-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfnsIUl5h6e+mhWUXD1fGjRobJN04S4PjnGDtTmYX+XCtNxb0CPSmbRUct5UqkZU hlqINC+Yd63THJVRIA7y5A== 0001140361-08-024979.txt : 20081112 0001140361-08-024979.hdr.sgml : 20081111 20081112064327 ACCESSION NUMBER: 0001140361-08-024979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Emigrant Bancorp, Inc. CENTRAL INDEX KEY: 0001317726 IRS NUMBER: 133780951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11281 FILM NUMBER: 081178008 BUSINESS ADDRESS: STREET 1: 5 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-850-4831 MAIL ADDRESS: STREET 1: 5 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13f.txt EMIGRANT BANCORP INC 13F-HR 9-30-2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 -------------------- Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emigrant Bancorp, Inc. ---------------------------- Address: 5 East 42nd Street ---------------------------- New York, New York 10017 ---------------------------- ---------------------------- Form 13F File Number: 28-11281 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John R. Hart ------------------------------ Title: Vice Chairman and Treasurer ------------------------------ Phone: 212-850-4831 ------------------------------ Signature, Place, and Date of Signing: /s/ John R. Hart New York, New York November 11, 2008 ------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ----------------------------- Form 13F Information Table Entry Total: 8 ----------------------------- Form 13F Information Table Value Total: 130,829 ----------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11238 New York Private Bank & Trust Corporation - ----- ---------------- ------------------------------------------- 2 28-11216 Emigrant Bank - ----- ---------------- ------------------------------------------- 3 28-11294 Emigrant Agency, Inc. - ----- ---------------- ------------------------------------------- 4 28-13079 Emigrant Portfolio Management Company, LLC - ----- ---------------- -------------------------------------------
FORM 13F INFORMATION TABLE 9/30/2008 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- ----------- ------- --- ---- ------- -------- ---- ------ ---- Wachovia Corp Common 929903102 4900.00 1400000 SH Defined 1,2,3 X 0 0 Merrill Lynch & Co Inc Common 590188108 25300.00 1000000 SH Defined 1,2,3,4 X 0 0 New York Times Inc Common 650111107 58466.11 4091400 SH Defined 1,2,3,4 X 0 0 Wachovia Corp Common 929903102 1580.36 451532 SH Defined 1,2,3,4 X 0 0 Molecular Insight Common 60852M104 3072.00 400000 SH Defined 1,2 X 0 0 Pharmaceuticals Inc New York Times Inc Common 650111107 37276.89 2608600 SH Defined 1,2 X 0 0 Wachovia Corp Common 929903102 222.19 63482 SH Defined 1,2 X 0 0 Ivivi Technologies Inc. Common 46589F108 11.12 23179 SH Defined 1,2 X 0 0
Column 7 Other managers: 1 28-11238 New York Private Bank & Trust Corporation 2 28-11216 Emigrant Bank 3 28-11294 Emigrant Agency, Inc. 4 28-13079 Emigrant Portfolio Management Company, LLC -----END PRIVACY-ENHANCED MESSAGE-----