM 136375102 96,304 1,965,797 SH SOLE 1 - 1965797 - CANADIAN NATL RY CO COM 136375102 1,012 20,655 SH SOLE 1 20,655 0 - CANADIAN NATL RY CO COM 136375102 34 686 SH SOLE 1 686 0 - CANADIAN NAT RES LTD COM 136385101 3,027 44,800 CALL SOLE 1 44,800 0 - CANADIAN NAT RES LTD COM 136385101 130,624 1,944,094 SH SOLE 1 - 1944094 - CANADIAN NAT RES LTD COM 136385101 964 14,351 SH SOLE 1 14,351 0 - CANADIAN NAT RES LTD COM 136385101 209 3,100 SH SOLE 1 0 - 3,100 CANADIAN NAT RES LTD COM 136385101 54 806 SH SOLE 1 806 0 - CANADIAN SOLAR INC COM 136635109 14 840 SH SOLE 1 - 840 - CANON INC ADR 138006309 1,357 33,934 SH SOLE 1 - 33934 - CANTEL MEDICAL CORP COM 138098108 - 15 SH SOLE 1 - 15 - CARNIVAL CORP PAIRED CTF 143658300 87 2,600 SH SOLE 1 - 2600 - CARPENTER TECHNOLOGY CORP COM 144285103 2 100 SH SOLE 1 - 100 - CATERPILLAR INC DEL COM 149123101 4,222 82,261 SH SOLE 1 - 82261 - CATERPILLAR INC DEL COM 149123101 36 710 SH SOLE 1 710 0 - CELL THERAPEUTICS INC COM NO PAR 150934503 1 1,000 SH SOLE 1 - 1000 - CELGENE CORP COM 151020104 201 3,588 SH SOLE 1 - 3588 - CEMEX SAB DE CV SPON ADR NEW 151290889 4,427 342,684 SH SOLE 1 - 342684 - CEMEX SAB DE CV SPON ADR NEW 151290889 31 2,400 SH SOLE 1 2,400 0 - CENTRAL FD CDA LTD CL A 153501101 4,975 375,454 SH SOLE 1 0 375,454 - CENTRAL GOLDTRUST TR UNIT 153546106 1,203 30,235 SH SOLE 1 - 30235 - CENTRAL GOLDTRUST TR UNIT 153546106 22 552 SH SOLE 1 552 0 - CENTURYTEL INC COM 156700106 2,398 71,367 SH SOLE 1 - 71367 - CEPHALON INC COM 156708109 179 3,077 SH SOLE 1 - 3077 - CERNER CORP COM 156782104 606 8,096 SH SOLE 1 - 8096 - CHATTEM INC COM 162456107 84 1,270 SH SOLE 1 - 1270 - CHEESECAKE FACTORY INC COM 163072101 50 2,720 SH SOLE 1 - 2720 - CHESAPEAKE ENERGY CORP COM 165167107 240 8,436 SH SOLE 1 - 8,436 - CHEVRON CORP NEW COM 166764100 7,975 113,226 SH SOLE 1 - 113226 - CHEVRON CORP NEW COM 166764100 387 5,500 SH SOLE 1 5500 - - CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 147 7,850 SH SOLE 1 0 7,850 - CHICOS FAS INC COM 168615102 16 1,230 SH SOLE 1 - 1230 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ CHINA FD INC COM 169373107 30 1,223 SH SOLE 1 - 1223 - CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 24 500 SH SOLE 1 - 500 - CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 13 805 SH SOLE 1 - 805 - CHUBB CORP COM 171232101 1,108 21,988 SH SOLE 1 - 21988 - CHURCH & DWIGHT INC COM 171340102 267 4,700 SH SOLE 1 0 4,700 - CIENA CORP COM NEW 171779309 16 1,000 SH SOLE 1 - 1000 - CINCINNATI BELL INC NEW COM 171871106 13 3,815 SH SOLE 1 - 3815 - CITIGROUP INC COM 172967101 2,476 511,565 SH SOLE 1 - 511565 - CITRIX SYS INC COM 177376100 3 89 SH SOLE 1 - 89 - CLAUDE RES INC COM 182873109 5 6,228 SH SOLE 1 - 6228 - CLEAN ENERGY FUELS CORP COM 184499101 7 500 SH SOLE 1 - 500 - CLEVELAND BIOLABS INC COM 185860103 4 1,000 SH SOLE 1 - 1000 - CLOROX CO DEL COM 189054109 2,084 35,435 SH SOLE 1 - 35435 - CLOROX CO DEL COM 189054109 6 100 SH SOLE 1 100 - - COACH INC COM 189754104 493 14,976 SH SOLE 1 - 14,976 - COACH INC COM 189754104 46 1,405 SH SOLE 1 1,405 0 - COCA COLA CO COM 191216100 35,357 658,417 SH SOLE 1 - 658,417 - COCA COLA CO COM 191216100 276 5,135 SH SOLE 1 5,135 - - COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 9 190 SH SOLE 1 - 190 - COEUR D ALENE MINES CORP IDA COM NEW 192108504 20 980 SH SOLE 1 980 0 - COEUR D ALENE MINES CORP IDA COM NEW 192108504 8 400 SH SOLE 1 - 400 - COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 40 1,031 SH SOLE 1 - 1031 - COLGATE PALMOLIVE CO COM 194162103 2,577 33,787 SH SOLE 1 - 33787 - COLGATE PALMOLIVE CO COM 194162103 103 1,345 SH SOLE 1 1,345 0 - COLUMBIA LABS INC COM 197779101 5 4,000 SH SOLE 1 - 4000 - COMMSCOPE INC COM 203372107 4 145 SH SOLE 1 - 145 - COMMUNITY HEALTH SYS INC NEW COM 203668108 14 430 SH SOLE 1 - 430 - CGG VERITAS SPONSORED ADR 204386106 5 200 SH SOLE 1 - 200 - COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 170 4,830 SH SOLE 1 - 4830 - COMPTON PETE CORP COM 204940100 73 56,900 SH SOLE 1 - 56900 - COMTECH TELECOMMUNICATIONS C COM NEW 205826209 10 310 SH SOLE 1 - 310 - CONAGRA FOODS INC COM 205887102 567 26,136 SH SOLE 1 - 26136 - CONSOLIDATED EDISON INC COM 209115104 193 4,722 SH SOLE 1 - 4722 - COOPER TIRE & RUBR CO COM 216831107 10 546 SH SOLE 1 - 546 - CORINTHIAN COLLEGES INC COM 218868107 5 245 SH SOLE 1 - 245 - CORN PRODS INTL INC COM 219023108 25 881 SH SOLE 1 - 881 - CORNELL COMPANIES INC COM 219141108 366 16,322 SH SOLE 1 - 16322 - CORNING INC COM 219350105 374 24,451 SH SOLE 1 - 24451 - CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 3,248 191,154 SH SOLE 1 - 191154 - CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 2 111 SH SOLE 1 111 - - COVANCE INC COM 222816100 49 897 SH SOLE 1 - 897 - CREDIT SUISSE GROUP SPONSORED ADR 225401108 1,658 29,793 SH SOLE 1 - 29,793 - CREE INC COM 225447101 4 100 SH SOLE 1 - 100 - CROWN HOLDINGS INC COM 228368106 12 450 SH SOLE 1 0 450 - CUMMINS INC COM 231021106 224 5,000 SH SOLE 1 - 5000 - CURIS INC COM 231269101 - 30 SH SOLE 1 - 30 - DPL INC COM 233293109 134 5,117 SH SOLE 1 - 5117 - DTE ENERGY CO COM 233331107 584 16,607 SH SOLE 1 - 16607 - DANAHER CORP DEL COM 235851102 336 4,992 SH SOLE 1 - 4992 - DARDEN RESTAURANTS INC COM 237194105 1,933 56,644 SH SOLE 1 - 56,644 - DEERE & CO COM 244199105 2,139 49,835 SH SOLE 1 - 49835 - DEERE & CO COM 244199105 43 1,000 SH SOLE 1 1,000 0 - DEJOUR ENTERPRISES LTD COM NEW 244866208 1 3,000 SH SOLE 1 - 3,000 - DELPHI FINL GROUP INC CL A 247131105 190 8,395 SH SOLE 1 - 8395 - DELTA AIR LINES INC DEL COM NEW 247361702 8 860 SH SOLE 1 - 860 - DENBURY RES INC COM NEW 247916208 98 6,510 SH SOLE 1 - 6510 - DENISON MINES CORP COM 248356107 360 193,429 SH SOLE 1 - 193,429 - DENISON MINES CORP COM 248356107 - 100 SH SOLE 1 100 0 - DENTSPLY INTL INC NEW COM 249030107 13 385 SH SOLE 1 - 385 - DESCARTES SYS GROUP INC COM 249906108 94 17,575 SH SOLE 1 - 17575 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 240 17,569 SH SOLE 1 - 17569 - DEVELOPERS DIVERSIFIED RLTY COM 251591103 130 14,082 SH SOLE 1 - 14082 - DEVRY INC DEL COM 251893103 454 8,210 SH SOLE 1 - 8210 - DIAMONDS TR UNIT SER 1 252787106 2,850 29,357 SH SOLE 1 - 29,357 - DIEBOLD INC COM 253651103 202 6,125 SH SOLE 1 - 6125 - DILLARDS INC CL A 254067101 4 277 SH SOLE 1 - 277 - DISNEY WALT CO COM DISNEY 254687106 15,785 574,821 SH SOLE 1 - 574821 - DISNEY WALT CO COM DISNEY 254687106 331 12,060 SH SOLE 1 12,060 0 - DISCOVER FINL SVCS COM 254709108 22 1,365 SH SOLE 1 - 1,365 - DR REDDYS LABS LTD ADR 256135203 6 300 SH SOLE 1 - 300 - DOMTAR CORP COM NEW 257559203 803 22,793 SH SOLE 1 - 22793 - DOMTAR CORP COM NEW 257559203 4 124 SH SOLE 1 124 0 - DONNELLEY R R & SONS CO COM 257867101 35 1,643 SH SOLE 1 - 1643 - DOVER CORP COM 260003108 75 1,941 SH SOLE 1 - 1,941 - DOW CHEM CO COM 260543103 892 34,206 SH SOLE 1 - 34,206 - DU PONT E I DE NEMOURS & CO COM 263534109 9,639 299,910 SH SOLE 1 0 299,910 - DU PONT E I DE NEMOURS & CO COM 263534109 206 6,400 SH SOLE 1 6,400 0 - DYNAMIC MATLS CORP COM 267888105 4 183 SH SOLE 1 - 183 - E M C CORP MASS COM 268648102 11,754 689,817 SH SOLE 1 - 689,817 - E M C CORP MASS COM 268648102 131 7,668 SH SOLE 1 7,668 0 - E TRADE FINANCIAL CORP COM 269246104 5 3,000 SH SOLE 1 - 3000 - EASTMAN KODAK CO COM 277461109 5 1,005 SH SOLE 1 - 1005 - EATON CORP COM 278058102 51 900 SH SOLE 1 - 900 - EBAY INC COM 278642103 1,083 45,893 SH SOLE 1 - 45893 - EBAY INC COM 278642103 5 200 SH SOLE 1 200 0 - EBIX INC COM NEW 278715206 19 341 SH SOLE 1 - 341 - ECOLAB INC COM 278865100 59 1,273 SH SOLE 1 - 1273 - EDISON INTL COM 281020107 1,866 55,569 SH SOLE 1 - 55569 - EDISON INTL COM 281020107 104 3,100 SH SOLE 1 3,100 0 - ELAN PLC ADR 284131208 2 250 SH SOLE 1 - 250 - ELDORADO GOLD CORP NEW COM 284902103 3,664 321,380 SH SOLE 1 0 321,380 - ELDORADO GOLD CORP NEW COM 284902103 6 569 SH SOLE 1 569 0 - ELECTRONIC ARTS INC COM 285512109 9 477 SH SOLE 1 - 477 - EMERGING MKTS TELECOMNC FD N COM 290890102 39 2,200 SH SOLE 1 - 2200 - EMERSON ELEC CO COM 291011104 2,507 62,544 SH SOLE 1 - 62544 - EMERSON ELEC CO COM 291011104 140 3,500 SH SOLE 1 3,500 0 - EMPIRE RESORTS INC COM 292052107 15 5,000 SH SOLE 1 - 5000 - ENCANA CORP COM 292505104 7,620 131,500 CALL SOLE 1 131,500 0 - ENCANA CORP COM 292505104 1,153 19,900 CALL SOLE 1 19,900 0 - ENCANA CORP COM 292505104 214 3,700 CALL SOLE 1 3700 - - ENCANA CORP COM 292505104 3,129 54,000 PUT SOLE 1 54,000 0 - ENCANA CORP COM 292505104 212,993 3,697,158 SH SOLE 1 - 3697158 - ENCANA CORP COM 292505104 2,286 39,680 SH SOLE 1 39,680 0 - ENCANA CORP COM 292505104 301 5,200 SH SOLE 1 - - 5,200 ENCANA CORP COM 292505104 61 1,058 SH SOLE 1 1,058 0 - ENCORE WIRE CORP COM 292562105 3 139 SH SOLE 1 139 0 - ENERGY CONVERSION DEVICES IN COM 292659109 6 500 SH SOLE 1 - 500 - ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 1 36 SH SOLE 1 0 36 - ENTERPRISE PRODS PARTNERS L COM 293792107 47 1,666 SH SOLE 1 - 1666 - EQUIFAX INC COM 294429105 6 205 SH SOLE 1 0 205 - ERICSSON L M TEL CO ADR B SEK 10 294821608 93 9,326 SH SOLE 1 0 9,326 - EUROPEAN EQUITY FUND COM 298768102 182 26,232 SH SOLE 1 - 26,232 - EXFO ELECTRO OPTICAL ENGR IN SUB VTG SHS 302043104 59 16,700 SH SOLE 1 - 16700 - EXFO ELECTRO OPTICAL ENGR IN SUB VTG SHS 302043104 21 6,000 SH SOLE 1 6,000 0 - EXPRESS SCRIPTS INC COM 302182100 343 4,424 SH SOLE 1 - 4424 - FLIR SYS INC COM 302445101 32 1,158 SH SOLE 1 - 1158 - F M C CORP COM NEW 302491303 489 8,697 SH SOLE 1 - 8697 - FPL GROUP INC COM 302571104 1,382 25,031 SH SOLE 1 - 25031 - FTI CONSULTING INC COM 302941109 93 2,181 SH SOLE 1 - 2181 - FACTSET RESH SYS INC COM 303075105 426 6,431 SH SOLE 1 - 6431 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ FAIRFAX FINL HLDGS LTD SUB VTG 303901102 8,048 21,708 SH SOLE 1 - 21708 - FAIRFAX FINL HLDGS LTD SUB VTG 303901102 199 534 SH SOLE 1 534 0 - FAIRFAX FINL HLDGS LTD SUB VTG 303901102 111 300 SH SOLE 1 300 - - FAIRPOINT COMMUNICATIONS INC COM 305560104 - 241 SH SOLE 1 0 241 - FAIRPOINT COMMUNICATIONS INC COM 305560104 - 4 SH SOLE 1 4 0 - FAMILY DLR STORES INC COM 307000109 109 4,112 SH SOLE 1 - 4112 - FASTENAL CO COM 311900104 7,535 194,712 SH SOLE 1 - 194712 - FASTENAL CO COM 311900104 155 4,000 SH SOLE 1 4,000 0 - FEDERAL NATL MTG ASSN COM 313586109 2 1,000 SH SOLE 1 - 1000 - FEDERATED INVS INC PA CL B 314211103 202 7,674 SH SOLE 1 - 7674 - F5 NETWORKS INC COM 315616102 3 70 SH SOLE 1 - 70 - FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 42 500 SH SOLE 1 - 500 - FIFTH THIRD BANCORP COM 316773100 10 1,005 SH SOLE 1 - 1005 - FIRST SOLAR INC COM 336433107 1 4 SH SOLE 1 0 4 - FISERV INC COM 337738108 10 200 SH SOLE 1 - 200 - FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 420 32,490 SH SOLE 1 - 32490 - FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 6 500 SH SOLE 1 500 0 - FLAHERTY & CRMRN CLYMRE T R COM 338479108 63 4,900 SH SOLE 1 - 4900 - FLUOR CORP NEW COM 343412102 953 18,745 SH SOLE 1 - 18,745 - FLUOR CORP NEW COM 343412102 26 515 SH SOLE 1 515 0 - FLOWERS FOODS INC COM 343498101 13 506 SH SOLE 1 - 506 - FONAR CORP COM NEW 344437405 - 160 SH SOLE 1 - 160 - FOOT LOCKER INC COM 344849104 56 4,725 SH SOLE 1 - 4725 - FORBES MEDI-TECH INC NEW COM 345155105 - 487 SH SOLE 1 0 487 - FORD MTR CO DEL COM PAR $0.01 345370860 2,082 288,822 SH SOLE 1 - 288822 - FOREST CITY ENTERPRISES INC CL A 345550107 134 10,000 SH SOLE 1 - 10000 - FOREST LABS INC COM 345838106 550 18,671 SH SOLE 1 - 18671 - FORTUNE BRANDS INC COM 349631101 15 345 SH SOLE 1 - 345 - FRANKLIN RES INC COM 354613101 103 1,027 SH SOLE 1 - 1027 - FREIGHTCAR AMER INC COM 357023100 1,064 43,800 SH SOLE 1 - 43800 - FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1 21 SH SOLE 1 - 21 - GATX CORP COM 361448103 6 200 SH SOLE 1 - 200 - GANNETT INC COM 364730101 43 3,437 SH SOLE 1 - 3437 - GAP INC DEL COM 364760108 112 5,252 SH SOLE 1 - 5252 - GARDNER DENVER INC COM 365558105 2 50 SH SOLE 1 - 50 - GENERAL DYNAMICS CORP COM 369550108 510 7,894 SH SOLE 1 - 7,894 - GENERAL ELECTRIC CO COM 369604103 32,771 1,995,789 SH SOLE 1 - 1995789 - GENERAL ELECTRIC CO COM 369604103 532 32,400 SH SOLE 1 32,400 0 - GENERAL MLS INC COM 370334104 8,355 129,772 SH SOLE 1 - 129772 - GENERAL MLS INC COM 370334104 21 320 SH SOLE 1 320 - - GENERAL STEEL HOLDINGS INC COM 370853103 8 2,000 SH SOLE 1 - 2000 - GENEREX BIOTECHNOLOGY CP DEL COM 371485103 - 133 SH SOLE 1 - 133 - GENUINE PARTS CO COM 372460105 42 1,091 SH SOLE 1 - 1091 - GENZYME CORP COM 372917104 11 200 SH SOLE 1 - 200 - GERDAU S A SPONSORED ADR 373737105 559 41,624 SH SOLE 1 - 41624 - GERON CORP COM 374163103 3 500 SH SOLE 1 0 500 - GILEAD SCIENCES INC COM 375558103 18,419 396,098 SH SOLE 1 - 396098 - GILEAD SCIENCES INC COM 375558103 14 310 SH SOLE 1 310 0 - GILDAN ACTIVEWEAR INC COM 375916103 1,170 59,327 SH SOLE 1 - 59327 - GILDAN ACTIVEWEAR INC COM 375916103 9 473 SH SOLE 1 473 0 - GLIMCHER RLTY TR SH BEN INT 379302102 4 1,000 SH SOLE 1 - 1,000 - GOLDCORP INC NEW COM 380956409 3,342 83,200 CALL SOLE 1 83,200 0 - GOLDCORP INC NEW COM 380956409 687 17,100 PUT SOLE 1 17,100 0 - GOLDCORP INC NEW COM 380956409 113,393 2,808,837 SH SOLE 1 - 2808837 - GOLDCORP INC NEW COM 380956409 3,857 96,024 SH SOLE 1 96,024 0 - GOLDCORP INC NEW COM 380956409 809 20,042 SH SOLE 1 20,042 0 - GOLDCORP INC NEW COM 380956409 349 8,700 SH SOLE 1 0 - 8,700 GOODRICH CORP COM 382388106 4 75 SH SOLE 1 - 75 - GOODYEAR TIRE & RUBR CO COM 382550101 403 23,683 SH SOLE 1 - 23683 - GRAINGER W W INC COM 384802104 42 465 SH SOLE 1 - 465 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ GREAT ATLANTIC & PAC TEA INC COM 390064103 9 1,000 SH SOLE 1 - 1000 - GREAT BASIN