0001317346-23-000010.txt : 20230817 0001317346-23-000010.hdr.sgml : 20230817 20230817112135 ACCESSION NUMBER: 0001317346-23-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230817 DATE AS OF CHANGE: 20230817 EFFECTIVENESS DATE: 20230817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA Financial Group L.P. CENTRAL INDEX KEY: 0001317346 IRS NUMBER: 134078069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11283 FILM NUMBER: 231180461 BUSINESS ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-5800 MAIL ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001317346 XXXXXXXX 06-30-2023 06-30-2023 true 1 RESTATEMENT OTA Financial Group L.P.

1 MANHATTANVILLE ROAD PURCHASE NY 10577

13F HOLDINGS REPORT 028-11283 N James Santori 914-460-4007 James Santori Purchase NY 08-17-2023 2 7 143186 false 1 0001268580 028-11280 OTA LLC 2 0001425475 028-12833 OTA TRADING FUND 1 LLC INFORMATION TABLE 2 022023.xml ALPHABET INC-CL A CL A 02079K305 5092 42543 SH DFND 2 5092 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 20460 60000 SH DFND 2 20460 0 0 BOOKING HOLDINGS INC COM 09857L108 45905 17000 SH DFND 2 45905 0 0 LIBERTY BROADBAND-C COM SER C 530307305 843 10534 SH DFND 2 843 0 0 OCCIDENTAL PETROLEUM CORP W EXP 08/03/202 674599162 64745 1734876 SH DFND 2 64745 0 0 BIORA THERAPEUTICS INC CALL 74319F905 379 98500 SH DFND 2 379 0 0 SCILEX HOLDING CO CALL 80880W906 5762 1034600 SH DFND 2 5762 0 0