-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgdaGTlXoDteqGT7rTTe+/+Uf4Hkl6fgzKTo77qQyhtFajiaN6VXcM1EUu9jOY9m H7bGLvBpxyP0LFW2aqxtSA== 0000935836-09-000946.txt : 20090511 0000935836-09-000946.hdr.sgml : 20090511 20090511152210 ACCESSION NUMBER: 0000935836-09-000946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 EFFECTIVENESS DATE: 20090511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Basix Capital, LLC CENTRAL INDEX KEY: 0001317723 IRS NUMBER: 943408560 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11285 FILM NUMBER: 09814573 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-248-1021 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 basix13f-1st09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basix Capital, LLC Address: One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 28-11285 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew P. Spotswood Title: Manager Phone: 415-248-1021 Signature, Place and Date of Signing: Matthew P. Spotswood San Francisco, CA May 11, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $ 34,380 (x 1000) List of Other Included Managers: NONE NAME OF ISSUER TITLE OF CUSIP VALUE X1000 SHARES INV. OTHER VOTING AUTH CLASS DISC. MGR SOLE ***AGRIUM INC Comm 008916108 1,378 38,500 SOLE 38,500 ***MARVELL TECHNOLOGY GROUP Comm G5876H105 1,410 153,900 SOLE 153,900 LTD ***YAMANA GOLD INC Comm 98462Y100 1,064 115,000 SOLE 115,000 99 CENTS ONLY STORES Comm 65440K106 1,035 112,000 SOLE 112,000 ADTRAN INC OTC 00738A106 1,491 92,000 SOLE 92,000 Akamai Technologies Inc OTC 00971T101 1,397 72,000 SOLE 72,000 AMPHENOL CORP NEW-CL A Comm 032095101 712 25,000 SOLE 25,000 ANIXTER INTERNATIONAL INC Comm 035290105 1,720 54,300 SOLE 54,300 CHARLOTTE RUSSE HOLDING INC OTC 161048103 815 100,000 SOLE 100,000 CYMER INC OTC 232572107 735 33,000 SOLE 33,000 EMCOR GROUP INC Comm 29084Q100 1,700 99,000 SOLE 99,000 ENERSYS COM Comm 29275Y102 366 30,200 SOLE 30,200 EXPEDITORS INTERNATIONAL OF OTC 302130109 707 25,000 SOLE 25,000 WA WASHINGTON INC FLOWSERVE CORP Comm 34354P105 1,027 18,300 SOLE 18,300 GENERAL CABLE CORP-DEL NEW Comm 369300108 1,714 86,500 SOLE 86,500 HB FULLER CO Comm 359694106 533 41,000 SOLE 41,000 HEARTLAND EXPRESS INC OTC 422347104 782 52,800 SOLE 52,800 INTERNATIONAL RECTIFIER CORP Comm 460254105 1,558 115,300 SOLE 115,300 LIFE TECHNOLOGIES CORPORATION OTC 53217V109 1,614 49,700 SOLE 49,700 LINEAR TECHNOLOGY CORP OTC 535678106 1,052 45,800 SOLE 45,800 MEMC ELECTRONIC MATERIALS INC Comm 552715104 1,039 63,000 SOLE 63,000 Meritage Homes Corp Comm 59001A102 628 55,000 SOLE 55,000 NAVISTAR INTERNATIONAL CORP Comm 63934E108 1,536 45,900 SOLE 45,900 NEW NVR INC Comm 62944T105 727 1,700 SOLE 1,700 PAREXEL INTERNATIONAL OTC 699462107 1,070 110,000 SOLE 110,000 CORPORAT RENT-A-CENTER INC OTC 76009N100 1,123 58,000 SOLE 58,000 Select Sector Financial Comm 81369Y605 1,327 150,600 SOLE 150,600 Select SHS BEN INT SHAW GROUP INC Comm 820280105 1,321 48,200 SOLE 48,200 THOMAS & BETTS CORP Comm 884315102 716 28,600 SOLE 28,600 UNIVERSAL HEALTH SERVICES INC Comm 913903100 690 18,000 SOLE 18,000 CL B WESTERN DIGITAL CORP Comm 958102105 1,392 72,000 SOLE 72,000
Q:\EDGAR EasePlus\6127-002 Basix\Basix 13F 1st 2009\basix13f-1st09.rtf -----END PRIVACY-ENHANCED MESSAGE-----