GOLD LTD COM 390124105 28 18,575 SH SOLE 1 - 18575 - GREAT BASIN GOLD LTD COM 390124105 1 560 SH SOLE 1 560 0 - GREIF INC CL A 397624107 4 74 SH SOLE 1 - 74 - GULFMARK OFFSHORE INC COM 402629109 26 792 SH SOLE 1 - 792 - GYMBOREE CORP COM 403777105 720 14,889 SH SOLE 1 - 14889 - H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,221 132,338 SH SOLE 1 0 132,338 - HCC INS HLDGS INC COM 404132102 19 700 SH SOLE 1 - 700 - HSBC HLDGS PLC SPON ADR NEW 404280406 5,664 98,765 SH SOLE 1 - 98765 - HSBC HLDGS PLC SPON ADR NEW 404280406 46 800 SH SOLE 1 800 0 - HSBC HLDGS PLC ADR A 1/40PF A 404280604 39 1,800 SH SOLE 1 - 1800 - HSN INC COM 404303109 - 6 SH SOLE 1 - 6 - HALLIBURTON CO COM 406216101 11,963 441,105 SH SOLE 1 - 441105 - HALLIBURTON CO COM 406216101 10 375 SH SOLE 1 375 0 - HANESBRANDS INC COM 410345102 53 2,473 SH SOLE 1 - 2473 - HANSEN MEDICAL INC COM 411307101 18 5,000 SH SOLE 1 0 5,000 - HANSEN NAT CORP COM 411310105 15 400 SH SOLE 1 - 400 - HARLEY DAVIDSON INC COM 412822108 96 4,156 SH SOLE 1 0 4,156 - HARMONIC INC COM 413160102 3 400 SH SOLE 1 - 400 - HARMONY GOLD MNG LTD SPONSORED ADR 413216300 19 1,700 SH SOLE 1 - 1700 - HARRIS CORP DEL COM 413875105 94 2,500 SH SOLE 1 - 2500 - HARTFORD FINL SVCS GROUP INC COM 416515104 70 2,640 SH SOLE 1 0 2,640 - HASBRO INC COM 418056107 73 2,615 SH SOLE 1 - 2615 - HEALTH MGMT ASSOC INC NEW CL A 421933102 15 2,000 SH SOLE 1 - 2000 - HEALTHWAYS INC COM 422245100 8 525 SH SOLE 1 - 525 - HECLA MNG CO COM 422704106 71 16,100 SH SOLE 1 - 16100 - HEINZ H J CO COM 423074103 1,291 32,477 SH SOLE 1 0 32,477 - HELMERICH & PAYNE INC COM 423452101 11 272 SH SOLE 1 - 272 - HERSHEY CO COM 427866108 48 1,240 SH SOLE 1 - 1240 - HEWLETT PACKARD CO COM 428236103 6,550 138,740 SH SOLE 1 - 138740 - HITACHI LIMITED ADR 10 COM 433578507 7 215 SH SOLE 1 - 215 - HOLLY CORP COM PAR $0.01 435758305 27 1,055 SH SOLE 1 - 1055 - HOME DEPOT INC COM 437076102 8,001 300,341 SH SOLE 1 - 300341 - HOME DEPOT INC COM 437076102 3 100 SH SOLE 1 100 - - HOME PROPERTIES INC COM 437306103 376 8,735 SH SOLE 1 - 8735 - HONDA MOTOR LTD AMERN SHS 438128308 6,007 198,201 SH SOLE 1 0 198,201 - HONEYWELL INTL INC COM 438516106 15,406 414,705 SH SOLE 1 - 414705 - HOSPIRA INC COM 441060100 66 1,475 SH SOLE 1 - 1475 - HUANENG PWR INTL INC SPON ADR H SHS 443304100 1 42 SH SOLE 1 - 42 - HUBBELL INC CL B 443510201 131 3,130 SH SOLE 1 - 3130 - HUDSON CITY BANCORP COM 443683107 979 74,482 SH SOLE 1 - 74482 - HUGOTON RTY TR TEX UNIT BEN INT 444717102 - 2 SH SOLE 1 - 2 - HUMANA INC COM 444859102 669 17,948 SH SOLE 1 - 17948 - HUMAN GENOME SCIENCES INC COM 444903108 504 26,775 SH SOLE 1 0 26,775 - HYDROGENICS CORP COM 448882100 - 407 SH SOLE 1 - 407 - IMS HEALTH INC COM 449934108 4 235 SH SOLE 1 - 235 - ITT CORP NEW COM 450911102 565 10,836 SH SOLE 1 - 10836 - IAMGOLD CORP COM 450913108 1,153 81,500 CALL SOLE 1 81,500 0 - IAMGOLD CORP COM 450913108 432 30,574 SH SOLE 1 - 30574 - IAMGOLD CORP COM 450913108 116 8,216 SH SOLE 1 8,216 0 - IDACORP INC COM 451107106 9 300 SH SOLE 1 - 300 - ILLINOIS TOOL WKS INC COM 452308109 165 3,858 SH SOLE 1 - 3858 - ILLUMINA INC COM 452327109 54 1,265 SH SOLE 1 - 1265 - IMPERIAL OIL LTD COM NEW 453038408 396 10,400 CALL SOLE 1 10400 - - IMPERIAL OIL LTD COM NEW 453038408 106,498 2,800,369 SH SOLE 1 - 2800369 - IMPERIAL OIL LTD COM NEW 453038408 1,144 30,073 SH SOLE 1 30,073 0 - IMPERIAL OIL LTD COM NEW 453038408 232 6,100 SH SOLE 1 0 - 6,100 IMPERIAL OIL LTD COM NEW 453038408 16 424 SH SOLE 1 424 0 - INDIA FD INC COM 454089103 333 11,458 SH SOLE 1 - 11,458 - INDIA FD INC COM 454089103 23 800 SH SOLE 1 800 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 178 3,676 SH SOLE 1 - 3676 - ING GROEP N V SPONSORED ADR 456837103 1,638 91,848 SH SOLE 1 - 91848 - INGRAM MICRO INC CL A 457153104 7 425 SH SOLE 1 - 425 - INTEL CORP COM 458140100 30,831 1,575,434 SH SOLE 1 - 1575434 - INTEL CORP COM 458140100 170 8,680 SH SOLE 1 8680 - - INTERNATIONAL BUSINESS MACHS COM 459200101 16,895 141,247 SH SOLE 1 - 141247 - INTERNATIONAL FLAVORS&FRAGRA COM 459506101 59 1,544 SH SOLE 1 - 1544 - INTERNATIONAL GAME TECHNOLOG COM 459902102 20 910 SH SOLE 1 - 910 - INTERPUBLIC GROUP COS INC COM 460690100 5 726 SH SOLE 1 - 726 - INTUIT COM 461202103 10 340 SH SOLE 1 - 340 - IRON MTN INC COM 462846106 5 205 SH SOLE 1 - 205 - ISHARES COMEX GOLD TR ISHARES 464285105 1,653 16,705 SH SOLE 1 - 16705 - ISHARES COMEX GOLD TR ISHARES 464285105 10 106 SH SOLE 1 106 0 - ISHARES INC MSCI AUSTRALIA 464286103 626 27,713 SH SOLE 1 - 27713 - ISHARES INC MSCI AUSTRIA INV 464286202 15 700 SH SOLE 1 - 700 - ISHARES INC MSCI BELG INVEST 464286301 66 5,115 SH SOLE 1 - 5,115 - ISHARES INC MSCI BRAZIL 464286400 2,590 38,287 SH SOLE 1 - 38287 - ISHARES INC MSCI CDA INDEX 464286509 134 5,265 SH SOLE 1 - 5265 - ISHARES INC MSCI CDA INDEX 464286509 13 521 SH SOLE 1 521 0 - ISHARES INC MSCI EMU INDEX 464286608 261 6,866 SH SOLE 1 - 6866 - ISHARES INC MSCI ISRAEL FD 464286632 83 1,690 SH SOLE 1 - 1690 - ISHARES INC MSCI BRIC INDX 464286657 1,927 45,955 SH SOLE 1 - 45955 - ISHARES INC MSCI PAC J IDX 464286665 5,510 135,960 SH SOLE 1 - 135960 - ISHARES INC MSCI SINGAPORE 464286673 239 22,251 SH SOLE 1 0 22,251 - ISHARES INC MSCI UTD KINGD 464286699 3,201 206,392 SH SOLE 1 - 206392 - ISHARES INC MSCI FRANCE 464286707 767 29,552 SH SOLE 1 - 29552 - ISHARES INC MSCI TURKEY FD 464286715 347 6,900 SH SOLE 1 - 6900 - ISHARES INC MSCI TAIWAN 464286731 2,450 198,904 SH SOLE 1 - 198904 - ISHARES INC MSCI TAIWAN 464286731 37 3,000 SH SOLE 1 3,000 0 - ISHARES INC MSCI SWITZERLD 464286749 8 350 SH SOLE 1 - 350 - ISHARES INC MSCI SWEDEN 464286756 567 24,460 SH SOLE 1 - 24460 - ISHARES INC MSCI SPAIN 464286764 12 245 SH SOLE 1 - 245 - ISHARES INC MSCI S KOREA 464286772 481 10,158 SH SOLE 1 - 10158 - ISHARES INC MSCI GERMAN 464286806 589 26,533 SH SOLE 1 0 26,533 - ISHARES INC MSCI MEX INVEST 464286822 72 1,658 SH SOLE 1 - 1658 - ISHARES INC MSCI MALAYSIA 464286830 7 684 SH SOLE 1 - 684 - ISHARES INC MSCI JAPAN 464286848 6,573 661,264 SH SOLE 1 - 661,264 - ISHARES INC MSCI HONG KONG 464286871 1,099 70,816 SH SOLE 1 - 70816 - ISHARES TR INDEX S&P 100 IDX FD 464287101 1,682 34,472 SH SOLE 1 - 34472 - ISHARES TR INDEX NYSE 100INX FD 464287135 1,599 30,550 SH SOLE 1 - 30550 - ISHARES TR INDEX DJ SEL DIV INX 464287168 1,285 31,126 SH SOLE 1 - 31126 - ISHARES TR INDEX BARCLYS TIPS BD 464287176 2,794 27,157 SH SOLE 1 - 27157 - ISHARES TR INDEX BARCLYS TIPS BD 464287176 42 404 SH SOLE 1 404 0 - ISHARES TR INDEX FTSE XNHUA IDX 464287184 15,545 379,887 SH SOLE 1 - 379887 - ISHARES TR INDEX S&P 500 INDEX 464287200 5,734 54,093 SH SOLE 1 - 54093 - ISHARES TR INDEX S&P 500 INDEX 464287200 310 2,921 SH SOLE 1 2,921 - - ISHARES TR INDEX BARCLY USAGG B 464287226 2,270 21,633 SH SOLE 1 - 21633 - ISHARES TR INDEX MSCI EMERG MKT 464287234 20,947 538,334 SH SOLE 1 - 538334 - ISHARES TR INDEX MSCI EMERG MKT 464287234 744 19,129 SH SOLE 1 19,129 0 - ISHARES TR INDEX MSCI EMERG MKT 464287234 70 1,796 SH SOLE 1 1,796 0 - ISHARES TR INDEX IBOXX INV CPBD 464287242 9,255 86,757 SH SOLE 1 0 86,757 - ISHARES TR INDEX IBOXX INV CPBD 464287242 8 78 SH SOLE 1 78 0 - ISHARES TR INDEX S&P GBL TELCM 464287275 22 400 SH SOLE 1 - 400 - ISHARES TR INDEX S&P GBL INF 464287291 152 2,909 SH SOLE 1 0 2,909 - ISHARES TR INDEX S&P GBL INF 464287291 20 378 SH SOLE 1 378 0 - ISHARES TR INDEX S&P500 GRW 464287309 84 1,556 SH SOLE 1 0 1,556 - ISHARES TR INDEX S&P GBL HLTHCR 464287325 123 2,537 SH SOLE 1 - 2537 - ISHARES TR INDEX S&P GBL FIN 464287333 70 1,463 SH SOLE 1 - 1463 - ISHARES TR INDEX S&P GBL FIN 464287333 12 250 SH SOLE 1 250 0 - ISHARES TR INDEX S&P GBL ENER 464287341 4 130 SH SOLE 1 0 130 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ ISHARES TR INDEX S&P NA NAT RES 464287374 23 700 SH SOLE 1 - 700 - ISHARES TR INDEX S&P LTN AM 40 464287390 3,363 78,375 SH SOLE 1 - 78,375 - ISHARES TR INDEX S&P 500 VALUE 464287408 686 13,395 SH SOLE 1 - 13395 - ISHARES TR INDEX BARCLYS 20+ YR 464287432 706 7,159 SH SOLE 1 - 7159 - ISHARES TR INDEX BARCLYS 7-10 YR 464287440 365 3,955 SH SOLE 1 - 3955 - ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1,178 14,026 SH SOLE 1 - 14,026 - ISHARES TR INDEX MSCI EAFE IDX 464287465 39,012 713,467 SH SOLE 1 0 713,467 - ISHARES TR INDEX MSCI EAFE IDX 464287465 162 2,961 SH SOLE 1 2,961 0 - ISHARES TR INDEX MSCI EAFE IDX 464287465 31 572 SH SOLE 1 572 0 - ISHARES TR INDEX RUSSELL MCP GR 464287481 248 5,835 SH SOLE 1 - 5835 - ISHARES TR INDEX RUSSELL MCP GR 464287481 1 20 SH SOLE 1 20 0 - ISHARES TR INDEX RUSSELL MIDCAP 464287499 45 580 SH SOLE 1 - 580 - ISHARES TR INDEX S&P MIDCAP 400 464287507 183 2,658 SH SOLE 1 - 2658 - ISHARES TR INDEX S&P NA TECH FD 464287549 3 70 SH SOLE 1 - 70 - ISHARES TR INDEX NASDQ BIO INDX 464287556 663 8,155 SH SOLE 1 - 8155 - ISHARES TR INDEX COHEN&ST RLTY 464287564 4 91 SH SOLE 1 0 91 - ISHARES TR INDEX S&P GLB100INDX 464287572 892 15,303 SH SOLE 1 - 15303 - ISHARES TR INDEX CONS SRVC IDX 464287580 225 4,303 SH SOLE 1 - 4,303 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 633 11,412 SH SOLE 1 - 11412 - ISHARES TR INDEX RUSSELL1000GRW 464287614 1,337 28,879 SH SOLE 1 - 28,879 - ISHARES TR INDEX RUSSELL 1000 464287622 162 2,792 SH SOLE 1 - 2792 - ISHARES TR INDEX RUSL 2000 VALU 464287630 49 860 SH SOLE 1 - 860 - ISHARES TR INDEX RUSSELL 2000 464287655 901 14,950 SH SOLE 1 - 14950 - ISHARES TR INDEX RUSSELL 2000 464287655 10 163 SH SOLE 1 163 0 - ISHARES TR INDEX RUSL 3000 VALU 464287663 13 183 SH SOLE 1 - 183 - ISHARES TR INDEX RUSL 3000 GROW 464287671 4 100 SH SOLE 1 - 100 0 ISHARES TR INDEX RUSSELL 3000 464287689 170 2,750 SH SOLE 1 - 2750 - ISHARES TR INDEX DJ US UTILS 464287697 51 720 SH SOLE 1 - 720 - ISHARES TR INDEX S&P MIDCP VALU 464287705 22 350 SH SOLE 1 - 350 - ISHARES TR INDEX DJ US TECH SEC 464287721 1,771 34,099 SH SOLE 1 - 34,099 0 ISHARES TR INDEX DJ US REAL EST 464287739 66 1,550 SH SOLE 1 - 1,550 0 ISHARES TR INDEX DJ US REAL EST 464287739 15 348 SH SOLE 1 348 0 - ISHARES TR INDEX DJ US INDUSTRL 464287754 209 4,150 SH SOLE 1 - 4150 - ISHARES TR INDEX DJ US HEALTHCR 464287762 110 1,869 SH SOLE 1 - 1869 - ISHARES TR INDEX DJ US FINL SVC 464287770 44 788 SH SOLE 1 - 788 - ISHARES TR INDEX DJ US FINL SEC 464287788 857 16,272 SH SOLE 1 - 16272 - ISHARES TR INDEX DJ US ENERGY 464287796 28 867 SH SOLE 1 - 867 - ISHARES TR INDEX S&P SMLCAP 600 464287804 721 13,780 SH SOLE 1 - 13780 - ISHARES TR INDEX DJ US BAS MATL 464287838 72 1,308 SH SOLE 1 0 1,308 - ISHARES TR INDEX DJ US INDEX FD 464287846 365 6,965 SH SOLE 1 - 6965 - ISHARES TR INDEX S&P EURO PLUS 464287861 18,259 473,775 SH SOLE 1 - 473,775 - ISHARES TR INDEX S&P SMLCP VALU 464287879 149 2,661 SH SOLE 1 - 2,661 - ISHARES TR INDEX S&P SMLCP GROW 464287887 81 1,500 SH SOLE 1 - 1500 - ISHARES TR LARGE VAL INDX 464288109 31 600 SH SOLE 1 0 600 - ISHARES TR S&PCITI1-3YRTB 464288125 2,055 19,199 SH SOLE 1 - 19199 - ISHARES TR S&P GTFIDX ETF 464288174 18 500 SH SOLE 1 - 500 - ISHARES TR MSCI ACJPN IDX 464288182 661 12,466 SH SOLE 1 - 12466 - ISHARES TR FTSE CHINA ETF 464288190 71 1,550 SH SOLE 1 - 1550 - ISHARES TR MSCI ACWI EX 464288240 119 2,990 SH SOLE 1 0 2,990 - ISHARES TR MSCI ACWI INDX 464288257 93 2,270 SH SOLE 1 - 2270 - ISHARES TR MSCI SMALL CAP 464288273 11 316 SH SOLE 1 316 0 - ISHARES TR JPMORGAN USD 464288281 1,202 11,670 SH SOLE 1 - 11670 - ISHARES TR JPMORGAN USD 464288281 13 122 SH SOLE 1 122 0 - ISHARES TR S&P GLO INFRAS 464288372 1,323 39,460 SH SOLE 1 - 39460 - ISHARES TR S&P GLO INFRAS 464288372 22 648 SH SOLE 1 648 0 - ISHARES TR EPRA/NAR DEV R/E 464288489 16 537 SH SOLE 1 537 0 - ISHARES TR HIGH YLD CORP 464288513 8,937 103,503 SH SOLE 1 - 103,503 - ISHARES TR HIGH YLD CORP 464288513 13 156 SH SOLE 1 156 0 - ISHARES TR BARCLYS CR BD 464288620 242 2,362 SH SOLE 1 - 2362 - ISHARES TR BARCLYS INTER CR 464288638 54 520 SH SOLE 1 - 520 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ ISHARES TR BARCLYS 1-3YR CR 464288646 6 55 SH SOLE 1 - 55 - ISHARES TR US PFD STK IDX 464288687 331 9,117 SH SOLE 1 - 9117 - ISHARES TR US PFD STK IDX 464288687 2 57 SH SOLE 1 57 - 0 ISHARES TR S&P GLB MTRLS 464288695 603 10,825 SH SOLE 1 - 10825 - ISHARES TR S&P GL UTILITI 464288711 47 1,000 SH SOLE 1 0 1,000 - ISHARES TR S&P GL INDUSTR 464288729 86 1,983 SH SOLE 1 - 1983 - ISHARES TR S&P GL C STAPL 464288737 24 450 SH SOLE 1 - 450 - ISHARES TR S&P GL CONSUME 464288745 26 627 SH SOLE 1 - 627 - ISHARES TR DJ MED DEVICES 464288810 27 530 SH SOLE 1 - 530 - ISHARES TR DJ MED DEVICES 464288810 9 175 SH SOLE 1 175 - - ISHARES TR DJ HEALTH CARE 464288828 8 200 SH SOLE 1 0 200 - ISHARES TR DJ PHARMA INDX 464288836 250 4,735 SH SOLE 1 - 4735 - ISHARES TR MSCI GRW IDX 464288885 32 605 SH SOLE 1 - 605 - ISRAMCO INC COM NEW 465141406 39 300 SH SOLE 1 - 300 - ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 10 504 SH SOLE 1 0 504 - ITC HLDGS CORP COM 465685105 1 25 SH SOLE 1 - 25 - ITRON INC COM 465741106 5 75 SH SOLE 1 - 75 - IVANHOE ENERGY INC COM 465790103 159 69,000 SH SOLE 1 - 69000 - JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 9 2,170 SH SOLE 1 0 2,170 - JACK IN THE BOX INC COM 466367109 130 6,345 SH SOLE 1 - 6345 - JACOBS ENGR GROUP INC DEL COM 469814107 397 8,630 SH SOLE 1 - 8,630 - JAPAN EQUITY FD INC COM 471057109 22 4,000 SH SOLE 1 0 4,000 - JOHNSON & JOHNSON COM 478160104 57,138 938,373 SH SOLE 1 - 938373 - JOHNSON & JOHNSON COM 478160104 711 11,683 SH SOLE 1 11,683 0 - JOHNSON CTLS INC COM 478366107 301 11,781 SH SOLE 1 - 11781 - JOY GLOBAL INC COM 481165108 4 79 SH SOLE 1 - 79 - KLA-TENCOR CORP COM 482480100 17 485 SH SOLE 1 - 485 - KELLOGG CO COM 487836108 1,246 