0001317329-14-000013.txt : 20141218
0001317329-14-000013.hdr.sgml : 20141218
20141218115612
ACCESSION NUMBER: 0001317329-14-000013
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141218
DATE AS OF CHANGE: 20141218
EFFECTIVENESS DATE: 20141218
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPINE ASSOCIATES ADVISORS
CENTRAL INDEX KEY: 0001317329
IRS NUMBER: 066204276
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11149
FILM NUMBER: 141294851
BUSINESS ADDRESS:
STREET 1: 574 SYLVAN AVENUE
STREET 2: SUITE 100
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
BUSINESS PHONE: 201-871-0866
MAIL ADDRESS:
STREET 1: 574 SYLVAN AVENUE
STREET 2: SUITE 100
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
FORMER COMPANY:
FORMER CONFORMED NAME: ARBITRAGE & TRADING MANAGEMENT CO
DATE OF NAME CHANGE: 20050210
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001317329
XXXXXXXX
09-30-2014
09-30-2014
true
1
RESTATEMENT
ALPINE ASSOCIATES ADVISORS
574 SYLVAN AVENUE
SUITE 100
ENGLEWOOD CLIFFS
NJ
07632
13F HOLDINGS REPORT
028-11149
N
Todd Mason
Chief Compliance Officer
201-871-0866
Todd Mason
Englewood Cliffs
NJ
12-18-2014
1
80
157799516
false
1
0001396835
028-12478
ALPINE ASSOCIATES MANAGEMENT INC.
INFORMATION TABLE
2
Form13f_InfoTable.xml
AT&T INC
PUT
00206R902
870600
30680
SH
Put
SOLE
(1)
870600
0
0
ALCOA INC
COM
013817101
931000
14980
SH
SOLE
(1)
931000
0
0
ALLERGAN INC
COM
018490102
194900
34729
SH
SOLE
(1)
194900
0
0
ALLERGAN INC
CALL
018490902
112000
19957
SH
Call
SOLE
(1)
112000
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917R108
4730000
49570
SH
SOLE
(1)
4730000
0
0
ANNIES INC
COM
03600T104
322200
14789
SH
SOLE
(1)
322200
0
0
APPLE INC
COM
037833100
232700
23445
SH
SOLE
(1)
232700
0
0
APPLIED MATERIALS INC
CALL
038222905
500000
10805
SH
Call
SOLE
(1)
500000
0
0
ASTRAZENECA PLC
CALL
046353908
85600
6115
SH
Call
SOLE
(1)
85600
0
0
ATHLON ENERGY INC
COM
047477104
1624500
94595
SH
SOLE
(1)
1624500
0
0
BCE INC
COM NEW
05534B760
357637
15293
SH
SOLE
(1)
15293
0
0
BALLY TECHNOLOGIES INC
COM
05874B107
952787
76890
SH
SOLE
(1)
952787
0
0
BANCO SANTANDER BRASIL A S
ADS REP 1 UNIT
05967A107
5090470
33292
SH
SOLE
(1)
5090470
0
0
BANK OF AMERICA CORPORATION
COM
060505104
744400
12692
SH
SOLE
(1)
744400
0
0
B2GOLD CORP
COM
11777Q209
2048484
4143
SH
SOLE
(1)
2048484
0
0
BURGER KING WORLDWIDE INC
COM
121220107
22462
666
SH
SOLE
(1)
22462
0
0
BURGER KING WORLDWIDE INC
PUT
121220957
162200
4811
SH
Put
SOLE
(1)
162200
0
0
CELGENE CORP
COM
151020104
92800
8796
SH
SOLE
(1)
92800
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
21000000
30909
PRN
SOLE
(1)
21000000
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 01/27/2016
203668116
4158900
146
SH
SOLE
(1)
4158900
0
0
COMPUWARE CORP
COM
205638109
4308400
45712
SH
SOLE
(1)
4308400
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
970900
123130
SH
SOLE
(1)
970900
0
0
CONVERSANT INC
COM
21249J105
1612800
55238
SH
SOLE
(1)
1612800
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
4273460
513
SH
SOLE
(1)
4273460
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
186200
6731
SH
SOLE
(1)
186200
0
0
DIRECTV
COM
25490A309
2278400
197127
SH
SOLE
(1)
2278400
0
0
DIRECTV
CALL
25490A909
100000
8652
SH
Call
SOLE
(1)
100000
0
0
DRESSER-RAND GROUP INC.
