-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQlbJBEqbAccOslAjTaKLVTpjFuPgaBNkTw0GFgjVrnqZbWNFqpVHJ3Ettb77dwz hU6jv8bpkinZQ8YLzpgetQ== 0001317613-10-000007.txt : 20100517 0001317613-10-000007.hdr.sgml : 20100517 20100517090836 ACCESSION NUMBER: 0001317613-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAR Investment Management LLC CENTRAL INDEX KEY: 0001317613 IRS NUMBER: 200898440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11211 FILM NUMBER: 10835952 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 373-8930 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 adar_13f20100331.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ADAR Investment Management LLC Address: 156 West 56th Street, Suite 801 New York, New York 10019 Form 13F File Number: 028-11211 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Morse Title: Chief Operating Officer Phone: (212) 373-8900 Signature, Place, and Date of Signing: /s/ Aaron Morse New York, New York May 17, 2010 - --------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $114,594 (thousands) List of Other Included Managers: FORM 13F INFORMATION TABLE Name of Reporting Manager: ADAR Investment Management LLC For Quarter Ended: March 31, 2010 Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Title of CUSIP Fair Shares Sh/ Put/ Inv. Other (a) (b) (c) Issuer Class Number Market or Prn Call Discr. Mgrs Sole SharedNone Value Principal (X$1000) Amount ABOVENET INC COM 00374N107 3,287 64,794 SH SOLE 64,794 ACE LTD COM H0023R105 4,193 80,172 SH SOLE 80,172 AETNA INC NEW COM 00817Y108 2,107 60,000 SH SOLE 60,000 AOL INC COM 00184X105 3,792 150,000 SH SOLE 150,000 APOLLO COML REAL EST FIN COM 03762U105 1,458 80,935 SH SOLE 80,935 APOLLO INVT CORP COM 03761U106 302 23,711 SH SOLE 23,711 ASSURED GUARANTY LTD COM G0585R106 2,283 103,900 SH SOLE 103,900 BHP BILLITON LTD SPONSORED ADR 088606108 795 9,900 SH SOLE 9,900 BPW ACQUISITION CORP COM 055637102 1,712 137,540 SH SOLE 137,540 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 4,551 188,542 SH SOLE 188,542 CAPITAL ONE FINL CORP COM 14040H105 3,727 90,000 SH SOLE 90,000 CBS CORP NEW CL B 124857202 1,743 125,000 SH SOLE 125,000 CHUBB CORP COM 171232101 4,188 80,770 SH SOLE 80,770 DISNEY WALT CO COM DISNEY 254687106 873 25,000 SH SOLE 25,000 EATON VANCE LTD DUR INCOM COM 27828H105 531 33,399 SH SOLE 33,399 ENSCO INTL PLC SPONSORED ADR 29358Q109 4,478 100,000 SH SOLE 100,000 EQUINIX INC COM NEW 29444U502 3,894 40,000 SH SOLE 40,000 FREEPORT-MCMORAN COPPER & COM 35671D857 835 10,000 SH SOLE 10,000 GERDAU S A SPONSORED ADR 373737105 698 42,800 SH SOLE 42,800 GLOBAL CROSSING LTD SHS NEW G3921A175 1,773 117,048 SH SOLE 117,048 HORSEHEAD HLDG CORP COM 440694305 2,368 200,000 SH SOLE 200,000 INTERCONTINENTAL HTLS GRP SPONS ADR NEW 45857P301 594 38,000 SH SOLE 38,000 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 2,164 94,516 SH SOLE 94,516 JPMORGAN CHASE & CO COM 46625H100 2,224 86,236 SH SOLE 86,236 KANSAS CITY SOUTHERN COM NEW 485170302 5,426 150,000 SH SOLE 150,000 LAUDER ESTEE COS INC CL A 518439104 1,297 20,000 SH SOLE 20,000 LIBERTY ACQUISITION HLDGS COM 53015Y107 1,976 200,000 SH SOLE 200,000 LOCKHEED MARTIN CORP COM 539830109 4,577 55,000 SH SOLE 55,000 MARRIOTT INTL INC NEW CL A 571903202 4,413 140,000 SH SOLE 140,000 MFA FINANCIAL INC COM 55272X102 184 25,000 SH SOLE 25,000 NAVIOS MARITIME ACQUIS CO SHS Y62159101 2,248 227,750 SH SOLE 227,750 NEWS CORP CL B 65248E203 933 54,848 SH SOLE 54,848 PENNYMAC MTG INVT TR COM 70931T103 2,104 126,645 SH SOLE 126,645 QUALCOMM INC COM 747525103 4,198 100,000 SH SOLE 100,000 SEAHAWK DRILLING INC COM 81201R107 2,438 129,318 SH SOLE 129,318 SOUTHERN COPPER CORP COM 84265V105 716 22,600 SH SOLE 22,600 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1,170 10,000 SH SOLE 10,000 STARWOOD HOTELS&RESORTS W COM 85590A401 4,198 90,000 SH SOLE 90,000 TIME WARNER INC COM NEW 887317303 938 30,000 SH SOLE 30,000 TRAVELERS COMPANIES INC COM 89417E109 4,585 85,000 SH SOLE 85,000 UNITED STATES STL CORP NE COM 912909108 737 11,600 SH SOLE 11,600 UNITEDHEALTH GROUP INC COM 91324P102 1,960 60,000 SH SOLE 60,000 VIACOM INC NEW CL B 92553P201 688 20,000 SH SOLE 20,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,165 50,000 SH SOLE 50,000 WASHINGTON FED INC COM 938824109 1,219 60,000 SH SOLE 60,000 WILLIAMS COS INC DEL COM 969457100 5,313 230,000 SH SOLE 230,000 WILMINGTON TRUST CORP COM 971807102 2,734 164,993 SH SOLE 164,993 WYNDHAM WORLDWIDE CORP COM 98310W108 1,029 40,000 SH SOLE 40,000 XL CAP LTD CL A G98255105 3,780 200,000 SH SOLE 200,000
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