25,312 SH SOLE 1 - 25312 - KENNAMETAL INC COM 489170100 5 204 SH SOLE 1 - 204 - KEYCORP NEW COM 493267108 799 122,967 SH SOLE 1 0 122,967 - KIMBERLY CLARK CORP COM 494368103 1,824 30,922 SH SOLE 1 - 30922 - KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,342 24,838 SH SOLE 1 - 24838 - KINROSS GOLD CORP COM NO PAR 496902404 3,707 170,000 CALL SOLE 1 170,000 - - KINROSS GOLD CORP COM NO PAR 496902404 43,189 1,990,276 SH SOLE 1 - 1990276 - KINROSS GOLD CORP COM NO PAR 496902404 423 19,377 SH SOLE 1 19,377 0 - KINROSS GOLD CORP COM NO PAR 496902404 240 11,079 SH SOLE 1 11,079 0 - KINROSS GOLD CORP COM NO PAR 496902404 196 9,000 SH SOLE 1 - 0 9,000 KINGSWAY FINL SVCS INC COM 496904103 54 12,700 SH SOLE 1 - 12700 - KNIGHT CAPITAL GROUP INC CL A 499005106 611 28,111 SH SOLE 1 - 28111 - KOHLS CORP COM 500255104 10,854 190,255 SH SOLE 1 - 190255 - KOHLS CORP COM 500255104 10 170 SH SOLE 1 170 0 - KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 577 23,697 SH SOLE 1 - 23697 - KOREA ELECTRIC PWR SPONSORED ADR 500631106 119 7,776 SH SOLE 1 - 7776 - KRISPY KREME DOUGHNUTS INC COM 501014104 - 100 SH SOLE 1 - 100 - KROGER CO COM 501044101 532 25,764 SH SOLE 1 - 25764 - LSI CORPORATION COM 502161102 1 228 SH SOLE 1 0 228 - L-3 COMMUNICATIONS HLDGS INC COM 502424104 3,323 41,376 SH SOLE 1 0 41,376 - LABOPHARM INC COM 504905100 66 45,125 SH SOLE 1 - 45125 - LAS VEGAS SANDS CORP COM 517834107 168 10,000 SH SOLE 1 - 10,000 - LAUDER ESTEE COS INC CL A 518439104 11 300 SH SOLE 1 - 300 - LEGGETT & PLATT INC COM 524660107 26 1,360 SH SOLE 1 - 1360 - LEGG MASON INC COM 524901105 2,040 65,750 SH SOLE 1 - 65,750 0 LENNOX INTL INC COM 526107107 61 1,700 SH SOLE 1 - 1,700 - LEUCADIA NATL CORP COM 527288104 1,324 53,547 SH SOLE 1 - 53547 - LEXMARK INTL NEW CL A 529771107 3 156 SH SOLE 1 - 156 - LILLY ELI & CO COM 532457108 1,553 47,010 SH SOLE 1 0 47,010 - LIMITED BRANDS INC COM 532716107 161 9,500 SH SOLE 1 0 9,500 - LINCARE HLDGS INC COM 532791100 31 1,000 SH SOLE 1 - 1000 - LINCOLN NATL CORP IND COM 534187109 83 3,190 SH SOLE 1 - 3190 - LIVEPERSON INC COM 538146101 25 5,000 SH SOLE 1 - 5,000 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 5 818 SH SOLE 1 - 818 - LOCKHEED MARTIN CORP COM 539830109 80 1,026 SH SOLE 1 - 1026 - LOEWS CORP COM 540424108 51 1,500 SH SOLE 1 - 1500 - LORILLARD INC COM 544147101 528 7,109 SH SOLE 1 - 7109 - LOUISIANA PAC CORP COM 546347105 7 1,000 SH SOLE 1 - 1,000 0 LOWES COS INC COM 548661107 2,138 102,104 SH SOLE 1 - 102104 - LOWES COS INC COM 548661107 93 4,448 SH SOLE 1 4448 - - LUBRIZOL CORP COM 549271104 100 1,402 SH SOLE 1 - 1402 - LULULEMON ATHLETICA INC COM 550021109 467 20,513 SH SOLE 1 - 20,513 - M & F WORLDWIDE CORP COM 552541104 3 162 SH SOLE 1 0 162 - MDC PARTNERS INC CL A SUB VTG 552697104 6 788 SH SOLE 1 - 788 - MGM MIRAGE COM 552953101 72 6,000 SH SOLE 1 0 6,000 - MPS GROUP INC COM 553409103 8 800 SH SOLE 1 - 800 - MACERICH CO COM 554382101 152 5,000 SH SOLE 1 - 5000 - MAD CATZ INTERACTIVE INC COM 556162105 1 1,600 SH SOLE 1 - 1600 - MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 20 522 SH SOLE 1 - 522 - MAGNA INTL INC CL A 559222401 218 5,137 SH SOLE 1 - 5137 - MAGNA INTL INC CL A 559222401 8 186 SH SOLE 1 186 0 - MAGNETEK INC COM 559424106 2 1,100 SH SOLE 1 1,100 - - MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 11 500 SH SOLE 1 - 500 - MANITOWOC INC COM 563571108 77 8,150 SH SOLE 1 - 8,150 0 MANNATECH INC COM 563771104 1 317 SH SOLE 1 - 317 - MANTECH INTL CORP CL A 564563104 6 127 SH SOLE 1 - 127 - MARATHON OIL CORP COM 565849106 437 13,689 SH SOLE 1 - 13,689 0 MARKEL CORP COM 570535104 625 1,896 SH SOLE 1 - 1896 - MARSH & MCLENNAN COS INC COM 571748102 115 4,662 SH SOLE 1 - 4662 - MARTHA STEWART LIVING OMNIME CL A 573083102 - 50 SH SOLE 1 - 50 - MASCO CORP COM 574599106 12 920 SH SOLE 1 - 920 - MASSEY ENERGY CORP COM 576206106 327 11,714 SH SOLE 1 0 11,714 - MASTEC INC COM 576323109 2 197 SH SOLE 1 - 197 - MATTEL INC COM 577081102 9 500 SH SOLE 1 - 500 - MCAFEE INC COM 579064106 387 8,843 SH SOLE 1 - 8843 - MCCORMICK & CO INC COM NON VTG 579780206 3 82 SH SOLE 1 - 82 - MCDERMOTT INTL INC COM 580037109 8 323 SH SOLE 1 - 323 - MCDONALDS CORP COM 580135101 26,542 465,075 SH SOLE 1 - 465075 - MCDONALDS CORP COM 580135101 93 1,637 SH SOLE 1 1,637 0 - MCGRAW HILL COS INC COM 580645109 114 4,535 SH SOLE 1 - 4535 - MECHEL OAO SPONSORED ADR 583840103 96 5,357 SH SOLE 1 0 5,357 - MEDTRONIC INC COM 585055106 1,383 37,575 SH SOLE 1 - 37,575 - MELCO CROWN ENTMT LTD ADR 585464100 1 200 SH SOLE 1 - 200 - MERCER INTL INC COM 588056101 34 10,000 SH SOLE 1 - 10,000 0 MERCK & CO INC COM 589331107 1,785 56,447 SH SOLE 1 - 56447 - MERCK & CO INC COM 589331107 32 1,000 SH SOLE 1 1,000 0 - MICROSOFT CORP COM 594918104 22,361 869,396 SH SOLE 1 - 869396 - MICROSOFT CORP COM 594918104 219 8,505 SH SOLE 1 8,505 0 - MICRON TECHNOLOGY INC COM 595112103 52 6,320 SH SOLE 1 - 6320 - MIDCAP SPDR TR UNIT SER 1 595635103 10,636 84,901 SH SOLE 1 - 84901 - MILLIPORE CORP COM 601073109 11 150 SH SOLE 1 - 150 - MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1 18 SH SOLE 1 - 18 - MINEFINDERS LTD COM 602900102 46 4,696 SH SOLE 1 4,696 0 - MIPS TECHNOLOGIES INC COM 604567107 4 1,000 SH SOLE 1 - 1000 - MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 32 6,019 SH SOLE 1 - 6019 - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1 31 SH SOLE 1 - 31 - MOODYS CORP COM 615369105 4,212 205,869 SH SOLE 1 - 205,869 0 MOODYS CORP COM 615369105 102 5,000 SH SOLE 1 5,000 0 - MORGAN STANLEY EASTN EUR FD COM 616988101 2 110 SH SOLE 1 0 110 - MORGAN STANLEY COM NEW 617446448 1,496 48,435 SH SOLE 1 - 48435 - MORGAN STANLEY CHINA A SH FD COM 617468103 46 1,438 SH SOLE 1 - 1438 - MORNINGSTAR INC COM 617700109 16 322 SH SOLE 1 0 322 - MOSYS INC COM 619718109 5 2,000 SH SOLE 1 - 2000 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ MOTOROLA INC COM 620076109 793 92,332 SH SOLE 1 - 92332 - MURPHY OIL CORP COM 626717102 827 14,360 SH SOLE 1 - 14360 - MYLAN INC COM 628530107 522 32,632 SH SOLE 1 - 32632 - NVE CORP COM NEW 629445206 2 36 SH SOLE 1 - 36 - NYSE EURONEXT COM 629491101 54 1,875 SH SOLE 1 - 1875 - NASDAQ OMX GROUP INC COM 631103108 8 400 SH SOLE 1 - 400 - NATIONAL BK GREECE S A SPONSORED ADR 633643408 628 87,097 SH SOLE 1 - 87097 - NATIONAL FUEL GAS CO N J COM 636180101 3,030 66,136 SH SOLE 1 0 66,136 - NATIONAL GRID PLC SPON ADR NEW 636274300 133 2,720 SH SOLE 1 - 2,720 - NATIONAL OILWELL VARCO INC COM 637071101 800 18,559 SH SOLE 1 - 18559 - NATIONAL SEMICONDUCTOR CORP COM 637640103 6 400 SH SOLE 1 - 400 - NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 355 26,360 SH SOLE 1 - 26360 - NEENAH PAPER INC COM 640079109 1 48 SH SOLE 1 0 48 - NEW GOLD INC CDA COM 644535106 861 227,174 SH SOLE 1 - 227174 - NEW GOLD INC CDA COM 644535106 2 547 SH SOLE 1 547 - 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 4 50 SH SOLE 1 - 50 - NEWELL RUBBERMAID INC COM 651229106 201 12,811 SH SOLE 1 - 12811 - NEWFIELD EXPL CO COM 651290108 4 100 SH SOLE 1 - 100 - NEWMARKET CORP COM 651587107 35 379 SH SOLE 1 - 379 - NEWMONT MINING CORP COM 651639106 4,415 100,301 SH SOLE 1 - 100,301 0 NEWMONT MINING CORP COM 651639106 88 2,000 SH SOLE 1 2,000 0 - NICE SYS LTD SPONSORED ADR 653656108 3 108 SH SOLE 1 - 108 - NICOR INC COM 654086107 11 300 SH SOLE 1 - 300 - NIKE INC CL B 654106103 4,686 72,428 SH SOLE 1 - 72428 - NIKE INC CL B 654106103 30 465 SH SOLE 1 465 - - NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 65 2,824 SH SOLE 1 - 2824 - NOKIA CORP SPONSORED ADR 654902204 2,107 144,113 SH SOLE 1 - 144113 - NOKIA CORP SPONSORED ADR 654902204 118 8,100 SH SOLE 1 8,100 0 - NOBLE ENERGY INC COM 655044105 64 975 SH SOLE 1 - 975 - NORFOLK SOUTHERN CORP COM 655844108 432 10,011 SH SOLE 1 - 10011 - NORTH AMERN PALLADIUM LTD COM 656912102 14 4,840 SH SOLE 1 - 4840 - NORTHEAST UTILS COM 664397106 8 330 SH SOLE 1 0 330 - NORTHERN TR CORP COM 665859104 5 90 SH SOLE 1 - 90 - NORTHGATE MINERALS CORP COM 666416102 249 93,051 SH SOLE 1 - 93051 - NORTHROP GRUMMAN CORP COM 666807102 74 1,434 SH SOLE 1 - 1434 - NOVO-NORDISK A S ADR 670100205 6,814 108,243 SH SOLE 1 0 108,243 - NOVO-NORDISK A S ADR 670100205 24 375 SH SOLE 1 375 0 - NUCOR CORP COM 670346105 2,880 61,269 SH SOLE 1 - 61269 - OGE ENERGY CORP COM 670837103 648 19,590 SH SOLE 1 - 19590 - OM GROUP INC COM 670872100 61 2,000 SH SOLE 1 0 2,000 - OCCIDENTAL PETE CORP DEL COM 674599105 13,518 172,427 SH SOLE 1 0 172,427 - OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 1 200 SH SOLE 1 - 200 - OCEANEERING INTL INC COM 675232102 37 653 SH SOLE 1 - 653 - OCWEN FINL CORP COM NEW 675746309 4 346 SH SOLE 1 - 346 - ODYSSEY MARINE EXPLORATION I COM 676118102 22 12,000 SH SOLE 1 0 12,000 - OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 2 18 SH SOLE 1 18 0 - OIL STS INTL INC COM 678026105 10 296 SH SOLE 1 - 296 - OILSANDS QUEST INC COM 678046103 37 32,800 SH SOLE 1 0 32,800 - OILSANDS QUEST INC *W EXP 12/05/200 678046111 - 1,000 SH SOLE 1 - 1000 - OLIN CORP COM PAR $1 680665205 2 100 SH SOLE 1 - 100 - OMNICOM GROUP INC COM 681919106 65 1,767 SH SOLE 1 - 1767 - ONCOLYTICS BIOTECH INC COM 682310107 67 22,700 SH SOLE 1 0 22,700 - ONCOTHYREON INC COM 682324108 - 16 SH SOLE 1 - 16 - ONEOK INC NEW COM 682680103 415 11,320 SH SOLE 1 - 11320 - OPEN TEXT CORP COM 683715106 491 13,100 CALL SOLE 1 13100 - - OPEN TEXT CORP COM 683715106 8,909 238,642 SH SOLE 1 - 238642 - OPEN TEXT CORP COM 683715106 18 473 SH SOLE 1 473 0 - OPEN TEXT CORP COM 683715106 3 91 SH SOLE 1 91 - - O REILLY AUTOMOTIVE INC COM 686091109 16 436 SH SOLE 1 - 436 - ORIX CORP SPONSORED ADR 686330101 38 1,265 SH SOLE 1 - 1265 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ ORMAT TECHNOLOGIES INC COM 686688102 118 2,890 SH SOLE 1 - 2890 - OWENS & MINOR INC NEW COM 690732102 3 65 SH SOLE 1 - 65 - OWENS ILL INC COM NEW 690768403 228 6,180 SH SOLE 1 - 6180 - PICO HLDGS INC COM NEW 693366205 2,381 71,388 SH SOLE 1 - 71388 - PNC FINL SVCS GROUP INC COM 693475105 1 17 SH SOLE 1 - 17 - POSCO SPONSORED ADR 693483109 162 1,556 SH SOLE 1 - 1556 - PPG INDS INC COM 693506107 420 7,210 SH SOLE 1 - 7210 - PACCAR INC COM 693718108 39 1,045 SH SOLE 1 0 1,045 - PACTIV CORP COM 695257105 383 14,715 SH SOLE 1 - 14715 - PACTIV CORP COM 695257105 4 170 SH SOLE 1 170 - - PALATIN TECHNOLOGIES INC COM NEW 696077304 1 3,000 SH SOLE 1 - 3000 - PALL CORP COM 696429307 247 7,665 SH SOLE 1 - 7665 - PALM INC NEW COM 696643105 64 3,643 SH SOLE 1 - 3643 - PAN AMERICAN SILVER CORP COM 697900108 1,882 82,548 SH SOLE 1 - 82548 - PAN AMERICAN SILVER CORP COM 697900108 3 147 SH SOLE 1 147 0 - PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2 170 SH SOLE 1 - 170 - PAREXEL INTL CORP COM 699462107 5 390 SH SOLE 1 - 390 - PARKER HANNIFIN CORP COM 701094104 2,322 44,784 SH SOLE 1 - 44784 - PARKER HANNIFIN CORP COM 701094104 54 1,050 SH SOLE 1 1050 - - PATTERSON COMPANIES INC COM 703395103 12 425 SH SOLE 1 - 425 - PATTERSON UTI ENERGY INC COM 703481101 29 1,945 SH SOLE 1 - 1945 - PAYCHEX INC COM 704326107 27 930 SH SOLE 1 - 930 - PEABODY ENERGY CORP COM 704549104 31 825 SH SOLE 1 - 825 - PEARSON PLC SPONSORED ADR 705015105 5 400 SH SOLE 1 - 400 - PENGROWTH ENERGY TR TR UNIT NEW 706902509 928 88,343 SH SOLE 1 - 88343 - PENGROWTH ENERGY TR TR UNIT NEW 706902509 5 487 SH SOLE 1 487 - - PENN VA CORP COM 707882106 33 1,433 SH SOLE 1 - 1433 - PENN WEST ENERGY TR TR UNIT 707885109 743 46,800 CALL SOLE 1 46,800 0 - PENN WEST ENERGY TR TR UNIT 707885109 2,016 127,267 SH SOLE 1 - 127267 - PENN WEST ENERGY TR TR UNIT 707885109 9 597 SH SOLE 1 597 - - PEPSI BOTTLING GROUP INC COM 713409100 2 50 SH SOLE 1 - 50 - PEPSICO INC COM 713448108 12,500 213,088 SH SOLE 1 - 213088 - PEPSICO INC COM 713448108 147 2,500 SH SOLE 1 2,500 0 - PEREGRINE PHARMACEUTICALS IN COM 713661106 - 500 SH SOLE 1 - 500 - PERRIGO CO COM 714290103 655 19,278 SH SOLE 1 - 19278 - PETROHAWK ENERGY CORP COM 716495106 5 187 SH SOLE 1 - 187 - PETROLEUM & RES CORP COM 716549100 45 1,951 SH SOLE 1 - 1951 - PFIZER INC COM 717081103 7,360 444,738 SH SOLE 1 - 444738 - PFIZER INC COM 717081103 157 9,508 SH SOLE 1 9,508 0 - PHILIP MORRIS INTL INC COM 718172109 4,866 99,844 SH SOLE 1 - 99844 - PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 12 228 SH SOLE 1 0 228 - PIEDMONT NAT GAS INC COM 720186105 5 224 SH SOLE 1 0 224 - PLANTRONICS INC NEW COM 727493108 13 500 SH SOLE 1 - 500 - PLUM CREEK TIMBER CO INC COM 729251108 15 500 SH SOLE 1 - 500 - POLARIS INDS INC COM 731068102 11 262 SH SOLE 1 - 262 - POLYMET MINING CORP COM 731916102 3 1,200 SH SOLE 1 - 1200 - PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 76 7,136 SH SOLE 1 - 7136 - PRECISION CASTPARTS CORP COM 740189105 8 76 SH SOLE 1 - 76 - PRECISION DRILLING TR TR UNIT 740215108 80 11,900 CALL SOLE 1 11,900 0 - PRECISION DRILLING TR TR UNIT 740215108 3,353 505,766 SH SOLE 1 - 505766 - PRECISION DRILLING TR TR UNIT 740215108 3 463 SH SOLE 1 463 0 - PRICELINE COM INC COM NEW 741503403 48 292 SH SOLE 1 - 292 - PROCTER & GAMBLE CO COM 742718109 33,513 578,616 SH SOLE 1 0 578,616 - PROCTER & GAMBLE CO COM 742718109 374 6,465 SH SOLE 1 6,465 0 - PROGRESS ENERGY INC COM 743263105 45 1,155 SH SOLE 1 0 1,155 - PROGRESSIVE CORP OHIO COM 743315103 3,293 198,617 SH SOLE 1 - 198617 - PROLOGIS SH BEN INT 743410102 151 12,676 SH SOLE 1 - 12676 - PROTECTIVE LIFE CORP COM 743674103 11 500 SH SOLE 1 0 500 - PRUDENTIAL FINL INC COM 744320102 1,656 33,183 SH SOLE 1 - 33183 - PULTE HOMES INC COM 745867101 17 1,560 SH SOLE 1 - 1560 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ QLT INC COM 746927102 57 15,503 SH SOLE 1 - 15503 - QUALCOMM INC COM 