COM
261608103
594300
48887
SH
SOLE
(1)
594300
0
0
EINSTEIN NOAH REST GROUP INC
COM
28257U104
300000
6048
SH
SOLE
(1)
300000
0
0
FAMILY DLR STORES INC
COM
307000109
642978
49664
SH
SOLE
(1)
642978
0
0
FAMILY DLR STORES INC
CALL
307000909
150000
11586
SH
Call
SOLE
(1)
150000
0
0
GFI GROUP INC
COM
361652209
758200
4102
SH
SOLE
(1)
758200
0
0
GENTIVA HEALTH SERVICES INC
COM
37247A102
493200
8276
SH
SOLE
(1)
493200
0
0
GLIMCHER RLTY TR
SH BEN INT
379302102
4225100
57208
SH
SOLE
(1)
4225100
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
3328535
6657
SH
SOLE
(1)
3328535
0
0
HUDSON CITY BANCORP
COM
443683107
9164101
89075
SH
SOLE
(1)
9164101
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
2511000
24432
SH
SOLE
(1)
2511000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
258600
16762
SH
SOLE
(1)
258600
0
0
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
3535100
59637
SH
SOLE
(1)
3535100
0
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
1507900
59170
SH
SOLE
(1)
1507900
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
1399700
18994
SH
SOLE
(1)
1399700
0
0
LIN MEDIA LLC
CL A COM
532771102
1085402
24096
SH
SOLE
(1)
1085402
0
0
LINNCO LLC
COMSHS LTD INT
535782106
2230526
64574
SH
SOLE
(1)
2230526
0
0
LORILLARD INC
COM
544147101
1106700
66302
SH
SOLE
(1)
1106700
0
0
LORILLARD INC
PUT
544147951
100000
5991
SH
Put
SOLE
(1)
100000
0
0
MEASUREMENT SPECIALTIES INC
COM
583421102
126499
10830
SH
SOLE
(1)
126499
0
0
MOVE INC
COM NEW
62458M207
1191000
24963
SH
SOLE
(1)
1191000
0
0
MULTIMEDIA GAMES HLDG CO INC
COM
625453105
375700
13529
SH
SOLE
(1)
375700
0
0
OMNICARE INC
NOTE 3.75% 4/0
681904AP3
25000000
39047
PRN
SOLE
(1)
25000000
0
0
PEPCO HOLDING INC
COM
713291102
1147000
30694
SH
SOLE
(1)
1147000
0
0
PETSMART
CALL
716768906
100000
7009
SH
Call
SOLE
(1)
100000
0
0
PROTECTIVE LIFE CORP
COM
743674103
1305400
90608
SH
SOLE
(1)
1305400
0
0
QUANTA SERVICES INC
COM
74762E102
372800
13529
SH
SOLE
(1)
372800
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
2515173
25252
SH
SOLE
(1)
2515173
0
0
ROCKWOOD HOLDINGS INC
COM
774415103
1758000
134399
SH
SOLE
(1)
1758000
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
125000
5913
SH
SOLE
(1)
5913
0
0
SAFEWAY INC
COM NEW
786514208
1667200
57185
SH
SOLE
(1)
1667200
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
1299149
8496
SH
SOLE
(1)
1299149
0
0
SIGMA ALDRICH CORP
COM
826552101
540600
73527
SH
SOLE
(1)
540600
0
0
TIM HORTONS INC
COM
88706M103
937700
73359
SH
SOLE
(1)
937700
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
1561600
158112
SH
SOLE
(1)
1561600
0
0
TW TELECOM INC
COM
87311L104
1164769
48466
SH
SOLE
(1)
1164769
0
0
TIBCO SOFTWARE INC
COM
88632Q103
433300
10239
SH
SOLE
(1)
433300
0
0
TIME WARNER CABLE INC
COM
88732J207
501900
72018
SH
SOLE
(1)
501900
0
0
TIME WARNER CABLE INC
CALL
88732J907
75000
10762
SH
Call
SOLE
(1)
75000
0
0
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
1807130
34462
SH
SOLE
(1)
1807130
0
0
TRULIA INC
COM
897888103
1397712
68348
SH
SOLE
(1)
1397712
0
0
URS CORP NEW
COM
903236107
1037663
59780
SH
SOLE
(1)
1037663
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
186200
8615
SH
SOLE
(1)
186200
0
0
VODAPHONE GROUP PLC NEW
CALL
92857W908
105000
3453
SH
Call
SOLE
(1)
105000
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
15000000
41738
PRN
SOLE
(1)
15000000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
164700
3441
SH
SOLE
(1)
164700
0
0
COVIDIEN PLC
SHS
G2554F113
2388600
206638
SH
SOLE
(1)
2388600
0
0
COVIDIEN PLC
CALL
G2554F903
38700
3348
SH
Call
SOLE
(1)
38700
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
67329
6070
SH
SOLE
(1)
67329
0
0
MALLINCKRODT PUB LTD CO
PUT
G5785G957
100000
9015
SH
Put
SOLE
(1)
100000
0
0
MONTAGE TECHNOLOGY GROUP LTD
SHS
G6209T105
869200
18158
SH
SOLE
(1)
869200
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
186200
20232
SH
SOLE
(1)
186200
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
898150
24996
SH
SOLE
(1)
898150
0
0