-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T2sVtnnjQA585b261sR0vLSzZDEpcIGWSZQ3anfAGLfb8vDVUwMV9CvUPvFUDdxU NtT1w8MaHrN5xGMs7hXjgw== 0000935836-09-001397.txt : 20091112 0000935836-09-001397.hdr.sgml : 20091111 20091112132300 ACCESSION NUMBER: 0000935836-09-001397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Basix Capital, LLC CENTRAL INDEX KEY: 0001317723 IRS NUMBER: 943408560 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11285 FILM NUMBER: 091176000 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-248-1021 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 bsix13f-3rd09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basix Capital, LLC Address: One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 28-11285 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew P. Spotswood Title: Manager Phone: 415-248-1021 Signature, Place and Date of Signing: Matthew P. Spotswood San Francisco, CA November 11, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $ 46,223 (x 1000) List of Other Included Managers: NONE NAME OF ISSUER TITLE OF CUSIP VALUE X1000 SHARES INV. OTHER VOTING AUTH CLASS DISC. MGR SOLE AEGEAN MARINE PETROLEUM COMMON Y0017S102 1,530 68,000 SOLE 68,000 NETWORK INC STOCK AGRIUM INC COMMON 008916108 1,160 23,300 SOLE 23,300 STOCK NOBLE CORPORATION US LISTED COMMON H5833N103 835 22,000 SOLE 22,000 STOCK YAMANA GOLD INC COMMON 98462Y100 1,528 142,700 SOLE 142,700 STOCK ALBEMARLE CORP COMMON 012653101 1,661 48,000 SOLE 48,000 STOCK AMERICAN AXLE & MANUFACTURING COMMON 024061103 965 136,300 SOLE 136,300 HOLDINGS INC STOCK AMERICAN EAGLE OUTFITTERS INC COMMON 02553E106 1,327 78,700 SOLE 78,700 NEW STOCK CABOT CORP COMMON 127055101 1,352 58,500 SOLE 58,500 STOCK CALGON CARBON CORP COMMON 129603106 1,127 76,000 SOLE 76,000 STOCK CHICOS FAS INC COMMON 168615102 1,651 127,000 SOLE 127,000 STOCK COGO GROUP INC COMMON 192448108 551 90,000 SOLE 90,000 STOCK COMMSCOPE INC COMMON 203372107 937 31,300 SOLE 31,300 STOCK COOPER TIRE & RUBBER CO COMMON 216831107 1,582 90,000 SOLE 90,000 STOCK DYCOM INDUSTRIES INC COMMON 267475101 1,193 97,000 SOLE 97,000 STOCK ENERGYSOLUTIONS INC COMMON 292756202 369 40,000 SOLE 40,000 DEPOSITARY SHS REPSTG COM STOCK FMC CORP NEW COMMON 302491303 1,547 27,500 SOLE 27,500 STOCK FOOT LOCKER INC COMMON 344849104 765 64,000 SOLE 64,000 STOCK GIBRALTAR INDUSTRIES INC COMMON 374689107 860 64,800 SOLE 64,800 STOCK GRAFTECH INTERNATIONAL LTD COM COMMON 384313102 750 51,000 SOLE 51,000 STOCK HANESBRANDS INC COMMON 410345102 835 39,000 SOLE 39,000 STOCK HARRIS CORP-DEL COMMON 413875105 1,617 43,000 SOLE 43,000 STOCK HEALTHSOUTH CORP COM NEW COMMON 421924309 1,220 78,000 SOLE 78,000 STOCK INGERSOLL-RAND PLC COMMON G47791101 828 27,000 SOLE 27,000 STOCK INTERSIL CORPORATION CL A COMMON 46069S109 1,546 101,000 SOLE 101,000 (FRM INTERSIL HLG CORP CL-A) STOCK JABIL CIRCUIT INC COMMON 466313103 892 66,500 SOLE 66,500 STOCK KANSAS CITY SOUTHERN NEW COMMON 485170302 1,669 63,000 SOLE 63,000 STOCK MANITOWOC CO INC COMMON 563571108 1,089 115,000 SOLE 115,000 STOCK MASTEC INC COMMON 576323109 1,191 98,000 SOLE 98,000 STOCK MEREDITH CORP COMMON 589433101 1,138 38,000 SOLE 38,000 STOCK OWENS ILLINOIS INC NEW COMMON 690768403 1,542 41,800 SOLE 41,800 STOCK PERKINELMER INC COMMON 714046109 1,328 69,000 SOLE 69,000 STOCK PSS WORLD MEDICAL INC COMMON 69366A100 1,222 56,000 SOLE 56,000 STOCK QUESTAR CORP COMMON 748356102 1,164 31,000 SOLE 31,000 STOCK RTI INTERNATIONAL METALS INC COMMON 74973W107 431 17,300 SOLE 17,300 STOCK SANMINA-SCI CORP COMMON 800907206 1,247 145,000 SOLE 145,000 STOCK TELLABS INC NPV COMMON 879664100 1,246 180,000 SOLE 180,000 STOCK TERADYNE INC COMMON 880770102 1,230 133,000 SOLE 133,000 STOCK TRIMBLE NAVIGATION LTD COMMON 896239100 1,478 61,800 SOLE 61,800 STOCK VULCAN MATLS COMMON 929160109 1,622 30,000 SOLE 30,000 STOCK
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