747525103 208 4,624 SH SOLE 1 - 4624 - QUALITY SYS INC COM 747582104 37 600 SH SOLE 1 - 600 - QUATERRA RES INC COM 747952109 1 1,500 SH SOLE 1 - 1500 - QUESTAR CORP COM 748356102 11 300 SH SOLE 1 - 300 - QWEST COMMUNICATIONS INTL IN COM 749121109 11 3,000 SH SOLE 1 0 3,000 - RPM INTL INC COM 749685103 8 427 SH SOLE 1 0 427 - RF MICRODEVICES INC COM 749941100 30 5,500 SH SOLE 1 - 5500 - RADIAN GROUP INC COM 750236101 25 2,371 SH SOLE 1 - 2371 - RADIOSHACK CORP COM 750438103 89 5,400 SH SOLE 1 - 5400 - RAMBUS INC DEL COM 750917106 17 1,000 SH SOLE 1 - 1,000 - RALCORP HLDGS INC NEW COM 751028101 105 1,790 SH SOLE 1 - 1790 - RANDGOLD RES LTD ADR 752344309 24 340 SH SOLE 1 - 340 - RASER TECHNOLOGIES INC COM 754055101 2 1,000 SH SOLE 1 - 1000 - RAYTHEON CO COM NEW 755111507 4,297 89,571 SH SOLE 1 - 89571 - REED ELSEVIER N V SPONS ADR NEW 758204200 12 519 SH SOLE 1 0 519 - REED ELSEVIER P L C SPONS ADR NEW 758205207 1 17 SH SOLE 1 - 17 - REGAL BELOIT CORP COM 758750103 49 1,077 SH SOLE 1 - 1077 - RELIANCE STEEL & ALUMINUM CO COM 759509102 228 5,368 SH SOLE 1 - 5368 - REPUBLIC SVCS INC COM 760759100 564 21,224 SH SOLE 1 - 21224 - RES-CARE INC COM 760943100 8 559 SH SOLE 1 0 559 - RESEARCH IN MOTION LTD COM 760975102 798 11,800 CALL SOLE 1 11800 - - RESEARCH IN MOTION LTD COM 760975102 107,958 1,596,313 SH SOLE 1 - 1596313 - RESEARCH IN MOTION LTD COM 760975102 1,683 24,885 SH SOLE 1 24,885 0 - RESEARCH IN MOTION LTD COM 760975102 629 9,307 SH SOLE 1 9307 - - RESEARCH IN MOTION LTD COM 760975102 169 2,500 SH SOLE 1 - 0 2,500 RESOURCE AMERICA INC CL A 761195205 114 23,600 SH SOLE 1 - 23,600 - REVLON INC CL A NEW 761525609 1 200 SH SOLE 1 - 200 - REYNOLDS AMERICAN INC COM 761713106 57 1,290 SH SOLE 1 - 1290 - RIO TINTO PLC SPONSORED ADR 767204100 4,242 24,912 SH SOLE 1 0 24,912 - RITCHIE BROS AUCTIONEERS COM 767744105 8,493 346,093 SH SOLE 1 - 346093 - RITCHIE BROS AUCTIONEERS COM 767744105 94 3,841 SH SOLE 1 3,841 0 - RITCHIE BROS AUCTIONEERS COM 767744105 4 174 SH SOLE 1 174 0 - RITE AID CORP COM 767754104 24 14,500 SH SOLE 1 - 14500 - ROCK-TENN CO CL A 772739207 1,055 22,400 SH SOLE 1 - 22400 - ROCKWELL AUTOMATION INC COM 773903109 89 2,100 SH SOLE 1 - 2100 - ROGERS COMMUNICATIONS INC CL B 775109200 1,116 39,500 CALL SOLE 1 39,500 0 - ROGERS COMMUNICATIONS INC CL B 775109200 88,469 3,137,205 SH SOLE 1 0 3,137,205 - ROGERS COMMUNICATIONS INC CL B 775109200 587 20,807 SH SOLE 1 20,807 0 - ROGERS COMMUNICATIONS INC CL B 775109200 344 12,200 SH SOLE 1 - 0 12,200 ROGERS COMMUNICATIONS INC CL B 775109200 78 2,758 SH SOLE 1 2,758 0 - ROSS STORES INC COM 778296103 555 11,622 SH SOLE 1 - 11622 - ROWAN COS INC COM 779382100 256 11,104 SH SOLE 1 - 11104 - ROYAL BK CDA MONTREAL QUE COM 780087102 21,753 404,400 CALL SOLE 1 404,400 0 - ROYAL BK CDA MONTREAL QUE COM 780087102 424,590 7,925,888 SH SOLE 1 - 7925888 - ROYAL BK CDA MONTREAL QUE COM 780087102 20,738 385,536 SH SOLE 1 385536 - - ROYAL BK CDA MONTREAL QUE COM 780087102 399 7,439 SH SOLE 1 7,439 - - ROYAL BK CDA MONTREAL QUE COM 780087102 344 6,400 SH SOLE 1 - 0 6,400 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 5 290 SH SOLE 1 - 290 - ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 186 15,985 SH SOLE 1 - 15985 - ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 84 7,900 SH SOLE 1 - 7900 - ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 4 400 SH SOLE 1 - 400 - ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 3 300 SH SOLE 1 - 300 - ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 827 82,055 SH SOLE 1 - 82055 - ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 187 17,812 SH SOLE 1 - 17812 - ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 210 19,930 SH SOLE 1 - 19,930 - ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 116 11,040 SH SOLE 1 - 11040 - ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 131 10,470 SH SOLE 1 - 10470 - ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 497 41,165 SH SOLE 1 - 41165 - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 156 2,791 SH SOLE 1 - 2,791 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 795 13,899 SH SOLE 1 - 13,899 - ROYAL GOLD INC COM 780287108 23 515 SH SOLE 1 - 515 - ROYCE VALUE TR INC COM 780910105 160 15,484 SH SOLE 1 - 15,484 - RUBICON MINERALS CORP COM 780911103 67 16,175 SH SOLE 1 - 16175 - RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 52 SH SOLE 1 - 52 - RYDER SYS INC COM 783549108 27 700 SH SOLE 1 - 700 - SPX CORP COM 784635104 31 512 SH SOLE 1 - 512 - STEC INC COM 784774101 18 600 SH SOLE 1 - 600 - SAFEWAY INC COM NEW 786514208 242 12,274 SH SOLE 1 - 12274 - SAFEWAY INC COM NEW 786514208 15 750 SH SOLE 1 750 0 - ST JUDE MED INC COM 790849103 394 10,108 SH SOLE 1 - 10108 - SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 5 250 SH SOLE 1 - 250 - SANGAMO BIOSCIENCES INC COM 800677106 8 1,000 SH SOLE 1 0 1,000 - SAP AG SPON ADR 803054204 127 2,604 SH SOLE 1 - 2604 - SARA LEE CORP COM 803111103 201 18,050 SH SOLE 1 - 18050 - SASOL LTD SPONSORED ADR 803866300 150 3,934 SH SOLE 1 - 3934 - SCHEIN HENRY INC COM 806407102 21 379 SH SOLE 1 - 379 - SCHERING PLOUGH CORP COM 806605101 740 26,208 SH SOLE 1 0 26,208 - SCHERING PLOUGH CORP PFD CONV MAN07 806605705 784 3,232 SH SOLE 1 - 3232 - SCHLUMBERGER LTD COM 806857108 1,271 21,321 SH SOLE 1 - 21321 - SCHWAB CHARLES CORP NEW COM 808513105 6 318 SH SOLE 1 - 318 - SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 6 151 SH SOLE 1 0 151 - SEACOR HOLDINGS INC COM 811904101 62 760 SH SOLE 1 - 760 - SEARS HLDGS CORP COM 812350106 436 6,677 SH SOLE 1 - 6677 - SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 169 6,600 SH SOLE 1 - 6600 - SEMPRA ENERGY COM 816851109 349 7,000 SH SOLE 1 - 7000 - SEPRACOR INC COM 817315104 5 200 SH SOLE 1 - 200 - SERVICE CORP INTL COM 817565104 35 5,000 SH SOLE 1 0 5,000 - SHAW GROUP INC COM 820280105 118 3,664 SH SOLE 1 - 3664 - SHERWIN WILLIAMS CO COM 824348106 263 4,370 SH SOLE 1 - 4370 - SIEMENS A G SPONSORED ADR 826197501 4,260 45,831 SH SOLE 1 - 45831 - SIEMENS A G SPONSORED ADR 826197501 97 1,040 SH SOLE 1 1,040 0 - SIERRA WIRELESS INC COM 826516106 24 2,400 CALL SOLE 1 2,400 0 - SIERRA WIRELESS INC COM 826516106 292 29,241 SH SOLE 1 - 29241 - SIERRA WIRELESS INC COM 826516106 18 1,800 SH SOLE 1 1,800 0 - SIERRA WIRELESS INC COM 826516106 3 300 SH SOLE 1 300 0 - SIGMA ALDRICH CORP COM 826552101 831 15,386 SH SOLE 1 - 15386 - SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 - 3 SH SOLE 1 - 3 - SILVER WHEATON CORP COM 828336107 1,570 124,666 SH SOLE 1 - 124666 - SILVER WHEATON CORP COM 828336107 77 6,033 SH SOLE 1 6,033 0 - SIMON PPTY GROUP INC NEW COM 828806109 27 388 SH SOLE 1 - 388 - SKYWEST INC COM 830879102 33 2,000 SH SOLE 1 0 2,000 - SMITHFIELD FOODS INC COM 832248108 14 1,000 SH SOLE 1 - 1000 - SMUCKER J M CO COM NEW 832696405 526 9,926 SH SOLE 1 - 9926 - SNAP ON INC COM 833034101 38 1,091 SH SOLE 1 - 1091 - SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 8 200 SH SOLE 1 - 200 - SONY CORP ADR NEW 835699307 273 9,350 SH SOLE 1 - 9350 - SOURCE CAP INC COM 836144105 54 1,300 SH SOLE 1 - 1300 - SOUTHERN CO COM 842587107 2,249 71,012 SH SOLE 1 - 71012 - SOUTHERN CO COM 842587107 5 150 SH SOLE 1 150 0 - SOUTHERN UN CO NEW COM 844030106 5 233 SH SOLE 1 0 233 - SOUTHWEST AIRLS CO COM 844741108 2 200 SH SOLE 1 - 200 - SOUTHWESTERN ENERGY CO COM 845467109 22 510 SH SOLE 1 - 510 - SPECTRA ENERGY CORP COM 847560109 760 40,131 SH SOLE 1 - 40131 - SPRINT NEXTEL CORP COM SER 1 852061100 7 1,649 SH SOLE 1 - 1649 - STANDARD MTR PRODS INC COM 853666105 6 425 SH SOLE 1 - 425 - STANLEY WKS COM 854616109 94 2,200 SH SOLE 1 - 2200 - STAPLES INC COM 855030102 341 14,691 SH SOLE 1 - 14691 - STARBUCKS CORP COM 855244109 462 22,395 SH SOLE 1 - 22,395 - STARBUCKS CORP COM 855244109 60 2,926 SH SOLE 1 2,926 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ STARBUCKS CORP COM 855244109 21 1,000 SH SOLE 1 1,000 0 - STATE STR CORP COM 857477103 15,039 285,915 SH SOLE 1 - 285,915 - STATE STR CORP COM 857477103 10 190 SH SOLE 1 190 0 - STEEL DYNAMICS INC COM 858119100 6 400 SH SOLE 1 - 400 - STEINWAY MUSICAL INSTRS INC COM 858495104 2 200 SH SOLE 1 - 200 - STERICYCLE INC COM 858912108 3 54 SH SOLE 1 - 54 - STEWART INFORMATION SVCS COR COM 860372101 1 100 SH SOLE 1 - 100 - STMICROELECTRONICS N V NY REGISTRY 861012102 13 1,375 SH SOLE 1 - 1375 - STONE ENERGY CORP COM 861642106 2 130 SH SOLE 1 - 130 - STRYKER CORP COM 863667101 890 19,593 SH SOLE 1 - 19593 - STRYKER CORP COM 863667101 27 600 SH SOLE 1 600 0 - SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 38 900 SH SOLE 1 0 900 - SUCCESSFACTORS INC COM 864596101 14 1,000 SH SOLE 1 - 1000 - SUN LIFE FINL INC COM 866796105 1,442 46,000 CALL SOLE 1 46,000 0 - SUN LIFE FINL INC COM 866796105 220 7,000 PUT SOLE 1 7,000 0 - SUN LIFE FINL INC COM 866796105 92,695 2,967,182 SH SOLE 1 0 2,967,182 - SUN LIFE FINL INC COM 866796105 295 9,453 SH SOLE 1 9,453 0 - SUN LIFE FINL INC COM 866796105 29 920 SH SOLE 1 920 0 - SUN MICROSYSTEMS INC COM NEW 866810203 67 7,351 SH SOLE 1 - 7351 - SUNCOR ENERGY INC NEW COM 867224107 3,961 113,300 CALL SOLE 1 113,300 0 - SUNCOR ENERGY INC NEW COM 867224107 81,634 2,362,092 SH SOLE 1 - 2362092 - SUNCOR ENERGY INC NEW COM 867224107 327 9,452 SH SOLE 1 9,452 0 - SUNCOR ENERGY INC NEW COM 867224107 78 2,218 SH SOLE 1 2218 - - SUNPOWER CORP COM CL A 867652109 1 40 SH SOLE 1 - 40 - SUNTRUST BKS INC COM 867914103 5 230 SH SOLE 1 0 230 - SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 - 8 SH SOLE 1 - 8 - SUPERIOR ENERGY SVCS INC COM 868157108 199 8,831 SH SOLE 1 - 8831 - SUPERVALU INC COM 868536103 3 188 SH SOLE 1 - 188 - SWEDISH EXPT CR CORP RG METAL ETN22 870297405 70 7,976 SH SOLE 1 - 7976 - SWEDISH EXPT CR CORP ROG ARGI ETN22 870297603 88 12,600 SH SOLE 1 - 12600 - SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 114 16,300 SH SOLE 1 - 16,300 - SWIFT ENERGY CO COM 870738101 4 151 SH SOLE 1 - 151 - SWISS HELVETIA FD INC COM 870875101 453 37,560 SH SOLE 1 - 37560 - SYCAMORE NETWORKS INC COM 871206108 - 30 SH SOLE 1 - 30 - SYMANTEC CORP COM 871503108 2,120 128,707 SH SOLE 1 - 128707 - SYMANTEC CORP COM 871503108 3 200 SH SOLE 1 200 - - SYSCO CORP COM 871829107 408 16,407 SH SOLE 1 - 16407 - TECO ENERGY INC COM 872375100 6 400 SH SOLE 1 - 400 - TJX COS INC NEW COM 872540109 14,632 393,876 SH SOLE 1 - 393876 - TJX COS INC NEW COM 872540109 223 6,000 SH SOLE 1 6,000 0 - TLC VISION CORP COM 872549100 9 30,660 SH SOLE 1 - 30660 - TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 45 4,118 SH SOLE 1 - 4118 - TASEKO MINES LTD COM 876511106 295 111,050 SH SOLE 1 - 111,050 - TATA MTRS LTD SPONSORED ADR 876568502 402 31,048 SH SOLE 1 - 31048 - TECK RESOURCES LTD CL B 878742204 7,607 275,900 CALL SOLE 1 275,900 0 - TECK RESOURCES LTD CL B 878742204 50,824 1,843,442 SH SOLE 1 - 1843442 - TECK RESOURCES LTD CL B 878742204 1,315 47,706 SH SOLE 1 47,706 0 - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 75 3,975 SH SOLE 1 - 3975 - TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 434 45,299 SH SOLE 1 - 45299 - TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 2 105 SH SOLE 1 - 105 - TELEFLEX INC COM 879369106 22 450 SH SOLE 1 - 450 - TELEFONICA S A SPONSORED ADR 879382208 4,650 56,090 SH SOLE 1 - 56090 - TELEFONICA S A SPONSORED ADR 879382208 10 125 SH SOLE 1 125 0 - TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 25 1,424 SH SOLE 1 - 1424 - TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 24 1,724 SH SOLE 1 - 1,724 - TEMPLETON EMERGING MKTS FD I COM 880191101 20 1,175 SH SOLE 1 - 1175 - TEMPLETON GLOBAL INCOME FD COM 880198106 23 2,516 SH SOLE 1 - 2,516 - TERADYNE INC COM 880770102 1 97 SH SOLE 1 - 97 - TEREX CORP NEW COM 880779103 66 3,195 SH SOLE 1 - 3195 - TERRA INDS INC COM 880915103 213 6,132 SH SOLE 1 - 6132 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ TERRA NITROGEN CO L P COM UNIT 881005201 60 573 SH SOLE 1 - 573 - TESORO CORP COM 881609101 110 7,355 SH SOLE 1 - 7355 - TEVA PHARMACEUTICAL INDS LTD ADR 881624209 10,977 217,110 SH SOLE 1 - 217110 - TEVA PHARMACEUTICAL INDS LTD ADR 881624209 35 685 SH SOLE 1 685 - - TETON ENERGY CORP COM 881628101 1 1,500 SH SOLE 1 0 1,500 - TEXAS INSTRS INC COM 882508104 322 13,598 SH SOLE 1 - 13,598 - THAI FD INC COM 882904105 99 10,813 SH SOLE 1 - 10813 - TEXTRON INC COM 883203101 610 32,156 SH SOLE 1 - 32156 - THERMO FISHER SCIENTIFIC INC COM 883556102 6,679 152,934 SH SOLE 1 0 152,934 - THERMO FISHER SCIENTIFIC INC COM 883556102 10 235 SH SOLE 1 235 0 - THOMPSON CREEK METALS CO INC COM 884768102 1,693 140,100 CALL SOLE 1 140,100 0 - THOMPSON CREEK METALS CO INC COM 884768102 759 62,883 SH SOLE 1 - 62883 - THOMPSON CREEK METALS CO INC COM 884768102 3 207 SH SOLE 1 207 0 - THOMSON REUTERS CORP COM 884903105 1,621 48,300 CALL SOLE 1 48,300 0 - THOMSON REUTERS CORP COM 884903105 112,436 3,349,312 SH SOLE 1 - 3349312 - THOMSON REUTERS CORP COM 884903105 1,469 43,750 SH SOLE 1 43,750 0 - THOMSON REUTERS CORP COM 884903105 1,067 31,787 SH SOLE 1 31,787 - - THOMSON REUTERS CORP COM 884903105 188 5,600 SH SOLE 1 - 0 5,600 THOR INDS INC COM 885160101 12 400 SH SOLE 1 - 400 - 3COM CORP COM 885535104 12 2,200 SH SOLE 1 - 2200 - TIDEWATER INC COM 886423102 609 12,929 SH SOLE 1 - 12929 - TIFFANY & CO NEW COM 886547108 67 1,735 SH SOLE 1 - 1735 - TIME WARNER INC COM NEW 887317303 271 9,415 SH SOLE 1 - 9,415 - TIME WARNER INC COM NEW 887317303 20 700 SH SOLE 1 700 - - TITANIUM METALS CORP COM NEW 888339207 2 200 SH SOLE 1 - 200 - TOLL BROTHERS INC COM 889478103 2 100 SH SOLE 1 - 100 - TOMKINS PLC SPONSORED ADR 890030208 19 1,582 SH SOLE 1 - 1582 - TOOTSIE