0000950123-11-098616.txt : 20111114 0000950123-11-098616.hdr.sgml : 20111111 20111114171746 ACCESSION NUMBER: 0000950123-11-098616 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S.A.C. GLOBAL INVESTORS, LLP CENTRAL INDEX KEY: 0001317777 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11288 FILM NUMBER: 111204448 BUSINESS ADDRESS: STREET 1: 63-64 NEW BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2M 1JJ BUSINESS PHONE: 011 44 207 417-1003 MAIL ADDRESS: STREET 1: 63-64 NEW BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2M 1JJ FORMER COMPANY: FORMER CONFORMED NAME: Walter Capital Management LLP DATE OF NAME CHANGE: 20050215 13F-HR 1 y93433ae13fvhr.txt FORM 13F =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 2054 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ------ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S.A.C. Global Investors LLP Address: St. Martins Court, 4(th) Floor 10 Paternoster Row London, EC4M 7HP United Kingdom Form 13F File Number: 28-11288 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Nussbaum Title: Authorized Person Phone: 203-890-2094 Signature, Place, and Date of Signing: /s/ Peter Nussbaum Stamford, Connecticut November 14, 2011 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) =============================================================================== FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 102* ----------- Form 13F Information Table Value Total: $294,437 ----------- (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-13297 S.A.C. Capital Advisors, L.P. ---------- * Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein. - 1 -
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------------------------------------------------------------------------------------------------------------------------- SH VOTING AUTHORITY NAME OF TITLE OF VALUE OR PRN SH / PUT / INVESTMENT OTHER -------------------------- ISSUER CLASS CUSIP (X$1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------- -------- --------- --------- -------- -------- -------- ------------- -------- ------- ------- ------- ABBOTT LABS Option 002824950 2,557 50,000 Put Shared-Defined 1 50,000 ACE LTD Common H0023R105 4,818 79,500 SH Shared-Defined 1 79,500 ACHILLION PHARMACEUTICALS IN Common 00448Q201 590 125,000 SH Shared-Defined 1 125,000 AGNICO EAGLE MINES LTD Common 008474108 3,780 63,500 SH Shared-Defined 1 63,500 AGRIUM INC Common 008916108 2,033 30,500 SH Shared-Defined 1 30,500 AIRGAS INC Common 009363102 1,117 17,500 SH Shared-Defined 1 17,500 AMARIN CORP PLC Common 023111206 2,024 220,000 SH Shared-Defined 1 220,000 AMARIN CORP PLC Option 023111906 1,380 150,000 Call Shared-Defined 1 150,000 AMYLIN PHARMACEUTICALS INC Common 032346108 1,569 170,000 SH Shared-Defined 1 170,000 AMYLIN PHARMACEUTICALS INC Option 032346958 1,615 175,000 Put Shared-Defined 1 175,000 ANADARKO PETE CORP Common 032511107 1,828 29,000 SH Shared-Defined 1 29,000 ANGLOGOLD ASHANTI LTD Common 035128206 2,523 61,000 SH Shared-Defined 1 61,000 ARCH COAL INC Common 039380100 802 55,000 SH Shared-Defined 1 55,000 AURICO GOLD INC Common 05155C105 705 75,000 SH Shared-Defined 1 75,000 BAKER HUGHES INC Common 057224107 5,770 125,000 SH Shared-Defined 1 125,000 BANRO CORP Common 066800103 671 170,000 SH Shared-Defined 1 170,000 BHP