-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QT7M7Ka5onH0r236oGVE/W3aUPCzGgyn3MrzOm1xXMlhy2H/R3uDKyQ3c3XHX9sj yTNrnNIzs4FaIi4eDlhuAQ== 0000935836-09-001270.txt : 20090814 0000935836-09-001270.hdr.sgml : 20090814 20090814170529 ACCESSION NUMBER: 0000935836-09-001270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Basix Capital, LLC CENTRAL INDEX KEY: 0001317723 IRS NUMBER: 943408560 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11285 FILM NUMBER: 091016869 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-248-1021 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 basix13f-2nd09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basix Capital, LLC Address: One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 28-11285 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Jacqueline M. Keyser Title: Senior Portfolio Manager Phone: 415-248-1021 Signature, Place and Date of Signing: Jacqueline M. Keyser San Francisco, CA August 14, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $ 46,002 (x 1000) List of Other Included Managers: NONE NAME OF ISSUER TITLE OF CUSIP VALUE X1000 SHARES INV. OTHER VOTING AUTH CLASS DISC. MGR SOLE ALCOA INC Common 013817101 1,488 144,000 SOLE 144,000 Stock A O SMITH CORP Common 831865209 1,173 36,000 SOLE 36,000 Stock AMERICAN EAGLE OUTFITTERS INC Common 02553E106 1,281 90,400 SOLE 90,400 NEW Stock AMETEK Inc Common 031100100 795 23,000 SOLE 23,000 Stock APTARGROUP INC Common 038336103 1,452 43,000 SOLE 43,000 Stock Bally Technologies Inc Common 05874B107 1,556 52,000 SOLE 52,000 Stock BE Aerospace Inc OTC 073302101 833 58,000 SOLE 58,000 CAL DIVE INTL INC Common 12802T101 751 87,000 SOLE 87,000 Stock CEC ENTERTAINMENT INC Common 125137109 1,150 39,000 SOLE 39,000 Stock CHARLES RIVER LABORATORIES Common 159864107 1,890 56,000 SOLE 56,000 INT INTERNATIONAL INC Stock CHICOS FAS INC Common 168615102 1,314 135,000 SOLE 135,000 Stock COMMSCOPE INC Common 203372107 1,155 44,000 SOLE 44,000 Stock CUMMINS INC Common 231021106 1,479 42,000 SOLE 42,000 Stock DYCOM INDUSTRIES INC Common 267475101 1,118 101,000 SOLE 101,000 Stock EXPEDITORS INTERNATIONAL OF OTC 302130109 1,147 34,400 SOLE 34,400 WA WASHINGTON INC Health Management Associates Common 421933102 1,210 245,000 SOLE 245,000 I INC NEW-CL A Stock HEALTHSOUTH CORP COM NEW Common 421924309 2,123 147,000 SOLE 147,000 Stock INTERMEC INC Common 458786100 1,496 116,000 SOLE 116,000 Stock JABIL CIRCUIT INC Common 466313103 928 125,000 SOLE 125,000 Stock Leggett & Platt Inc Common 524660107 1,112 73,000 SOLE 73,000 Stock Life Technologies Corp OTC 53217V109 834 20,000 SOLE 20,000 Lubrizol Corp Common 549271104 1,467 31,000 SOLE 31,000 Stock Meritage Homes Corp Common 59001A102 1,145 60,700 SOLE 60,700 Stock Noble Corp Common G65422100 998 33,000 SOLE 33,000 Stock OWENS ILLINOIS INC NEW Common 690768403 779 27,800 SOLE 27,800 Stock Packaging Corp of America Common 695156109 1,703 105,100 SOLE 105,100 Stock PerkinElmer Inc Common 714046109 1,531 88,000 SOLE 88,000 Stock PMC-SIERRA INC OTC 69344F106 716 90,000 SOLE 90,000 PROSHARES ULTRASHORT LEHMAN Common 74347R297 1,069 21,000 SOLE 21,000 20+ YEAR TREASURY ETF Stock PSS WORLD MEDICAL INC OTC 69366A100 1,111 60,000 SOLE 60,000 RTI INTERNATIONAL METALS INC Common 74973W107 1,272 72,000 SOLE 72,000 Stock Ryder System Inc Common 783549108 706 25,300 SOLE 25,300 Stock Steel Dynamics Inc OTC 858119100 722 49,000 SOLE 49,000 Tellabs Inc OTC 879664100 1,593 278,000 SOLE 278,000 Titan Machinery Inc OTC 88830R101 761 60,000 SOLE 60,000 UNITED STATES NATURAL GAS Common 912318102 694 50,000 SOLE 50,000 FUND LP ETF Stock Varian Semiconductor OTC 922207105 1,535 64,000 SOLE 64,000 Equipment ASSOCS INC WOODWARD GOVERNOR CO OTC 980745103 832 42,000 SOLE 42,000 ***YAMANA GOLD INC Common 98462Y100 1,085 122,700 SOLE 122,700 Stock
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