ROLL INDS INC COM 890516107 24 1,008 SH SOLE 1 - 1008 - TORONTO DOMINION BK ONT COM NEW 891160509 7,107 109,800 CALL SOLE 1 109,800 0 - TORONTO DOMINION BK ONT COM NEW 891160509 230,623 3,578,329 SH SOLE 1 - 3,578,329 - TORONTO DOMINION BK ONT COM NEW 891160509 1,958 30,375 SH SOLE 1 30,375 0 - TORONTO DOMINION BK ONT COM NEW 891160509 80 1,231 SH SOLE 1 1,231 0 - TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1,013 12,889 SH SOLE 1 - 12889 - TRANSATLANTIC HLDGS INC COM 893521104 2 40 SH SOLE 1 - 40 - TRANSITION THERAPEUTICS INC COM NEW 893716209 30 3,677 SH SOLE 1 - 3677 - TRANSWITCH CORP COM 894065101 4 5,000 SH SOLE 1 0 5,000 - TREE COM INC COM 894675107 - 1 SH SOLE 1 0 1 - TRINITY INDS INC COM 896522109 18 1,058 SH SOLE 1 - 1058 - TUPPERWARE BRANDS CORP COM 899896104 801 20,059 SH SOLE 1 - 20059 - TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 18 1,000 SH SOLE 1 - 1000 - TYSON FOODS INC CL A 902494103 19 1,500 SH SOLE 1 - 1500 - UBS AG JERSEY BRH LONG PLATN ETN18 902641786 3 200 SH SOLE 1 - 200 - UDR INC COM 902653104 19 1,185 SH SOLE 1 - 1185 - US BANCORP DEL COM NEW 902973304 13,096 599,072 SH SOLE 1 - 599072 - US BANCORP DEL COM NEW 902973304 218 9,950 SH SOLE 1 9,950 0 - ULTRA PETROLEUM CORP COM 903914109 5 100 SH SOLE 1 - 100 - UNICA CORP COM 904583101 4 500 SH SOLE 1 - 500 - UNIFIRST CORP MASS COM 904708104 418 9,411 SH SOLE 1 - 9411 - UNILEVER PLC SPON ADR NEW 904767704 10,716 373,645 SH SOLE 1 - 373645 - UNILEVER PLC SPON ADR NEW 904767704 201 7,000 SH SOLE 1 7,000 0 - UNILEVER N V N Y SHS NEW 904784709 1,011 35,030 SH SOLE 1 0 35,030 - UNILEVER N V N Y SHS NEW 904784709 97 3,350 SH SOLE 1 3,350 0 - UNION PAC CORP COM 907818108 2,099 35,979 SH SOLE 1 - 35979 - UNISYS CORP COM 909214108 4 1,355 SH SOLE 1 - 1355 - UNIT CORP COM 909218109 4 90 SH SOLE 1 - 90 - UNITED PARCEL SERVICE INC CL B 911312106 1,011 17,902 SH SOLE 1 - 17,902 - UNITED PARCEL SERVICE INC CL B 911312106 14 250 SH SOLE 1 250 0 - UNITED RENTALS INC COM 911363109 2 150 SH SOLE 1 - 150 - US GOLD CORPORATION COM PAR $0.10 912023207 6 2,000 SH SOLE 1 2,000 0 - UNITED STATES NATL GAS FUND UNIT 912318102 273 23,245 SH SOLE 1 - 23245 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ UNITED STATES STL CORP NEW COM 912909108 1,013 22,833 SH SOLE 1 - 22833 - UNITED TECHNOLOGIES CORP COM 913017109 17,501 287,230 SH SOLE 1 0 287,230 - UNITED TECHNOLOGIES CORP COM 913017109 410 6,730 SH SOLE 1 6,730 0 - VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 24 550 SH SOLE 1 - 550 - VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5 60 SH SOLE 1 - 60 - VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 87 1,100 SH SOLE 1 - 1100 - VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 315 9,182 SH SOLE 1 - 9182 - VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 26 700 SH SOLE 1 0 700 - VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 185 4,400 SH SOLE 1 - 4400 - VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 29 680 SH SOLE 1 - 680 - VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,493 38,749 SH SOLE 1 - 38749 - VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 115 2,201 SH SOLE 1 - 2,201 - VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 2 50 SH SOLE 1 - 50 - VARIAN INC COM 922206107 10 200 SH SOLE 1 - 200 - VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 15 450 SH SOLE 1 0 450 - VANGUARD INDEX FDS LARGE CAP ETF 922908637 190 3,945 SH SOLE 1 - 3945 - VANGUARD INDEX FDS VALUE ETF 922908744 97 2,100 SH SOLE 1 - 2100 - VANGUARD INDEX FDS STK MRK ETF 922908769 518 9,667 SH SOLE 1 - 9667 - VISTA GOLD CORP COM NEW 927926303 - 10 SH SOLE 1 - 10 - VISHAY INTERTECHNOLOGY INC COM 928298108 35 4,475 SH SOLE 1 - 4,475 - VULCAN MATLS CO COM 929160109 38 700 SH SOLE 1 - 700 - WMS INDS INC COM 929297109 372 8,354 SH SOLE 1 - 8354 - WACOAL HOLDINGS CORP ADR 930004205 3 43 SH SOLE 1 - 43 - WAL MART STORES INC COM 931142103 45,041 917,527 SH SOLE 1 - 917527 - WAL MART STORES INC COM 931142103 511 10,412 SH SOLE 1 10,412 0 - WALGREEN CO COM 931422109 18,144 484,217 SH SOLE 1 - 484217 - WALGREEN CO COM 931422109 244 6,500 SH SOLE 1 6,500 0 - WASHINGTON POST CO CL B 939640108 392 838 SH SOLE 1 - 838 - WATERS CORP COM 941848103 102 1,825 SH SOLE 1 0 1,825 - WATSON PHARMACEUTICALS INC COM 942683103 503 13,717 SH SOLE 1 - 13717 - WATSON WYATT WORLDWIDE INC CL A 942712100 955 21,925 SH SOLE 1 - 21925 - WEIGHT WATCHERS INTL INC NEW COM 948626106 1 45 SH SOLE 1 - 45 - WELLS FARGO & CO NEW COM 949746101 15,462 548,685 SH SOLE 1 - 548,685 - WELLS FARGO & CO NEW COM 949746101 240 8,500 SH SOLE 1 8500 - - WENDYS ARBYS GROUP INC COM 950587105 4 850 SH SOLE 1 - 850 - WESTERN DIGITAL CORP COM 958102105 304 8,320 SH SOLE 1 0 8,320 - WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1 50 SH SOLE 1 0 50 - WESTERN UN CO COM 959802109 1,521 80,370 SH SOLE 1 - 80370 - WESTPORT INNOVATIONS INC COM NEW 960908309 1,026 80,790 SH SOLE 1 - 80790 - WEYERHAEUSER CO COM 962166104 67 1,826 SH SOLE 1 - 1826 - WHOLE FOODS MKT INC COM 966837106 6 200 SH SOLE 1 - 200 - WILLBROS GROUP INC DEL COM 969203108 23 1,500 SH SOLE 1 - 1500 - WILLIAMS COS INC DEL COM 969457100 419 23,451 SH SOLE 1 - 23,451 - WISCONSIN ENERGY CORP COM 976657106 530 11,738 SH SOLE 1 - 11738 - WOODWARD GOVERNOR CO COM 980745103 448 18,474 SH SOLE 1 - 18474 - WORLD ACCEP CORP DEL COM 981419104 669 26,527 SH SOLE 1 - 26,527 - WYETH COM 983024100 2,251 46,331 SH SOLE 1 - 46331 - X-RITE INC COM 983857103 13 6,400 SH SOLE 1 0 6,400 - XEROX CORP COM 984121103 23 2,975 SH SOLE 1 - 2975 - YM BIOSCIENCES INC COM 984238105 1 500 SH SOLE 1 - 500 - YAHOO INC COM 984332106 706 39,668 SH SOLE 1 - 39668 - YUM BRANDS INC COM 988498101 912 27,018 SH SOLE 1 - 27018 - ZIONS BANCORPORATION COM 989701107 45 2,500 SH SOLE 1 - 2500 - ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 65 7,850 SH SOLE 1 - 7,850 - PETROCHINA CO LTD SPONSORED ADR 71646E100 87 769 SH SOLE 1 - 769 - APOLLO GOLD CORP COM 03761E102 - 11 SH SOLE 1 - 11 - CADBURY PLC SPONS ADR 12721E102 79 1,543 SH SOLE 1 - 1,543 - ACERGY S A SPONSORED ADR 00443E104 - 31 SH SOLE 1 - 31 - LUMINEX CORP DEL COM 55027E102 1 30 SH SOLE 1 - 30 - QUANTA SVCS INC COM 74762E102 7 300 SH SOLE 1 - 300 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ VERISIGN INC COM 92343E102 1 40 SH SOLE 1 - 40 - TALISMAN ENERGY INC COM 87425E103 2,654 152,400 CALL SOLE 1 152,400 0 - TALISMAN ENERGY INC COM 87425E103 23,586 1,360,235 SH SOLE 1 - 1360235 - TALISMAN ENERGY INC COM 87425E103 26 1,501 SH SOLE 1 1,501 0 - AMERISOURCEBERGEN CORP COM 03073E105 1,683 75,203 SH SOLE 1 - 75203 - TRINA SOLAR LIMITED SPON ADR 89628E104 1 19 SH SOLE 1 - 19 - BRE PROPERTIES INC CL A 05564E106 12 398 SH SOLE 1 - 398 - VALE S A ADR 91912E105 4,714 203,809 SH SOLE 1 - 203809 - TARGET CORP COM 87612E106 342 7,320 SH SOLE 1 - 7320 - ANOORAQ RES CORP COM 03633E108 7 7,500 SH SOLE 1 - 7500 - NSTAR COM 67019E107 25 800 SH SOLE 1 - 800 - VITRAN CORP INC COM 92850E107 5 500 SH SOLE 1 - 500 - EDWARDS LIFESCIENCES CORP COM 28176E108 10 147 SH SOLE 1 - 147 - NCR CORP NEW COM 62886E108 7 503 SH SOLE 1 0 503 - DR PEPPER SNAPPLE GROUP INC COM 26138E109 13 439 SH SOLE 1 - 439 - IMAX CORP COM 45245E109 57 6,050 SH SOLE 1 - 6050 - QUANTUM FUEL SYS TECH WORLDW COM 74765E109 16 12,000 SH SOLE 1 - 12000 - TOTAL S A SPONSORED ADR 89151E109 9,805 165,452 SH SOLE 1 0 165,452 - TRAVELERS COMPANIES INC COM 89417E109 11,860 240,915 SH SOLE 1 - 240915 - TRAVELERS COMPANIES INC COM 89417E109 5 93 SH SOLE 1 93 0 - FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1 48 SH SOLE 1 - 48 - BARCLAYS PLC ADR 06738E204 427 18,073 SH SOLE 1 - 18073 - J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 836 36,347 SH SOLE 1 - 36,347 - NOVAGOLD RES INC COM NEW 66987E206 17 3,300 SH SOLE 1 - 3,300 - AES CORP COM 00130H105 62 4,151 SH SOLE 1 - 4,151 - AT&T INC COM 00206R102 9,391 347,693 SH SOLE 1 - 347693 - AT&T INC COM 00206R102 293 10,840 SH SOLE 1 10,840 0 - ATC TECHNOLOGY CORP COM 00211W104 7 346 SH SOLE 1 - 346 - AASTROM BIOSCIENCES INC COM 00253U107 1 1,500 SH SOLE 1 - 1500 - ABOVENET INC COM 00374N107 4 92 SH SOLE 1 - 92 - ACTIVISION BLIZZARD INC COM 00507V109 645 52,061 SH SOLE 1 - 52061 - ADOBE SYS INC COM 00724F101 155 4,704 SH SOLE 1 - 4704 - ADTRAN INC COM 00738A106 5 213 SH SOLE 1 - 213 - ADVANCE AUTO PARTS INC COM 00751Y106 158 4,012 SH SOLE 1 - 4012 - ADVANTAGE OIL & GAS LTD COM 00765F101 563 80,089 SH SOLE 1 - 80089 - ADVANTAGE OIL & GAS LTD COM 00765F101 2 272 SH SOLE 1 272 0 - AECOM TECHNOLOGY CORP DELAWA COM 00766T100 80 2,944 SH SOLE 1 - 2944 - AETNA INC NEW COM 00817Y108 1,813 65,160 SH SOLE 1 0 65,160 - AFFYMETRIX INC COM 00826T108 18 2,000 SH SOLE 1 - 2000 - AGILENT TECHNOLOGIES INC COM 00846U101 34 1,217 SH SOLE 1 - 1217 - ALKERMES INC COM 01642T108 9 1,000 SH SOLE 1 - 1,000 - ALLEGHENY TECHNOLOGIES INC COM 01741R102 2 50 SH SOLE 1 - 50 - ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 160 5,850 SH SOLE 1 - 5850 - ALLIED CAP CORP NEW COM 01903Q108 1 375 SH SOLE 1 - 375 - ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 6 300 SH SOLE 1 0 300 - ALNYLAM PHARMACEUTICALS INC COM 02043Q107 11 500 SH SOLE 1 - 500 - ALPHA NATURAL RESOURCES INC COM 02076X102 561 15,990 SH SOLE 1 - 15990 - ALTRIA GROUP INC COM 02209S103 3,163 177,570 SH SOLE 1 - 177570 - ALTRIA GROUP INC COM 02209S103 24 1,320 SH SOLE 1 1320 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,024 23,370 SH SOLE 1 - 23370 - AMERICAN CAPITAL AGENCY CORP COM 02503X105 14 500 SH SOLE 1 - 500 - AMERICAN CAP LTD COM 02503Y103 59 18,346 SH SOLE 1 - 18346 - AMERIGROUP CORP COM 03073T102 2 90 SH SOLE 1 - 90 - AMERIPRISE FINL INC COM 03076C106 2 56 SH SOLE 1 - 56 - APARTMENT INVT & MGMT CO CL A 03748R101 156 10,560 SH SOLE 1 - 10,560 - APOLLO INVT CORP COM 03761U106 24 2,500 SH SOLE 1 - 2500 - AQUA AMERICA INC COM 03836W103 10 595 SH SOLE 1 - 595 - ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 640 17,244 SH SOLE 1 - 17,244 - ASIA TIGERS FD INC COM 04516T105 102 5,536 SH SOLE 1 - 5536 - ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 7 340 SH SOLE 1 - 340 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ ATHENAHEALTH INC COM 04685W103 15 400 SH SOLE 1 - 400 - AURIZON MINES LTD COM 05155P106 26 6,000 CALL SOLE 1 6,000 - - AURIZON MINES LTD COM 05155P106 1 335 SH SOLE 1 335 0 - AURIZON MINES LTD COM 05155P106 1 123 SH SOLE 1 - 123 - BCE INC COM NEW 05534B760 6,036 244,700 CALL SOLE 1 244,700 0 - BCE INC COM NEW 05534B760 1,334 54,100 PUT SOLE 1 54,100 0 - BCE INC COM NEW 05534B760 127,640 5,173,911 SH SOLE 1 - 5173911 - BCE INC COM NEW 05534B760 1,934 78,398 SH SOLE 1 78398 - - BCE INC COM NEW 05534B760 1,203 48,786 SH SOLE 1 48,786 0 - BJS WHOLESALE CLUB INC COM 05548J106 7 205 SH SOLE 1 - 205 - BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 194 10,868 SH SOLE 1 0 10,868 - BANCO MACRO SA SPON ADR B 05961W105 4 161 SH SOLE 1 0 161 - BANCO SANTANDER SA ADR 05964H105 3,730 230,975 SH SOLE 1 - 230975 - BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 57 1,488 SH SOLE 1 0 1,488 - BARCLAYS BK PLC IPSP CROIL ETN 06738C786 31 1,306 SH SOLE 1 - 1306 - BARCLAYS BK PLC ADR 2 PREF 2 06739F390 80 3,921 SH SOLE 1 - 3921 - BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 29 700 SH SOLE 1 - 700 - BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 90 2,513 SH SOLE 1 - 2513 - BARCLAYS BANK PLC ADR PFD SR 5 06739H362 12 500 SH SOLE 1 0 500 - BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 192 12,125 SH SOLE 1 - 12125 - BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 172 6,288 SH SOLE 1 - 6288 - BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 11 500 SH SOLE 1 0 500 - BARCLAYS BK PLC IPATH S&P ETN 06740C519 172 2,021 SH SOLE 1 - 2021 - BARCLAYS BK PLC IPATH SHRT ETN 06740C527 237 4,735 SH SOLE 1 - 4735 - BEAZER HOMES USA INC COM 07556Q105 134 24,000 SH SOLE 1 - 24000 - BIOCRYST PHARMACEUTICALS COM 09058V103 - 23 SH SOLE 1 23 - - BIOMARIN PHARMACEUTICAL INC COM 09061G101 14 800 SH SOLE 1 - 800 - BIOGEN IDEC INC COM 09062X103 56 1,100 SH SOLE 1 - 1100 - BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 16 8,050 SH SOLE 1 - 8050 - BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 193 1,900 SH SOLE 1 - 1900 - BIOVAIL CORP COM 09067J109 879 56,900 CALL SOLE 1 56,900 0 - BIOVAIL CORP COM 09067J109 31 2,000 PUT SOLE 1 2,000 0 - BIOVAIL CORP COM 09067J109 3,211 208,073 SH SOLE 1 - 208073 - BIOVAIL CORP COM 09067J109 6 420 SH SOLE 1 420 0 - BLACKROCK INCOME TR INC COM 09247F100 254 38,350 SH SOLE 1 - 38350 - BLACKSTONE GROUP L P COM UNIT LTD 09253U108 209 14,730 SH SOLE 1 - 14730 - BLACKROCK DEBT STRAT FD INC COM 09255R103 20 5,500 SH SOLE 1 - 5500 - BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 84 3,429 SH SOLE 1 0 3,429 - BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 58 2,755 SH SOLE 1 - 2755 - BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 158 3,850 SH SOLE 1 - 3850 - BLUE COAT SYSTEMS INC COM NEW 09534T508 1 60 SH SOLE 1 - 60 - BLYTH INC COM NEW 09643P207 - 12 SH SOLE 1 - 12 - BOISE INC COM 09746Y105 12 2,318 SH SOLE 1 - 2318 - BOVIE MEDICAL CORP COM 10211F100 165 21,000 SH SOLE 1 - 21000 - BRASIL TELECOM SA SPONS ADR PFD 10553M101 5 182 SH SOLE 1 0 182 - BRIDGEPOINT ED INC COM 10807M105 31 2,000 SH SOLE 1 - 2000 - BROADBAND HOLDRS TR DEPOSITRY RCPT 11130P104 4 290 SH SOLE 1 - 290 - BROADRIDGE FINL SOLUTIONS IN COM 11133T103 - 6 SH SOLE 1 - 6 - BURLINGTON NORTHN SANTA FE C COM 12189T104 7,982 99,986 SH SOLE 1 - 99986 - BURLINGTON NORTHN SANTA FE C COM 12189T104 160 2,000 SH SOLE 1 2,000 0 - CB RICHARD ELLIS GROUP INC CL A 12497T101 75 6,400 SH