BILLITON PLC Common 05545E209 12,155 229,000 SH Shared-Defined 1 229,000 BIOMARIN PHARMACEUTICAL INC Common 09061G101 956 30,000 SH Shared-Defined 1 30,000 BIOMARIN PHARMACEUTICAL INC Option 09061G901 3,187 100,000 Call Shared-Defined 1 100,000 BP PLC Option 055622904 10,821 300,000 Call Shared-Defined 1 300,000 BRIGHAM EXPLORATION CO Common 109178103 884 35,000 SH Shared-Defined 1 35,000 BRISTOL MYERS SQUIBB CO Common 110122108 1,569 50,000 SH Shared-Defined 1 50,000 C H ROBINSON WORLDWIDE INC Common 12541W209 1,712 25,000 SH Shared-Defined 1 25,000 CANADIAN NAT RES LTD Common 136385101 2,634 90,000 SH Shared-Defined 1 90,000 CAPITAL ONE FINL CORP Common 14040H105 4,320 109,000 SH Shared-Defined 1 109,000 CELGENE CORP Option 151020954 10,526 170,000 Put Shared-Defined 1 170,000 CHUBB CORP Common 171232101 4,169 69,500 SH Shared-Defined 1 69,500 CLEARWATER PAPER CORP Common 18538R103 1,359 40,000 SH Shared-Defined 1 40,000 CLIFFS NATURAL RESOURCES INC Option 18683K901 1,791 35,000 Call Shared-Defined 1 35,000 COMERICA INC Common 200340107 3,882 169,000 SH Shared-Defined 1 169,000 CONSOL ENERGY INC Common 20854P109 1,272 37,499 SH Shared-Defined 1 37,499 COOPER INDUSTRIES PLC Common G24140108 922 20,000 SH Shared-Defined 1 20,000 DANAHER CORP DEL Option 235851902 9,437 225,000 Call Shared-Defined 1 225,000 DAQO NEW ENERGY CORP Common 23703Q104 597 170,600 SH Shared-Defined 1 170,600 DAVITA INC Common 23918K108 3,134 50,000 SH Shared-Defined 1 50,000 DEERE & CO Common 244199105 969 15,000 SH Shared-Defined 1 15,000 DYNAVAX TECHNOLOGIES CORP Common 268158102 484 260,000 SH Shared-Defined 1 260,000 DYNAVAX TECHNOLOGIES CORP Option 268158902 372 200,000 Call Shared-Defined 1 200,000 ECOLAB INC Common 278865100 1,467 30,000 SH Shared-Defined 1 30,000 ECOLAB INC Option 278865900 6,111 125,000 Call Shared-Defined 1 125,000 ELDORADO GOLD CORP NEW Option 284902903 1,286 75,000 Call Shared-Defined 1 75,000 ENSCO PLC Common 29358Q109 1,900 47,000 SH Shared-Defined 1 47,000 FIFTH THIRD BANCORP Common 316773100 3,414 338,000 SH Shared-Defined 1 338,000 FIRST MAJESTIC SILVER CORP Common 32076V103 750 49,300 SH Shared-Defined 1 49,300 FRANCO NEVADA CORP Common 351858105 1,984 55,000 SH Shared-Defined 1 55,000 FREEPORT-MCMORAN COPPER & GO Common 35671D857 685 22,500 SH Shared-Defined 1 22,500 GARDNER DENVER INC Option 365558905 1,589 25,000 Call Shared-Defined 1 25,000 GENTEX CORP Option 371901909 2,405 100,000 Call Shared-Defined 1 100,000 GOLDCORP INC NEW Common 380956409 8,292 181,690 SH Shared-Defined 1 181,690 HESS CORP Common 42809H107 2,230 42,500 SH Shared-Defined 1 42,500 IDEX CORP Common 45167R104 2,212 71,000 SH Shared-Defined 1 71,000 INTERMUNE INC Common 45884X103 5,050 250,000 SH Shared-Defined 1 250,000 INTERMUNE INC Option 45884X903 990 49,000 Call Shared-Defined 1 49,000 INTERMUNE INC Option 45884X953 5,959 295,000 Put Shared-Defined 1 295,000 IVANHOE MINES LTD Common 46579N103 445 32,500 SH Shared-Defined 1 32,500 JPMORGAN CHASE & CO Common 46625H100 3,855 128,000 SH Shared-Defined 1 128,000 KINROSS GOLD CORP Common 496902404 3,618 244,800 SH Shared-Defined 1 244,800 KINROSS GOLD CORP Option 496902954 3,991 270,000 Put Shared-Defined 1 270,000 LYONDELLBASELL INDUSTRIES N Common N53745100 1,661 68,000 SH Shared-Defined 1 68,000 MARKET VECTORS ETF TR Common 57060U100 