0001317346-15-000003.txt : 20150717 0001317346-15-000003.hdr.sgml : 20150717 20150717101231 ACCESSION NUMBER: 0001317346-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150717 DATE AS OF CHANGE: 20150717 EFFECTIVENESS DATE: 20150717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTA Financial Group L.P. CENTRAL INDEX KEY: 0001317346 IRS NUMBER: 134078069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11283 FILM NUMBER: 15992928 BUSINESS ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-5800 MAIL ADDRESS: STREET 1: 1 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317346 XXXXXXXX 06-30-2015 06-30-2015 OTA Financial Group L.P.

1 MANHATTANVILLE ROAD PURCHASE NY 10577

13F HOLDINGS REPORT 028-11283 N John Hanratty 914-460-4099 John Hanratty Purchase NY 07-16-2015 2 76 238180 false 1 0001268580 028-11280 OTA LLC 2 0001425475 028-12833 OTA SWAPS LLC INFORMATION TABLE 2 Q22015.xml ABERDEEN CHILE FUND INC COM 00301W105 617 83019 SH DFND 2 617 0 0 ACCESS MIDSTREAM PARTNERS LP L UNIT 00434L109 774 14284 SH DFND 2 774 0 0 ALCOA INC COM 013817101 336 21324 SH DFND 2 336 0 0 ALLERGAN INC COM 018490102 2500 11764 SH DFND 2 2500 0 0 ALLIANCE WRLD DLR G F II COM 01879R106 2019 162455 SH DFND 2 2019 0 0 ALLIANZGI NFJ DIVIDEND INTER COM 01883A107 399 24948 SH DFND 2 399 0 0 AMERICA MOVIL S A DE C V SHS 02364W204 1075 48500 SH DFND 2 1075 0 0 AMERICAN INTERNATIONAL GROUP COM 026874784 699 12487 SH DFND 2 699 0 0 ARCELORMITTAL MAND CV NT 16 L0302D178 380 21995 SH DFND 2 380 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 2562 93990 SH DFND 2 2562 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 785 22852 SH DFND 2 785 0 0 BLACKROCK CREDIT ALLOCATION COM 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