SOLE 1 - 6,400 - C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3 53 SH SOLE 1 0 53 - CME GROUP INC COM 12572Q105 348 1,130 SH SOLE 1 - 1130 - CP HOLDRS DEP RCPTS CP 12616K106 273 2,661 SH SOLE 1 - 2661 - CRH PLC ADR 12626K203 60 2,180 SH SOLE 1 - 2180 - CTC MEDIA INC COM 12642X106 4 274 SH SOLE 1 - 274 - CA INC COM 12673P105 501 22,799 SH SOLE 1 0 22,799 - CABLEVISION SYS CORP CL A NY CABLVS 12686C109 775 32,629 SH SOLE 1 - 32629 - CAMECO CORP COM 13321L108 3,130 112,700 CALL SOLE 1 112,700 - - CAMECO CORP COM 13321L108 333 12,000 PUT SOLE 1 12,000 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ CAMECO CORP COM 13321L108 80,629 2,900,321 SH SOLE 1 - 2900321 - CAMECO CORP COM 13321L108 976 35,114 SH SOLE 1 35,114 0 - CAMECO CORP COM 13321L108 241 8,700 SH SOLE 1 - 0 8,700 CAMECO CORP COM 13321L108 29 1,058 SH SOLE 1 1,058 0 - CAMERON INTERNATIONAL CORP COM 13342B105 4 113 SH SOLE 1 - 113 - CANADIAN PAC RY LTD COM 13645T100 2,908 62,100 CALL SOLE 1 62,100 0 - CANADIAN PAC RY LTD COM 13645T100 332 7,100 PUT SOLE 1 7,100 0 - CANADIAN PAC RY LTD COM 13645T100 47,564 1,017,407 SH SOLE 1 - 1,017,407 - CANADIAN PAC RY LTD COM 13645T100 470 10,055 SH SOLE 1 10,055 0 - CANADIAN PAC RY LTD COM 13645T100 13 280 SH SOLE 1 280 0 - CAPITAL ONE FINL CORP COM 14040H105 29 805 SH SOLE 1 - 805 - CAPITALSOURCE INC COM 14055X102 1 300 SH SOLE 1 - 300 - CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 29 2,000 SH SOLE 1 - 2,000 - CARDINAL HEALTH INC COM 14149Y108 91 3,389 SH SOLE 1 - 3389 - CARDIOME PHARMA CORP COM NEW 14159U202 207 47,825 SH SOLE 1 - 47825 - CARDIOME PHARMA CORP COM NEW 14159U202 1 172 SH SOLE 1 172 0 - CAREFUSION CORP COM 14170T101 37 1,689 SH SOLE 1 - 1689 - CARNIVAL PLC ADR 14365C103 8 245 SH SOLE 1 - 245 - CASH AMER INTL INC COM 14754D100 4 117 SH SOLE 1 - 117 - CATALYST HEALTH SOLUTIONS IN COM 14888B103 6 220 SH SOLE 1 - 220 - CELESTICA INC SUB VTG SHS 15101Q108 48 5,000 CALL SOLE 1 5,000 0 - CELESTICA INC SUB VTG SHS 15101Q108 465 49,051 SH SOLE 1 - 49051 - CELESTICA INC SUB VTG SHS 15101Q108 8 807 SH SOLE 1 807 0 - CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 2 144 SH SOLE 1 - 144 - CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 30 1,907 SH SOLE 1 - 1907 - CHANGYOU COM LTD ADS REP CL A 15911M107 4 100 SH SOLE 1 - 100 - CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 295 4,488 SH SOLE 1 - 4488 - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 6,055 123,288 SH SOLE 1 - 123288 - CHINA MOBILE LIMITED SPONSORED ADR 16941M109 34 700 SH SOLE 1 700 0 - CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 243 2,849 SH SOLE 1 - 2849 - CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 7 515 SH SOLE 1 - 515 - CISCO SYS INC COM 17275R102 33,715 1,432,259 SH SOLE 1 - 1432259 - CISCO SYS INC COM 17275R102 408 17,324 SH SOLE 1 17324 - - CITI TRENDS INC COM 17306X102 3 117 SH SOLE 1 - 117 - CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 312 8,022 SH SOLE 1 - 8022 - CLAYMORE EXCHANGE TRADED FD SABRIENT INSID 18383M209 282 11,345 SH SOLE 1 0 11,345 - CLAYMORE EXCHANGE TRADED FD MAC GLOB SOLAR 18383M621 32 3,200 SH SOLE 1 - 3200 - CLAYMORE ETF TRUST 2 BEACON GLB TIMBR 18383Q879 34 2,000 SH SOLE 1 - 2000 - CLIFFS NATURAL RESOURCES INC COM 18683K101 64 1,977 SH SOLE 1 - 1977 - COHEN & STEERS INC COM 19247A100 601 25,040 SH SOLE 1 - 25040 - COMCAST CORP NEW CL A 20030N101 1,072 63,487 SH SOLE 1 0 63,487 - COMCAST CORP NEW CL A SPL 20030N200 193 12,029 SH SOLE 1 - 12029 - COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 147 4,792 SH SOLE 1 - 4792 - COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 9 505 SH SOLE 1 - 505 - COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 33 400 SH SOLE 1 0 400 - CONCHO RES INC COM 20605P101 2 42 SH SOLE 1 - 42 - CONOCOPHILLIPS COM 20825C104 9,228 204,346 SH SOLE 1 - 204346 - CONOCOPHILLIPS COM 20825C104 336 7,440 SH SOLE 1 7,440 0 - CONSOL ENERGY INC COM 20854P109 45 1,000 SH SOLE 1 - 1000 - CONSTELLATION BRANDS INC CL A 21036P108 492 32,494 SH SOLE 1 - 32,494 - CONSTELLATION BRANDS INC CL A 21036P108 17 1,100 SH SOLE 1 1,100 0 - CONTANGO OIL & GAS COMPANY COM NEW 21075N204 17 335 SH SOLE 1 - 335 - CORNERSTONE THERAPEUTICS INC COM 21924P103 1 200 SH SOLE 1 - 200 - CORRIENTE RES INC COM NEW 22027E409 25 4,000 SH SOLE 1 - 4000 - CORRIENTE RES INC COM NEW 22027E409 4 700 SH SOLE 1 700 0 - COSTCO WHSL CORP NEW COM 22160K105 12,276 217,736 SH SOLE 1 - 217736 - COSTCO WHSL CORP NEW COM 22160K105 247 4,385 SH SOLE 1 4,385 0 - COTT CORP QUE COM 22163N106 96 13,100 CALL SOLE 1 13,100 - - COTT CORP QUE COM 22163N106 499 67,828 SH SOLE 1 - 67828 - CRACKER BARREL OLD CTRY STOR COM 22410J106 1,105 32,128 SH SOLE 1 - 32,128 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ CTRIP COM INTL LTD ADR 22943F100 11 195 SH SOLE 1 - 195 - CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 326 3,500 SH SOLE 1 - 3500 - D R HORTON INC COM 23331A109 40 3,500 SH SOLE 1 - 3500 - DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 22 2,000 SH SOLE 1 - 2000 - DAVITA INC COM 23918K108 20 350 SH SOLE 1 - 350 - DEL MONTE FOODS CO COM 24522P103 36 3,092 SH SOLE 1 - 3,092 - DELL INC COM 24702R101 9,869 646,755 SH SOLE 1 - 646755 - DELL INC COM 24702R101 265 17,396 SH SOLE 1 17,396 0 - DENDREON CORP COM 24823Q107 34 1,200 SH SOLE 1 - 1200 - DEVON ENERGY CORP NEW COM 25179M103 1,007 14,960 SH SOLE 1 - 14960 - DIAGEO P L C SPON ADR NEW 25243Q205 21,776 354,134 SH SOLE 1 - 354134 - DIAGEO P L C SPON ADR NEW 25243Q205 418 6,800 SH SOLE 1 6,800 0 - DIAMOND OFFSHORE DRILLING IN COM 25271C102 1,829 19,150 SH SOLE 1 - 19150 - DIGITAL ANGEL CORP NEW COM NEW 25383A200 - 206 SH SOLE 1 - 206 - DIRECTV GROUP INC COM 25459L106 32 1,155 SH SOLE 1 0 1,155 - DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 16 200 SH SOLE 1 - 200 - DISH NETWORK CORP CL A 25470M109 33 1,700 SH SOLE 1 - 1700 - DOCUMENT SEC SYS INC COM 25614T101 - 1 SH SOLE 1 - 1 - DOMINION RES INC VA NEW COM 25746U109 928 26,908 SH SOLE 1 0 26,908 - DREAMWORKS ANIMATION SKG INC CL A 26153C103 53 1,500 SH SOLE 1 - 1500 - DUKE ENERGY CORP NEW COM 26441C105 994 63,179 SH SOLE 1 - 63179 - DUKE ENERGY CORP NEW COM 26441C105 173 11,000 SH SOLE 1 11,000 0 - DYNEGY INC DEL CL A 26817G102 3 1,000 SH SOLE 1 - 1000 - ENSCO INTL INC COM 26874Q100 138 3,255 SH SOLE 1 - 3255 - ENI S P A SPONSORED ADR 26874R108 2,236 44,857 SH SOLE 1 - 44857 - ENI S P A SPONSORED ADR 26874R108 57 1,150 SH SOLE 1 1,150 0 - EOG RES INC COM 26875P101 4 50 SH SOLE 1 - 50 - EL PASO CORP COM 28336L109 119 11,491 SH SOLE 1 - 11491 - EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1 48 SH SOLE 1 - 48 - EMCOR GROUP INC COM 29084Q100 58 2,273 SH SOLE 1 0 2,273 - EMDEON INC CL A 29084T104 19 1,200 SH SOLE 1 - 1200 - EMERGENT BIOSOLUTIONS INC COM 29089Q105 3 150 SH SOLE 1 - 150 - ENBRIDGE INC COM 29250N105 10,984 282,700 CALL SOLE 1 282,700 0 - ENBRIDGE INC COM 29250N105 111,342 2,869,645 SH SOLE 1 - 2869645 - ENBRIDGE INC COM 29250N105 1,727 44,461 SH SOLE 1 44,461 0 - ENBRIDGE INC COM 29250N105 1,434 36,960 SH SOLE 1 36,960 0 - ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1,475 32,725 SH SOLE 1 0 32,725 - ENDO PHARMACEUTICALS HLDGS I COM 29264F205 643 28,407 SH SOLE 1 - 28407 - ENERGIZER HLDGS INC COM 29266R108 8 125 SH SOLE 1 - 125 - ENER1 INC COM NEW 29267A203 10 1,428 SH SOLE 1 - 1428 - ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 96 2,264 SH SOLE 1 - 2264 - ENERPLUS RES FD UNIT TR G NEW 29274D604 37 1,600 CALL SOLE 1 1600 - - ENERPLUS RES FD UNIT TR G NEW 29274D604 4,170 182,171 SH SOLE 1 - 182171 - ENERPLUS RES FD UNIT TR G NEW 29274D604 3,206 139,990 SH SOLE 1 139,990 - - ENTERGY CORP NEW COM 29364G103 359 4,493 SH SOLE 1 - 4493 - ENTREE GOLD INC COM 29383G100 4,864 1,706,625 SH SOLE 1 - 1706625 - EVERGREEN SOLAR INC COM 30033R108 10 5,300 SH SOLE 1 - 5300 - EXELON CORP COM 30161N101 320 6,440 SH SOLE 1 - 6440 - EXPEDIA INC DEL COM 30212P105 2 81 SH SOLE 1 - 81 - EXXON MOBIL CORP COM 30231G102 21,414 312,116 SH SOLE 1 - 312116 - EXXON MOBIL CORP COM 30231G102 91 1,330 SH SOLE 1 1,330 0 - FMC TECHNOLOGIES INC COM 30249U101 507 9,696 SH SOLE 1 - 9696 - FEDEX CORP COM 31428X106 1,777 23,622 SH SOLE 1 - 23622 - FELCOR LODGING TR INC COM 31430F101 - 100 SH SOLE 1 - 100 - FIDELITY NATIONAL FINANCIAL CL A 31620R105 8 500 SH SOLE 1 - 500 - FIRST ISRAEL FD INC COM 32063L100 30 2,170 SH SOLE 1 - 2170 - FIRST NIAGARA FINL GP INC COM 33582V108 5 400 SH SOLE 1 - 400 - FIRST TR ISE WATER INDEX FD COM 33733B100 1 82 SH SOLE 1 - 82 - FIRST TR STRAT HGH INC FD II COM 33735C106 - 132 SH SOLE 1 - 132 - FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 7 400 SH SOLE 1 - 400 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ FIRSTSERVICE CORP SUB VTG SH 33761N109 45 2,345 SH SOLE 1 0 2,345 - FIRSTSERVICE CORP SUB VTG SH 33761N109 1 43 SH SOLE 1 43 - - FLOWSERVE CORP COM 34354P105 37 375 SH SOLE 1 - 375 - FRANCE TELECOM SPONSORED ADR 35177Q105 72 2,686 SH SOLE 1 - 2686 - FREEPORT-MCMORAN COPPER & GO COM 35671D857 6,418 93,550 SH SOLE 1 - 93,550 - FREEPORT-MCMORAN COPPER & GO COM 35671D857 66 955 SH SOLE 1 955 0 - FRONTEER DEV GROUP INC COM 35903Q106 7 1,601 SH SOLE 1 - 1601 - FUELCELL ENERGY INC COM 35952H106 47 10,901 SH SOLE 1 - 10901 - FUELCELL ENERGY INC COM 35952H106 - 7 SH SOLE 1 7 0 - FUQI INTERNATIONAL INC COM NEW 36102A207 4 120 SH SOLE 1 - 120 - GSI GROUP INC CDA COM 36229U102 - 100 SH SOLE 1 - 100 - GABELLI DIVD & INCOME TR COM 36242H104 14 1,100 SH SOLE 1 - 1100 - GAMMON GOLD INC COM 36467T106 45 5,208 SH SOLE 1 5,208 0 - GAMESTOP CORP NEW CL A 36467W109 92 3,459 SH SOLE 1 - 3459 - GENWORTH FINL INC COM CL A 37247D106 38 3,140 SH SOLE 1 - 3140 - GERDAU AMERISTEEL CORP COM 37373P105 2,853 360,220 SH SOLE 1 0 360,220 - GERDAU AMERISTEEL CORP COM 37373P105 2 231 SH SOLE 1 231 0 - GLACIER BANCORP INC NEW COM 37637Q105 39 2,577 SH SOLE 1 - 2,577 - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4,987 126,211 SH SOLE 1 - 126,211 - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 59 1,500 SH SOLE 1 1,500 0 - GLOBALSCAPE INC COM 37940G109 - 53 SH SOLE 1 0 53 - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2,168 157,335 SH SOLE 1 - 157335 - GOLD RESV INC CL A 38068N108 2 2,050 SH SOLE 1 0 2,050 - GOLDEN STAR RES LTD CDA COM 38119T104 62 18,500 SH SOLE 1 0 18,500 - GOLDMAN SACHS GROUP INC COM 38141G104 3,549 19,250 SH SOLE 1 0 19,250 - GOOGLE INC CL A 38259P508 3,653 7,367 SH SOLE 1 - 7367 - GRAN TIERRA ENERGY INC COM 38500T101 19 4,500 SH SOLE 1 - 4500 - GREATER CHINA FD INC COM 39167B102 728 59,389 SH SOLE 1 - 59389 - GROUPE CGI INC CL A SUB VTG 39945C109 26 2,200 CALL SOLE 1 2,200 0 - GROUPE CGI INC CL A SUB VTG 39945C109 10,616 908,132 SH SOLE 1 - 908132 - GROUPE CGI INC CL A SUB VTG 39945C109 17 1,456 SH SOLE 1 1,456 0 - GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 45 2,431 SH SOLE 1 - 2431 - HCP INC COM 40414L109 5 166 SH SOLE 1 - 166 - HDFC BANK LTD ADR REPS 3 SHS 40415F101 287 2,426 SH SOLE 1 - 2426 - HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 - 1 SH SOLE 1 - 1 - HARRIS STRATEX NTWRKS INC CL A 41457P106 - 41 SH SOLE 1 0 41 - HARRY WINSTON DIAMOND CORP COM 41587B100 45 5,300 CALL SOLE 1 5,300 0 - HARRY WINSTON DIAMOND CORP COM 41587B100 117 14,020 SH SOLE 1 - 14020 - HARRY WINSTON DIAMOND CORP COM 41587B100 2 200 SH SOLE 1 200 0 - HARVEST ENERGY TR TRUST UNIT 41752X101 407 63,316 SH SOLE 1 0 63,316 - HARVEST ENERGY TR TRUST UNIT 41752X101 2 329 SH SOLE 1 329 0 - HATTERAS FINL CORP COM 41902R103 195 6,515 SH SOLE 1 - 6515 - HEADWATERS INC COM 42210P102 1 200 SH SOLE 1 - 200 - HEALTH NET INC COM 42222G108 184 11,930 SH SOLE 1 - 11930 - HESS CORP COM 42809H107 375 7,015 SH SOLE 1 - 7,015 - HORIZON LINES INC COM 44044K101 293 46,140 SH SOLE 1 - 46140 - HUTCHISON TELECOMM INTL LTD SPONSORED ADR 44841T107 9 3,000 SH SOLE 1 - 3000 - IAC INTERACTIVECORP COM PAR $.001 44919P508 - 15 SH SOLE 1 0 15 - IEC ELECTRS CORP NEW COM 44949L105 6 1,025 SH SOLE 1 - 1025 - IESI BFC LTD COM 44951D108 1,869 144,686 SH SOLE 1 - 144686 - IESI BFC LTD COM 44951D108 23 1,736 SH SOLE 1 1,736 - - IESI BFC LTD COM 44951D108 6 500 SH SOLE 1 500 0 - ISTAR FINL INC COM 45031U101 10 3,337 SH SOLE 1 - 3337 - ICICI BK LTD ADR 45104G104 249 6,450 SH SOLE 1 - 6450 - IDENIX PHARMACEUTICALS INC COM 45166R204 6 2,000 SH SOLE 1 - 2000 - INCYTE CORP COM 45337C102 2 300 SH SOLE 1 - 300 - INSIGHT ENTERPRISES INC COM 45765U103 - 13 SH SOLE 1 - 13 - INOVIO BIOMEDICAL CORP COM 45773H102 - 75 SH SOLE 1 - 75 - INTEGRATED SILICON SOLUTION COM 45812P107 9 2,500 SH SOLE 1 - 2500 - INTEGRYS ENERGY GROUP INC COM 45822P105 14 385 SH SOLE 1 - 385 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 5 406 SH SOLE 1 - 406 - INTERCONTINENTALEXCHANGE INC COM 45865V100 824 8,476 SH SOLE 1 - 8476 - INTERDIGITAL INC COM 45867G101 5 200 SH SOLE 1 - 200 - INTERNATIONAL TOWER HILL MIN COM 46051L104 5 1,200 SH SOLE 1 1,200 0 - INTERVAL LEISURE GROUP INC COM 46113M108 - 6 SH SOLE 1 - 6 - INTUITIVE SURGICAL INC COM NEW 46120E602 87 332 SH SOLE 1 - 332 - INVERNESS MED INNOVATIONS IN COM 46126P106 13 325 SH SOLE 1 - 325 - INVESTMENT TECHNOLOGY GRP NE COM 46145F105 68 2,450 SH SOLE 1 - 2450 - IRELAND BK SPONSORED ADR 46267Q103 10 500 SH SOLE 1 - 500 - ISHARES SILVER TRUST ISHARES 46428Q109 1,113 67,940 SH SOLE 1 - 67940 - ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 18 613 SH SOLE 1 613 0 - ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 13 436 SH SOLE 1 - 436 - IVANHOE MINES LTD COM 46579N103 6,293 492,062 SH SOLE 1 - 492062 - IVANHOE MINES LTD COM 46579N103 6 466 SH SOLE 1 466 0 - JDS UNIPHASE CORP COM PAR $0.001 46612J507 27 3,745 SH SOLE 