-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KS/q1WbG7bMWkO1825xvmuRPBp/EWOWXTyKcH87QbG58IonaeBSoT8ZF4z+EZy2b K9qVHTLovS/nuhDf6WICWQ== 0001013594-08-000482.txt : 20080814 0001013594-08-000482.hdr.sgml : 20080814 20080814094226 ACCESSION NUMBER: 0001013594-08-000482 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAR Investment Management LLC CENTRAL INDEX KEY: 0001317613 IRS NUMBER: 200898440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11211 FILM NUMBER: 081015680 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 373-8930 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 adar13fhr-081408.txt AUGUST 11, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ADAR Investment Management LLC Address: 156 West 56th Street, Suite 801 New York, New York 10019 Form 13F File Number: 028-11211 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Morse Title: Chief Operating Officer Phone: (212) 373-8900 Signature, Place, and Date of Signing: /s/ Aaron Morse New York, New York August 12, 2008 ------------------ ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $115,284 (thousands) List of Other Included Managers: None.
FORM 13F INFORMATION TABLE For Quarter Ended: 06/30/08 Name of Reporting Manager: ADAR Investment Management LLC Item 8: Item 1: Item 2 : Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Other (a) (b) (c) Number Value Principal Sh/ Put/ Discretion Managers Sole Shared None (X$1000) Amount Prn Call ASSISTED LIVING CONCPT NEV N CL A 04544X102 2,310 420,000 SH SOLE 420,000 CASTLEPOINT HOLDINGS LTD COM G19522112 4,909 540,000 SH SOLE 540,000 COMCAST CORP NEW CL A 20030N101 3,794 200,000 SH SOLE 200,000 CYPRESS SEMICONDUCTOR CORP COM 232806109 12,375 500,000 SH SOLE 500,000 FIRST MERCURY FINANCIAL CORP COM 320841109 441 25,000 SH SOLE 25,000 GENEVA ACQUISITION CORP UNIT 99/99/9999 37185Y203 1,782 300,000 SH SOLE 300,000 GRACE W R & CO DEL NEW COM 38388F108 14,681 625,000 SH SOLE 625,000 HALLIBURTON CO COM 406216101 2,654 50,000 SH SOLE 50,000 HICKS ACQUISITION CO I INC UNIT 99/99/9999 429086408 1,968 200,000 SH SOLE 200,000 HORSEHEAD HLDG CORP COM 440694305 4,864 400,000 SH SOLE 400,000 KANSAS CITY SOUTHERN COM NEW 485170302 12,097 275,000 SH SOLE 275,000 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 4,470 600,000 SH SOLE 600,000 LAZARD LTD SHS A G54050102 1,025 30,000 SH SOLE 30,000 MFA MTG INVTS INC COM 55272X102 4,409 676,200 SH SOLE 676,200 PENNANTPARK INVT CORP COM 708062104 252 34,948 SH SOLE 34,948 PROSPECT CAPITAL CORPORATION COM 74348T102 330 25,000 SH SOLE 25,000 RENAISSANCE ACQUISITION CORP UNIT 01/28/2011 75966C206 598 100,000 SH SOLE 100,000 RENAISSANCERE HOLDINGS LTD COM G7496G103 2,680 60,000 SH SOLE 60,000 RISKMETRICS GROUP INC COM 767735103 786 40,000 SH SOLE 40,000 SAIC INC COM 78390X101 2,601 125,000 SH SOLE 125,000 SCRIPPS E W CO OHIO EX DISTRIB 811054113 307 100,000 SH SOLE 100,000 SEANERGY MARITIME CORP SHS Y73760103 1,466 150,000 SH SOLE 150,000 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 765 96,800 SH SOLE 96,800 TW TELECOM INC COM 87311L104 4,809 300,000 SH SOLE 300,000 TREMISIS ENERGY ACQ CORP II UNIT 99/99/9999 89472N200 803 100,000 SH SOLE 100,000 TRIAN ACQUISITION I CORP COM 89582E108 5,526 600,000 SH SOLE 600,000 TRIPLECROWN ACQUISITION CORP UNIT 07/12/2012 89677G208 4,875 500,000 SH SOLE 500,000 UNITED REFINING ENERGY CORP COM 911360105 1,890 200,000 SH SOLE 200,000 VICTORY ACQUISITION CORP UNIT 99/99/9999 92644D209 2,050 200,000 SH SOLE 200,000 XL CAP LTD CL A G98255105 7,710 375,000 SH SOLE 375,000 XM SATELLITE RADIO HLDGS INC CL A 983759101 1,098 140,000 SH SOLE 140,000 YAMANA GOLD INC COM 98462Y100 4,962 300,000 SH SOLE 300,000 Information Table Entry Total: 32 Information Value Total (Thousands): 115,284
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