-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+PYRd3HahXO2+Ky+nk/jmYxVufsMbOln2nkuEYbpLbn9PluHGNrsZDCfONFeLXQ 0W0gdrwroXhfNJsl9xEKtg== 0000935836-09-000160.txt : 20090212 0000935836-09-000160.hdr.sgml : 20090212 20090212142514 ACCESSION NUMBER: 0000935836-09-000160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Basix Capital, LLC CENTRAL INDEX KEY: 0001317723 IRS NUMBER: 943408560 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11285 FILM NUMBER: 09593882 BUSINESS ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-248-1021 MAIL ADDRESS: STREET 1: ONE MONTGOMERY STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 basix13f-4th08.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basix Capital, LLC Address: One Montgomery Street, Suite 3300 San Francisco, CA 94104 Form 13F File Number: 28-11285 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew P. Spotswood Title: Manager Phone: 415-248-1021 Signature, Place and Date of Signing: Matthew P. Spotswood San Francisco, CA February 12, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $ 35,425 (x 1000) List of Other Included Managers: NONE NAME OF ISSUER TITLE OF CUSIP VALUE X1000 SHARES INV. OTHER VOTING AUTH CLASS DISC. MGR SOLE AAR CORP COMMON 000361105 1,460 79,300 SOLE 79,300 STOCK AKAMAI TECHNOLOGIES INC OTC EQ 00971T101 863 57,200 SOLE 57,200 AMERICAN EAGLE OUTFITTERS INC COMMON 02553E106 682 72,900 SOLE 72,900 NEW STOCK AMPHENOL CORP NEW-CL A COMMON 032095101 1,391 58,000 SOLE 58,000 STOCK AVNET INC COMMON 053807103 1,417 77,800 SOLE 77,800 STOCK BALLY TECHNOLOGIES INC COMMON 05874B107 1,454 60,500 SOLE 60,500 STOCK BENCHMARK ELECTRONICS INC COMMON 08160H101 176 13,800 SOLE 13,800 STOCK CHICAGO BRIDGE & IRON CO NV COMMON 167250109 662 65,900 SOLE 65,900 STOCK COMMERCIAL METALS CO COMMON 201723103 1,422 119,800 SOLE 119,800 STOCK CONNS INC OTC EQ 208242107 170 20,000 SOLE 20,000 CON-WAY INC COMMON 205944101 1,075 40,400 SOLE 40,400 STOCK CUMMINS INC COMMON 231021106 1,457 54,500 SOLE 54,500 STOCK EMCOR GROUP INC COMMON 29084Q100 1,079 48,100 SOLE 48,100 STOCK ESCO TECHNOLOGIES INC COMMON 296315104 692 16,900 SOLE 16,900 STOCK FMC CORP NEW COMMON 302491303 725 16,200 SOLE 16,200 STOCK FOSTER WHEELER LTD NEW OTC EQ G36535139 669 28,600 SOLE 28,600 GENERAL CABLE CORP-DEL NEW COMMON 369300108 354 20,000 SOLE 20,000 STOCK GOODRICH CORPORATION (FRM B F COMMON 382388106 714 19,300 SOLE 19,300 GOODRICH CO) STOCK H B FULLER & CO COMMON 359694106 736 45,700 SOLE 45,700 STOCK HARRIS CORP-DEL COMMON 413875105 1,058 27,800 SOLE 27,800 STOCK HEARTLAND EXPRESS INC OTC EQ 422347104 1,069 67,800 SOLE 67,800 HUMANA INC COMMON 444859102 861 23,100 SOLE 23,100 STOCK INTERNATIONAL RECTIFIER CORP COMMON 460254105 1,057 78,300 SOLE 78,300 STOCK INVACARE CORP COMMON 461203101 1,401 90,300 SOLE 90,300 STOCK JABIL CIRCUIT INC COMMON 466313103 1,453 215,300 SOLE 215,300 STOCK JACOBS ENGINEERING GROUP INC COMMON 469814107 707 14,700 SOLE 14,700 STOCK LIFE TECH CORP OTC EQ 53217V109 1,378 59,100 SOLE 59,100 MANITOWOC COMPANY INC COMMON 563571108 359 41,500 SOLE 41,500 STOCK MASTEC INC COMMON 576323109 732 63,200 SOLE 63,200 STOCK MOHAWK INDUSTRIES INC COMMON 608190104 881 20,500 SOLE 20,500 STOCK PACTIV CORPORATION COMMON 695257105 348 14,000 SOLE 14,000 STOCK REGIONAL BK HOLDRS TR COMMON 75902E100 1,414 18,700 SOLE 18,700 DEPOSITARY RCPT STOCK RTI INTERNATIONAL METALS INC COMMON 74973W107 1,085 75,800 SOLE 75,800 STOCK SILVER WHEATON CORP COMMON 828336107 686 105,700 SOLE 105,700 STOCK SYNOPSYS INC OTC EQ 871607107 1,389 75,000 SOLE 75,000 THOMAS & BETTS CORP COMMON 884315102 1,103 45,900 SOLE 45,900 STOCK TITAN INTERNATIONAL INC. COMMON 88830M102 562 68,100 SOLE 68,100 STOCK YAMANA GOLD INC COMMON 98462Y100 685 88,700 SOLE 88,700 STOCK
Q:\EDGAR EasePlus\6127-002 Basix\basix 13f 12-31-08\basix13f-4th08.rtf
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