1 - 3745 - JDA SOFTWARE GROUP INC COM 46612K108 16 707 SH SOLE 1 - 707 - JPMORGAN CHASE & CO COM 46625H100 28,341 646,755 SH SOLE 1 - 646755 - JPMORGAN CHASE & CO COM 46625H100 86 1,955 SH SOLE 1 1,955 0 - JAGUAR MNG INC COM 47009M103 1,659 185,976 SH SOLE 1 - 185976 - JAGUAR MNG INC COM 47009M103 173 19,300 SH SOLE 1 19,300 0 - JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 57 7,163 SH SOLE 1 - 7163 - JONES SODA CO COM 48023P106 1 1,250 SH SOLE 1 - 1,250 - KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 13 250 SH SOLE 1 - 250 - KBR INC COM 48242W106 140 6,000 SH SOLE 1 - 6000 - KT CORP SPONSORED ADR 48268K101 7 398 SH SOLE 1 - 398 - KADANT INC COM 48282T104 - 30 SH SOLE 1 0 30 - KAPSTONE PAPER & PACKAGING C COM 48562P103 6 720 SH SOLE 1 - 720 - KB HOME COM 48666K109 12 696 SH SOLE 1 - 696 - KENDLE INTERNATIONAL INC COM 48880L107 3 165 SH SOLE 1 - 165 - KIMCO REALTY CORP COM 49446R109 130 10,000 SH SOLE 1 - 10000 - KINDER MORGAN MANAGEMENT LLC SHS 49455U100 5 107 SH SOLE 1 - 107 - KINETIC CONCEPTS INC COM NEW 49460W208 182 4,926 SH SOLE 1 - 4926 - KODIAK OIL & GAS CORP COM 50015Q100 5 2,252 SH SOLE 1 - 2252 - KRAFT FOODS INC CL A 50075N104 18,854 717,709 SH SOLE 1 - 717709 - KRAFT FOODS INC CL A 50075N104 565 21,500 SH SOLE 1 21,500 0 - LDK SOLAR CO LTD SPONSORED ADR 50183L107 - 19 SH SOLE 1 - 19 - L-1 IDENTITY SOLUTIONS INC COM 50212A106 43 6,137 SH SOLE 1 - 6137 - LABORATORY CORP AMER HLDGS COM NEW 50540R409 125 1,900 SH SOLE 1 - 1900 - LATIN AMER EQUITY FD INC NEW COM 51827Q106 96 2,714 SH SOLE 1 - 2714 - LAZARD GLB TTL RET&INCM FD I COM 52106W103 487 34,335 SH SOLE 1 - 34335 - LAZARD GLB TTL RET&INCM FD I COM 52106W103 19 1,338 SH SOLE 1 1,338 0 - LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 4 365 SH SOLE 1 - 365 - LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 45 1,735 SH SOLE 1 - 1735 - MDS INC COM 55269P302 82 10,000 CALL SOLE 1 10,000 0 - MDS INC COM 55269P302 70 8,525 SH SOLE 1 - 8525 - MDS INC COM 55269P302 5 576 SH SOLE 1 576 0 - MFA FINANCIAL INC COM 55272X102 203 25,539 SH SOLE 1 - 25539 - MDRNA INC COM 55276N100 1 700 SH SOLE 1 - 700 - MI DEVS INC CL A SUB VTG 55304X104 109 8,134 SH SOLE 1 - 8134 - MACQUARIE FT TR GB INF UT DI COM 55607W100 775 66,025 SH SOLE 1 - 66025 - MACQUARIE FT TR GB INF UT DI COM 55607W100 12 1,000 SH SOLE 1 1,000 0 - MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 128 14,218 SH SOLE 1 - 14218 - MACQUARIE GLBL INFRA TOTL RE COM 55608D101 109 7,260 SH SOLE 1 - 7260 - MAG SILVER CORP COM 55903Q104 65 11,100 SH SOLE 1 - 11100 - MAG SILVER CORP COM 55903Q104 6 1,100 SH SOLE 1 1,100 0 - MANPOWER INC COM 56418H100 1,223 21,570 SH SOLE 1 - 21570 - MANULIFE FINL CORP COM 56501R106 8,210 390,400 CALL SOLE 1 390,400 0 - MANULIFE FINL CORP COM 56501R106 90 4,300 PUT SOLE 1 4,300 0 - MANULIFE FINL CORP COM 56501R106 78,866 3,766,284 SH SOLE 1 - 3766284 - MANULIFE FINL CORP COM 56501R106 530 25,306 SH SOLE 1 25306 - -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ MANULIFE FINL CORP COM 56501R106 80 3,803 SH SOLE 1 3,803 0 - MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 455 10,052 SH SOLE 1 - 10,052 - MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 161 6,280 SH SOLE 1 - 6280 - MARKET VECTORS ETF TR RUSSIA ETF 57060U506 99 3,575 SH SOLE 1 - 3575 - MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 745 19,275 SH SOLE 1 0 19,275 - MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 10 260 SH SOLE 1 - 260 - MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 252 10,627 SH SOLE 1 - 10627 - MARKET VECTORS ETF TR COAL ETF 57060U837 1,332 43,703 SH SOLE 1 - 43703 - MASTERCARD INC CL A 57636Q104 510 2,522 SH SOLE 1 - 2522 - MAXIM INTEGRATED PRODS INC COM 57772K101 12 635 SH SOLE 1 - 635 - MCKESSON CORP COM 58155Q103 768 12,899 SH SOLE 1 - 12899 - MEDCO HEALTH SOLUTIONS INC COM 58405U102 15,399 278,414 SH SOLE 1 - 278414 - MEDCO HEALTH SOLUTIONS INC COM 58405U102 11 190 SH SOLE 1 190 0 - MEDNAX INC COM 58502B106 16 290 SH SOLE 1 - 290 - MERCADOLIBRE INC COM 58733R102 47 1,213 SH SOLE 1 - 1213 - METHANEX CORP COM 59151K108 6,301 363,994 SH SOLE 1 - 363,994 - METHANEX CORP COM 59151K108 3 153 SH SOLE 1 153 0 - METLIFE INC COM 59156R108 1,470 38,622 SH SOLE 1 - 38622 - MINCO GOLD CORPORATION COM 60254D108 12 13,500 SH SOLE 1 - 13,500 - MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 3 694 SH SOLE 1 - 694 - MONSANTO CO NEW COM 61166W101 3,404 43,979 SH SOLE 1 - 43979 - MONSANTO CO NEW COM 61166W101 22 290 SH SOLE 1 290 - - MORGAN STANLEY ASIA PAC FD I COM 61744U106 433 29,680 SH SOLE 1 - 29680 - MORGAN STANLEY ASIA PAC FD I COM 61744U106 40 2,750 SH SOLE 1 2,750 - - MORGAN STANLEY INDIA INVS FD COM 61745C105 338 15,905 SH SOLE 1 - 15905 - MOSAIC CO COM 61945A107 671 13,952 SH SOLE 1 - 13,952 - MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 165 65,400 SH SOLE 1 - 65400 - MYRIAD GENETICS INC COM 62855J104 25 910 SH SOLE 1 - 910 - MYRIAD PHARMACEUTICALS INC COM 62856H107 1 227 SH SOLE 1 - 227 - NII HLDGS INC CL B NEW 62913F201 218 7,248 SH SOLE 1 - 7248 - NTT DOCOMO INC SPONS ADR 62942M201 5 290 SH SOLE 1 - 290 - NALCO HOLDING COMPANY COM 62985Q101 - 22 SH SOLE 1 - 22 - NANOSPHERE INC COM 63009F105 21 3,000 SH SOLE 1 - 3000 - NAVIGANT CONSULTING INC COM 63935N107 35 2,556 SH SOLE 1 - 2556 - NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 1 500 SH SOLE 1 - 500 - NETAPP INC COM 64110D104 1 55 SH SOLE 1 - 55 - NETEASE COM INC SPONSORED ADR 64110W102 9 205 SH SOLE 1 - 205 - NETEZZA CORP COM 64111N101 12 1,110 SH SOLE 1 - 1110 - NEVSUN RES LTD COM 64156L101 280 136,936 SH SOLE 1 136,936 0 - NEXEN INC COM 65334H102 243 10,700 CALL SOLE 1 10,700 0 - NEXEN INC COM 65334H102 22,451 994,720 SH SOLE 1 - 994720 - NEXEN INC COM 65334H102 52 2,274 SH SOLE 1 2274 - - NEXEN INC COM 65334H102 40 1,780 SH SOLE 1 1,780 0 - NOMURA HLDGS INC SPONSORED ADR 65535H208 8 1,340 SH SOLE 1 - 1340 - NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 189 25,666 SH SOLE 1 - 25666 - NOVARTIS A G SPONSORED ADR 66987V109 2,814 55,858 SH SOLE 1 - 55858 - NU SKIN ENTERPRISES INC CL A 67018T105 10 550 SH SOLE 1 - 550 - NUANCE COMMUNICATIONS INC COM 67020Y100 10 691 SH SOLE 1 - 691 - NVIDIA CORP COM 67066G104 12 800 SH SOLE 1 - 800 - OCCULOGIX INC COM NEW 67461T206 1 1,164 SH SOLE 1 - 1164 - ODYSSEY RE HLDGS CORP COM 67612W108 36 550 SH SOLE 1 - 550 - ONCOGENEX PHARMACEUTICALS IN COM 68230A106 396 11,000 SH SOLE 1 - 11,000 - ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 46 872 SH SOLE 1 - 872 - OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 19 1,000 SH SOLE 1 - 1000 - OPTIMAL GROUP INC CL A SHS NEW 68388R307 44 14,107 SH SOLE 1 - 14107 - ORACLE CORP COM 68389X105 26,440 1,268,723 SH SOLE 1 - 1268723 - ORACLE CORP COM 68389X105 125 5,992 SH SOLE 1 5,992 0 - PDL BIOPHARMA INC COM 69329Y104 329 41,799 SH SOLE 1 0 41,799 - PG&E CORP COM 69331C108 3,168 78,237 SH SOLE 1 - 78237 - PG&E CORP COM 69331C108 10 240 SH SOLE 1 240 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ PMC-SIERRA INC COM 69344F106 22 2,300 SH SOLE 1 - 2300 - PPL CORP COM 69351T106 3 100 SH SOLE 1 - 100 - PACIFIC ETHANOL INC COM 69423U107 1 1,500 SH SOLE 1 - 1500 - PANASONIC CORP ADR 69832A205 21 1,472 SH SOLE 1 0 1,472 - PARAMOUNT GOLD & SILVER CORP COM 69924P102 5 4,000 SH SOLE 1 - 4000 - PEPSIAMERICAS INC COM 71343P200 115 4,035 SH SOLE 1 - 4035 - PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12 312 SH SOLE 1 - 312 - PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,448 31,557 SH SOLE 1 - 31557 - PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 1,237 18,950 SH SOLE 1 - 18950 - PLATINUM GROUP METALS LTD COM NEW 72765Q205 570 448,837 SH SOLE 1 - 448837 - POLYONE CORP COM 73179P106 10 1,426 SH SOLE 1 - 1,426 - POTASH CORP SASK INC COM 73755L107 1,979 21,800 CALL SOLE 1 21,800 0 - POTASH CORP SASK INC COM 73755L107 999 11,000 CALL SOLE 1 5,000 0 - POTASH CORP SASK INC COM 73755L107 590 6,500 PUT SOLE 1 11,000 - - POTASH CORP SASK INC COM 73755L107 454 5,000 PUT SOLE 1 6,500 0 - POTASH CORP SASK INC COM 73755L107 122,175 1,352,391 SH SOLE 1 - 1352391 - POTASH CORP SASK INC COM 73755L107 1,065 11,790 SH SOLE 1 11,790 0 - POTASH CORP SASK INC COM 73755L107 789 8,693 SH SOLE 1 8,693 0 - POTASH CORP SASK INC COM 73755L107 367 4,050 SH SOLE 1 - 0 4,050 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3,336 78,970 SH SOLE 1 - 78970 - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8 200 SH SOLE 1 200 0 - POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1,383 65,309 SH SOLE 1 - 65309 - POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 544 24,647 SH SOLE 1 - 24647 - POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 375 23,664 SH SOLE 1 - 23664 - POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 5 200 SH SOLE 1 - 200 - POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 132 5,735 SH SOLE 1 - 5,735 - POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 6 550 SH SOLE 1 - 550 - POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1,057 63,257 SH SOLE 1 - 63257 - POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 8 160 SH SOLE 1 - 160 - POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 193 11,400 SH SOLE 1 - 11400 - POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 3 200 SH SOLE 1 - 200 - POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1,036 63,584 SH SOLE 1 - 63584 - POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 666 48,960 SH SOLE 1 - 48,960 - POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 679 56,781 SH SOLE 1 - 56781 - POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 2 60 SH SOLE 1 - 60 - POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 2,084 81,839 SH SOLE 1 - 81839 - POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 1 41 SH SOLE 1 - 41 - POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 84 3,200 SH SOLE 1 - 3200 - POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 12 692 SH SOLE 1 - 692 - POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 12 700 SH SOLE 1 700 0 - POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 2,049 95,478 SH SOLE 1 - 95478 - POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 6 145 SH SOLE 1 - 145 - POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 37 800 SH SOLE 1 - 800 - POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 70 1,700 SH SOLE 1 - 1700 - PRAXAIR INC COM 74005P104 307 3,763 SH SOLE 1 - 3763 - PRIDE INTL INC DEL COM 74153Q102 7 225 SH SOLE 1 - 225 - PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12 425 SH SOLE 1 0 425 - PROSHARES TR PSHS SHTFINL ETF 74347R230 17 390 SH SOLE 1 - 390 - PROSHARES TR PSHS ULTSH 20YRS 74347R297 82 1,857 SH SOLE 1 - 1857 - PROSHARES TR PSHS UL XIN CH25 74347R321 477 48,630 SH SOLE 1 - 48630 - PROSHARES TR PSHS UT SHT MSCI 74347R354 307 22,705 SH SOLE 1 - 22705 - PROSHARES TR PSHS SHRT S&P500 74347R503 331 5,880 SH SOLE 1 - 5880 - PROSHARES TR PSHS REAL ESTAT 74347R552 33 3,355 SH SOLE 1 - 3355 - PROSHARES TR PSHS ULTSHT FINL 74347R628 272 10,875 SH SOLE 1 - 10875 - PROSHARES TR PSHS ULTRA FINL 74347R743 552 93,355 SH SOLE 1 - 93355 - PROSHARES TR PSHS ULSHT SP500 74347R883 48 1,200 SH SOLE 1 - 1200 - PROSHARES TR II ULTRASHORT YEN 74347W858 2 100 SH SOLE 1 - 100 - PROVIDENT ENERGY TR TR UNIT 74386K104 704 122,283 SH SOLE 1 - 122283 - PROVIDENT ENERGY TR TR UNIT 74386K104 437 75,439 SH SOLE 1 75,439 0 - PROVIDENT ENERGY TR TR UNIT 74386K104 58 10,000 SH SOLE 1 10,000 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ PRUDENTIAL PLC ADR 74435K204 17 869 SH SOLE 1 - 869 - QUEST DIAGNOSTICS INC COM 74834L100 8,118 155,539 SH SOLE 1 - 155539 - QUEST CAP CORP NEW COM 74835U109 779 742,067 SH SOLE 1 - 742,067 - QUEST CAP CORP NEW COM 74835U109 48 45,400 SH SOLE 1 45,400 0 - REGIONS FINANCIAL CORP NEW COM 7591EP100 17 2,805 SH SOLE 1 - 2805 - REPSOL YPF S A SPONSORED ADR 76026T205 232 8,533 SH SOLE 1 - 8533 - RICHMONT MINES INC COM 76547T106 60 20,300 SH SOLE 1 20,300 0 - RICHMONT MINES INC COM 76547T106 1 500 SH SOLE 1 - 500 - SBA COMMUNICATIONS CORP COM 78388J106 9 315 SH SOLE 1 - 315 - SK TELECOM LTD SPONSORED ADR 78440P108 4 249 SH SOLE 1 - 249 - SLM CORP COM 78442P106 5 600 SH SOLE 1 0 600 - SPDR TR UNIT SER 1 78462F103 42,483 402,339 SH SOLE 1 - 402339 - SPDR GOLD TRUST GOLD SHS 78463V107 30,718 310,752 SH SOLE 1 - 310752 - SPDR GOLD TRUST GOLD SHS 78463V107 185 1,875 SH SOLE 1 1,875 0 - SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463X202 48 1,150 SH SOLE 1 - 1150 - SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 643 9,240 SH SOLE 1 - 9240 - SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 30 500 SH SOLE 1 - 500 - SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 16 400 SH SOLE 1 - 400 - SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 3,697 96,048 SH SOLE 1 - 96,048 - SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1,436 24,581 SH SOLE 1 - 24581 - SPDR SERIES TRUST DJ REIT ETF 78464A607 157 3,441 SH SOLE 1 - 3441 - SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 2,502 54,525 SH SOLE 1 - 54525 - SPDR SERIES TRUST KBW REGN BK ETF 78464A698 8 380 SH SOLE 1 0 380 - SPDR SERIES TRUST DJ GLB TITANS 78464A706 256 4,719 SH SOLE 1 - 4719 - SPDR SERIES TRUST DJ GLB TITANS 78464A706 11 200 SH SOLE 1 200 0 - SPDR SERIES TRUST OILGAS EQUIP 78464A748 1 49 SH SOLE 1 - 49 - SPDR SERIES TRUST S&P METALS MNG 78464A755 1,118 24,504 SH SOLE 1 - 24504 - SPDR SERIES TRUST S&P DIVID ETF 78464A763 1,972 44,717 SH SOLE 1 - 44717 - SPDR SERIES TRUST SPDR KBW CAP ETF 78464A771 984 25,373 SH SOLE 1 - 25,373 - SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 