5,762 104,400 SH Shared-Defined 1 104,400 MARKET VECTORS ETF TR Common 57060U589 5,546 197,000 SH Shared-Defined 1 197,000 MEDIVATION INC Option 58501N901 679 40,000 Call Shared-Defined 1 40,000 METHANEX CORP Common 59151K108 1,987 95,000 SH Shared-Defined 1 95,000 MOSAIC CO NEW Common 61945C103 2,081 42,500 SH Shared-Defined 1 42,500 NORTHGATE MINERALS CORP Common 666416102 1,469 445,000 SH Shared-Defined 1 445,000 OASIS PETE INC NEW Common 674215108 826 37,000 SH Shared-Defined 1 37,000 OCCIDENTAL PETE CORP DEL Common 674599105 2,503 35,000 SH Shared-Defined 1 35,000 OCEANEERING INTL INC Common 675232102 1,060 30,000 SH Shared-Defined 1 30,000 ONYX PHARMACEUTICALS INC Common 683399109 2,851 95,000 SH Shared-Defined 1 95,000 ONYX PHARMACEUTICALS INC Option 683399909 3,001 100,000 Call Shared-Defined 1 100,000 PEABODY ENERGY CORP Common 704549104 1,067 31,500 SH Shared-Defined 1 31,500 PFIZER INC Common 717081103 1,591 90,000 SH Shared-Defined 1 90,000 POTASH CORP SASK INC Common 73755L107 739 17,100 SH Shared-Defined 1 17,100 PRECISION CASTPARTS CORP Common 740189105 1,555 10,000 SH Shared-Defined 1 10,000 PRINCIPAL FINL GROUP INC Common 74251V102 1,950 86,000 SH Shared-Defined 1 86,000 RENAISSANCERE HOLDINGS LTD Common G7496G103 4,396 68,900 SH Shared-Defined 1 68,900 RIO TINTO PLC Common 767204100 13,330 302,400 SH Shared-Defined 1 302,400 ROCKWELL COLLINS INC Option 774341901 1,150 21,800 Call Shared-Defined 1 21,800 ROCKWOOD HLDGS INC Option 774415903 8,423 250,000 Call Shared-Defined 1 250,000 ROWAN COS INC Common 779382100 1,114 36,900 SH Shared-Defined 1 36,900 ROYAL DUTCH SHELL PLC Common 780259206 4,980 80,952 SH Shared-Defined 1 80,952 SCHLUMBERGER LTD Common 806857108 2,987 50,000 SH Shared-Defined 1 50,000 SILVER WHEATON CORP Common 828336107 2,886 98,000 SH Shared-Defined 1 98,000 SIMS METAL MANAGEMENT LTD Common 829160100 829 70,000 SH Shared-Defined 1 70,000 STEEL DYNAMICS INC Common 858119100 833 84,000 SH Shared-Defined 1 84,000 SUNCOR ENERGY INC NEW Common 867224107 3,358 132,000 SH Shared-Defined 1 132,000 SYNGENTA AG Common 87160A100 908 17,500 SH Shared-Defined 1 17,500 TECK RESOURCES LTD Common 878742204 7,808 267,500 SH Shared-Defined 1 267,500 TECK RESOURCES LTD Option 878742904 1,168 40,000 Call Shared-Defined 1 40,000 TEVA PHARMACEUTICAL INDS LTD Common 881624209 2,419 65,000 SH Shared-Defined 1 65,000 TEVA PHARMACEUTICAL INDS LTD Option 881624909 3,722 100,000 Call Shared-Defined 1 100,000 TIMKEN CO Common 887389104 1,641 50,000 SH Shared-Defined 1 50,000 TRAVELERS COMPANIES INC Common 89417E109 5,165 106,000 SH Shared-Defined 1 106,000 TYCO INTERNATIONAL LTD Common H89128104 917 22,500 SH Shared-Defined 1 22,500 UNION PAC CORP Common 907818108 8,910 109,100 SH Shared-Defined 1 109,100 UNITED THERAPEUTICS CORP DEL Common 91307C102 308 8,223 SH Shared-Defined 1 8,223 US BANCORP DEL Common 902973304 1,766 75,000 SH Shared-Defined 1 75,000 VALIDUS HOLDINGS LTD Common G9319H102 2,455 98,504 SH Shared-Defined 1 98,504 VERTEX PHARMACEUTICALS INC Option 92532F950 2,227 50,000 Put Shared-Defined 1 50,000 WEATHERFORD INTERNATIONAL LT Common H27013103 1,404 115,000 SH Shared-Defined 1 115,000 WELLS FARGO & CO NEW Common 949746101 3,136 130,000 SH Shared-Defined 1 130,000 WHITING PETE CORP NEW Common 966387102 702 20,000 SH Shared-Defined 1 20,000