716 30,687 SH SOLE 1 - 30687 - SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 64 2,740 SH SOLE 1 2,740 - - SPDR SERIES TRUST DJ MID CAP ETF 78464A847 1 25 SH SOLE 1 - 25 - SPDR SERIES TRUST S&P BIOTECH 78464A870 411 7,667 SH SOLE 1 - 7,667 - SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1,092 72,625 SH SOLE 1 - 72625 - SXC HEALTH SOLUTIONS CORP COM 78505P100 80 1,700 SH SOLE 1 0 1,700 - SXC HEALTH SOLUTIONS CORP COM 78505P100 2 38 SH SOLE 1 38 0 - SANDISK CORP COM 80004C101 29 1,352 SH SOLE 1 - 1352 - SANDRIDGE ENERGY INC COM 80007P307 13 1,000 SH SOLE 1 0 1,000 - SANOFI AVENTIS SPONSORED ADR 80105N105 2,448 66,241 SH SOLE 1 - 66,241 - SEAHAWK DRILLING INC COM 81201R107 - 13 SH SOLE 1 - 13 - SEALED AIR CORP NEW COM 81211K100 3 140 SH SOLE 1 - 140 - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 22 700 SH SOLE 1 - 700 - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 727 25,341 SH SOLE 1 - 25341 - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,740 68,339 SH SOLE 1 - 68339 - SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,595 58,071 SH SOLE 1 - 58071 - SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 109 2,018 SH SOLE 1 - 2018 - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,863 191,621 SH SOLE 1 - 191,621 - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 15 1,000 SH SOLE 1 1,000 0 - SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 338 12,840 SH SOLE 1 - 12840 - SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 3,227 154,624 SH SOLE 1 - 154624 - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 680 23,199 SH SOLE 1 - 23199 - SENSIENT TECHNOLOGIES CORP COM 81725T100 478 17,225 SH SOLE 1 - 17,225 - SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 23 450 SH SOLE 1 - 450 - SHAW COMMUNICATIONS INC CL B CONV 82028K200 4,474 247,000 CALL SOLE 1 247,000 0 - SHAW COMMUNICATIONS INC CL B CONV 82028K200 75,299 4,180,931 SH SOLE 1 - 4180931 - SHAW COMMUNICATIONS INC CL B CONV 82028K200 294 16,219 SH SOLE 1 16,219 0 - SHIRE PLC SPONSORED ADR 82481R106 314 6,000 SH SOLE 1 - 6000 - SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 - 72 SH SOLE 1 - 72 - SILVER STD RES INC COM 82823L106 513 24,035 SH SOLE 1 - 24035 - SILVER STD RES INC COM 82823L106 3 118 SH SOLE 1 118 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ SILVERCORP METALS INC COM 82835P103 163 34,077 SH SOLE 1 - 34077 - SILVERCORP METALS INC COM 82835P103 1 270 SH SOLE 1 270 0 - SIRONA DENTAL SYSTEMS INC COM 82966C103 26 870 SH SOLE 1 - 870 - SIRIUS XM RADIO INC COM 82967N108 4 5,700 SH SOLE 1 - 5700 - SKYWORKS SOLUTIONS INC COM 83088M102 13 1,000 SH SOLE 1 - 1000 - SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 25 565 SH SOLE 1 - 565 - SOHU COM INC COM 83408W103 669 9,720 SH SOLE 1 0 9,720 - SOLITARIO EXPL & RTY CORP COM 8342EP107 2 1,000 SH SOLE 1 - 1,000 - SOUTHERN COPPER CORP COM 84265V105 525 17,103 SH SOLE 1 - 17103 - SOUTHSIDE BANCSHARES INC COM 84470P109 714 31,720 SH SOLE 1 - 31720 - SPORT SUPPLY GROUP INC DEL COM 84916A104 7 736 SH SOLE 1 - 736 - STANTEC INC COM 85472N109 7,511 299,492 SH SOLE 1 - 299,492 - STANTEC INC COM 85472N109 2 75 SH SOLE 1 75 - - STARENT NETWORKS CORP COM 85528P108 2 75 SH SOLE 1 - 75 - STATOILHYDRO ASA SPONSORED ADR 85771P102 6,169 273,684 SH SOLE 1 - 273684 - STEMCELLS INC COM 85857R105 1 750 SH SOLE 1 - 750 - SUNOCO INC COM 86764P109 217 7,620 SH SOLE 1 - 7620 - SUNOPTA INC COM 8676EP108 8 1,900 SH SOLE 1 - 1900 - SUNTECH PWR HLDGS CO LTD ADR 86800C104 8 500 SH SOLE 1 - 500 - SYNAPTICS INC COM 87157D109 275 10,906 SH SOLE 1 - 10906 - SYNGENTA AG SPONSORED ADR 87160A100 4,132 89,925 SH SOLE 1 - 89925 - SYNGENTA AG SPONSORED ADR 87160A100 69 1,500 SH SOLE 1 1,500 0 - TANZANIAN ROYALTY EXPL CORP COM 87600U104 134 47,000 SH SOLE 1 47,000 0 - TANZANIAN ROYALTY EXPL CORP COM 87600U104 4 1,500 SH SOLE 1 - 1500 - TARGETED GENETICS CORP COM NEW 87612M306 - 1,000 SH SOLE 1 - 1000 - TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 37 2,098 SH SOLE 1 - 2098 - TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 4 307 SH SOLE 1 - 307 - TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 35 1,370 SH SOLE 1 - 1,370 - TELUS CORP NON-VTG SHS 87971M202 6,923 222,668 SH SOLE 1 - 222668 - TELUS CORP NON-VTG SHS 87971M202 2,245 72,114 SH SOLE 1 72,114 0 - TELUS CORP NON-VTG SHS 87971M202 781 25,115 SH SOLE 1 25,115 0 - TEMPLETON DRAGON FD INC COM 88018T101 566 22,298 SH SOLE 1 - 22298 - TENARIS S A SPONSORED ADR 88031M109 54 1,519 SH SOLE 1 - 1519 - TENET HEALTHCARE CORP COM 88033G100 20 3,365 SH SOLE 1 - 3365 - TETRA TECH INC NEW COM 88162G103 11 410 SH SOLE 1 - 410 - TESSERA TECHNOLOGIES INC COM 88164L100 56 2,000 SH SOLE 1 - 2000 - THE9 LTD ADR 88337K104 12 1,560 SH SOLE 1 - 1,560 - 3M CO COM 88579Y101 16,792 227,529 SH SOLE 1 - 227,529 - 3M CO COM 88579Y101 446 6,040 SH SOLE 1 6,040 0 - TIBCO SOFTWARE INC COM 88632Q103 5 500 SH SOLE 1 - 500 - TICKETMASTER ENTMT INC COM 88633P302 1 46 SH SOLE 1 - 46 - TIM HORTONS INC COM 88706M103 716 25,300 CALL SOLE 1 25,300 - - TIM HORTONS INC COM 88706M103 70,347 2,485,775 SH SOLE 1 - 2485775 - TIM HORTONS INC COM 88706M103 4,563 161,244 SH SOLE 1 161,244 - - TIM HORTONS INC COM 88706M103 980 34,629 SH SOLE 1 34,629 0 - TIM HORTONS INC COM 88706M103 168 5,900 SH SOLE 1 - 0 5,900 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 - 8 SH SOLE 1 - 8 - TIME WARNER CABLE INC COM 88732J207 58 1,357 SH SOLE 1 - 1357 - TRANSALTA CORP COM 89346D107 61 3,000 CALL SOLE 1 3,000 0 - TRANSALTA CORP COM 89346D107 27,234 1,327,208 SH SOLE 1 - 1327208 - TRANSALTA CORP COM 89346D107 156 7,600 SH SOLE 1 7,600 0 - TRANSALTA CORP COM 89346D107 30 1,487 SH SOLE 1 1,487 0 - TRANSCANADA CORP COM 89353D107 3,652 117,100 CALL SOLE 1 117,100 0 - TRANSCANADA CORP COM 89353D107 260,998 8,413,853 SH SOLE 1 - 8413853 - TRANSCANADA CORP COM 89353D107 2,089 67,338 SH SOLE 1 67,338 0 - TRANSCANADA CORP COM 89353D107 32 1,040 SH SOLE 1 1,040 0 - USANA HEALTH SCIENCES INC COM 90328M107 113 3,320 SH SOLE 1 - 3,320 - U S GEOTHERMAL INC COM 90338S102 8 5,000 SH SOLE 1 - 5000 - U S GEOTHERMAL INC COM 90338S102 1 900 SH SOLE 1 900 - - ULTIMATE SOFTWARE GROUP INC COM 90385D107 3 100 SH SOLE 1 - 100 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ UNITED STATES OIL FUND LP UNITS 91232N108 70 1,927 SH SOLE 1 - 1927 - UNITEDHEALTH GROUP INC COM 91324P102 1,093 43,644 SH SOLE 1 - 43644 - UNUM GROUP COM 91529Y106 485 22,603 SH SOLE 1 - 22603 - UR ENERGY INC COM 91688R108 13 15,000 SH SOLE 1 - 15000 - URANERZ ENERGY CORPORATION COM 91688T104 478 208,589 SH SOLE 1 - 208589 - VALERO ENERGY CORP NEW COM 91913Y100 686 35,389 SH SOLE 1 - 35389 - VALERO ENERGY CORP NEW COM 91913Y100 4 200 SH SOLE 1 200 0 - VARIAN MED SYS INC COM 92220P105 29 700 SH SOLE 1 - 700 - VASOGEN INC COM NEW 92232F202 1 2,007 SH SOLE 1 - 2007 - VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 649 16,861 SH SOLE 1 - 16861 - VERIZON COMMUNICATIONS INC COM 92343V104 9,174 303,067 SH SOLE 1 - 303067 - VERIZON COMMUNICATIONS INC COM 92343V104 73 2,400 SH SOLE 1 2,400 0 - VIASAT INC COM 92552V100 24 907 SH SOLE 1 - 907 - VIACOM INC NEW CL B 92553P201 13 469 SH SOLE 1 - 469 - VISA INC COM CL A 92826C839 9,254 133,904 SH SOLE 1 - 133904 - VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 1 27 SH SOLE 1 - 27 - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,484 110,386 SH SOLE 1 - 110386 - VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 57 2,550 SH SOLE 1 2,550 0 - VOTORANTIM CELULOSE E PAPEL SP ADR REP COM 92906P205 288 17,557 SH SOLE 1 - 17557 - WPP PLC ADR 92933H101 104 2,428 SH SOLE 1 - 2428 - WASTE MGMT INC DEL COM 94106L109 1,719 57,647 SH SOLE 1 - 57647 - WELLCARE HEALTH PLANS INC COM 94946T106 40 1,620 SH SOLE 1 - 1620 - WELLPOINT INC COM 94973V107 184 3,885 SH SOLE 1 - 3885 - WESTERN ASSET EMRG MKT DEBT COM 95766A101 1,385 80,237 SH SOLE 1 - 80237 - WINDSTREAM CORP COM 97381W104 34 3,313 SH SOLE 1 - 3313 - WIRELESS HOLDRS TR DEPOSITRY RCPT 97653L208 47 1,000 SH SOLE 1 - 1000 - WISDOMTREE TRUST TOTAL DIVID FD 97717W109 8 200 SH SOLE 1 - 200 - WISDOMTREE TRUST EMERG MKTS ETF 97717W315 19 400 SH SOLE 1 - 400 - WISDOMTREE TRUST DIV EX-FINL FD 97717W406 27 700 SH SOLE 1 - 700 - WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 8 200 SH SOLE 1 - 200 - WISDOMTREE TRUST MDCP EARN FUND 97717W570 37 900 SH SOLE 1 - 900 - WISDOMTREE TRUST SMALLCAP DIVID 97717W604 8 200 SH SOLE 1 - 200 - WISDOMTREE TRUST INTL TECHNOLOG 97717W661 11 600 SH SOLE 1 - 600 - WISDOMTREE TRUST INTL INDUSTRIA 97717W679 13 600 SH SOLE 1 - 600 - WISDOMTREE TRUST INTL ENERGY 97717W711 10 400 SH SOLE 1 - 400 - WISDOMTREE TR MID EAST DIVD 97717X305 16 1,000 SH SOLE 1 - 1000 - WRIGHT EXPRESS CORP COM 98233Q105 12 405 SH SOLE 1 - 405 - WYNDHAM WORLDWIDE CORP COM 98310W108 6 340 SH SOLE 1 - 340 - XTO ENERGY INC COM 98385X106 1,135 27,467 SH SOLE 1 - 27467 - XTO ENERGY INC COM 98385X106 72 1,742 SH SOLE 1 1,742 0 - XCEL ENERGY INC COM 98389B100 3 146 SH SOLE 1 - 146 - XERIUM TECHNOLOGIES INC COM 98416J100 5 4,000 SH SOLE 1 - 4000 - YAMANA GOLD INC COM 98462Y100 726 67,400 CALL SOLE 1 67,400 0 - YAMANA GOLD INC COM 98462Y100 5,867 547,769 SH SOLE 1 - 547769 - YAMANA GOLD INC COM 98462Y100 11 1,026 SH SOLE 1 1,026 0 - ZIMMER HLDGS INC COM 98956P102 2,290 42,837 SH SOLE 1 - 42837 - DAIMLER AG REG SHS D1668R123 893 17,758 SH SOLE 1 - 17758 - DEUTSCHE BANK AG NAMEN AKT D18190898 67 874 SH SOLE 1 - 874 - TELVENT GIT SA SHS E90215109 2 74 SH SOLE 1 - 74 - AIRCASTLE LTD COM G0129K104 5 500 SH SOLE 1 - 500 - AMDOCS LTD ORD G02602103 3 100 SH SOLE 1 - 100 - A POWER ENERGY GENERAT SYS L COM G04136100 851 79,020 SH SOLE 1 - 79020 - ACCENTURE PLC IRELAND SHS CLASS A G1151C101 76 2,042 SH SOLE 1 - 2042 - BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2,619 159,113 SH SOLE 1 - 159113 - BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 20 1,200 SH SOLE 1 1,200 0 - BUNGE LIMITED COM G16962105 141 2,260 SH SOLE 1 - 2260 - CDC CORP SHS A G2022L106 1 520 SH SOLE 1 - 520 - CHINA YUCHAI INTL LTD COM G21082105 11 1,200 SH SOLE 1 - 1200 - COOPER INDUSTRIES PLC SHS G24140108 195 5,197 SH SOLE 1 - 5197 - CREDICORP LTD COM G2519Y108 20 261 SH SOLE 1 - 261 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ------------------ ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- --------- --- ---- ---------- -------- ------- --------- ------ COSAN LTD SHS A G25343107 1 154 SH SOLE 1 - 154 - COVIDIEN PLC SHS G2554F105 15 339 SH SOLE 1 - 339 - ASA LIMITED COM G3156P103 4 50 SH SOLE 1 - 50 - FRESH DEL MONTE PRODUCE INC ORD G36738105 9 396 SH SOLE 1 - 396 - FRONTLINE LTD SHS G3682E127 63 2,713 SH SOLE 1 - 2713 - GARMIN LTD ORD G37260109 88 2,340 SH SOLE 1 0 2,340 - HELEN OF TROY CORP LTD COM G4388N106 17 895 SH SOLE 1 - 895 - INGERSOLL-RAND PLC SHS G47791101 221 7,190 SH SOLE 1 - 7190 - INVESCO LTD SHS G491BT108 58 2,569 SH SOLE 1 - 2569 - KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 9 679 SH SOLE 1 - 679 - MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 194 12,005 SH SOLE 1 - 12005 - NABORS INDUSTRIES LTD SHS G6359F103 1,539 73,658 SH SOLE 1 - 73658 - NORDIC AMERICAN TANKER SHIPP COM G65773106 15 500 SH SOLE 1 - 500 - PARTNERRE LTD COM G6852T105 12 150 SH SOLE 1 - 150 - QIAO XING UNIVERSAL TELEPHON ORD G7303A109 1 500 SH SOLE 1 - 500 - RENAISSANCERE HOLDINGS LTD COM G7496G103 304 5,547 SH SOLE 1 - 5547 - SHIP FINANCE INTERNATIONAL L SHS G81075106 6 500 SH SOLE 1 - 500 - SIGNET JEWELERS LIMITED SHS G81276100 5 172 SH SOLE 1 - 172 - TONGXIN INTERNATIONAL LTD COM G8918T103 11 1,130 SH SOLE 1 - 1130 - TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 17 1,100 SH SOLE 1 - 1100 - XL CAP LTD CL A G98255105 2 100 SH SOLE 1 - 100 - XOMA LTD ORD G9825R107 16 20,000 SH SOLE 1 - 20000 - ACE LTD SHS H0023R105 2 32 SH SOLE 1 - 32 - ALCON INC COM SHS H01301102 746 5,381 SH SOLE 1 - 5381 - WEATHERFORD INTERNATIONAL LT REG H27013103 1,810 87,325 SH SOLE 1 - 87,325 - FOSTER WHEELER AG COM H27178104 115 3,610 SH SOLE 1 - 3610 - LOGITECH INTL S A SHS H50430232 42 2,300 SH SOLE 1 - 2300 - NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,103 29,044 SH SOLE 1 - 29044 - TRANSOCEAN LTD REG SHS H8817H100 3,267 38,201 SH SOLE 1 - 38201 - TYCO INTERNATIONAL LTD SHS H89128104 3 97 SH SOLE 1 - 97 - TYCO ELECTRONICS LTD SWITZER SHS H8912P106 1 49 SH SOLE 1 - 49 - UBS AG SHS NEW H89231338 108 5,887 SH SOLE 1 - 5,887 - ALVARION LTD SHS M0861T100 218 52,900 SH SOLE 1 - 52900 - ELBIT SYS LTD ORD M3760D101 16 235 SH SOLE 1 - 235 - FUNDTECH LTD ORD M47095100 295 25,400 SH SOLE 1 - 25400 - GIVEN IMAGING ORD SHS M52020100 40 2,680 SH SOLE 1 - 2680 - ITURAN LOCATION AND CONTROL SHS M6158M104 10 1,000 SH SOLE 1 - 1000 - SYNERON MEDICAL LTD ORD SHS M87245102 23 2,000 SH SOLE 1 - 2000 - ASML HOLDING N V NY REG SHS N07059186 3 105 SH SOLE 1 - 105 - CNH GLOBAL N V SHS NEW N20935206 4 250 SH SOLE 1 - 250 - VISTAPRINT N V SHS N93540107 30 600 SH SOLE 1 - 600 - ROYAL CARIBBEAN CRUISES LTD COM V7780T103 11 450 SH SOLE 1 - 450 - DIANA SHIPPING INC COM Y2066G104 62 4,774 SH SOLE 1 - 4774 - FLEXTRONICS INTL LTD ORD Y2573F102 255 34,194 SH SOLE 1 - 34194 - GENERAL MARITIME CORP NEW SHS Y2693R101 4 500 SH SOLE 1 - 500 - SEASPAN CORP SHS Y75638109 382 42,701 SH SOLE 1 - 42701 - STAR BULK CARRIERS CORP COM Y8162K105 8 2,156 SH SOLE 1 - 2156 - STAR BULK CARRIERS CORP *W EXP 12/16/200 Y8162K113 3 39,800 SH SOLE 1 - 39800 - STEALTHGAS INC SHS Y81669106 3 400 SH SOLE 1 0 400 0 TEEKAY CORPORATION COM Y8564W103 27 1,222 SH SOLE 1 0 1222 0 VERIGY LTD SHS Y93691106 - 12 SH SOLE 1 0 12 0
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