0001193125-12-313504.txt : 20120725 0001193125-12-313504.hdr.sgml : 20120725 20120725082702 ACCESSION NUMBER: 0001193125-12-313504 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120725 DATE AS OF CHANGE: 20120725 EFFECTIVENESS DATE: 20120725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Li Winifred I CENTRAL INDEX KEY: 0001317264 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11153 FILM NUMBER: 12977863 MAIL ADDRESS: STREET 1: ROPES & GRAY LLP STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110-2624 13F-HR 1 d385034d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVERPAGE Report for the Calendar Quarter Ended: 6/30/12 If amended report check here: [_]; Amendment Number: --------- Institutional Investment Manager Filing this Report: Name: Winifred I. Li Address: 800 Boylston Street Boston Ma 02199-3600 Form 13F File Number: 28-11153 The institutional investment manager filing this report and the person by whom it is signed here by represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, that that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: Winifred I. Li Boston, Ma. 7/25/12 ------------------------- ------------------------- ------------------------ (Signature) (City, State) (Date) [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and apportion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 406 Form 13F Information Table Value Total: $103,066,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---------------------- 14 801-69700 Barclays Capital, Inc.
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- HOLOGIC CONV V-A BONDPAYING 2.000% 12/15/37 PERIODIC PAR SHARED - INCOME 436440AA9 102.64 105000 VALUE Other 14 102.64 KINROSS GOLD CONV BONDPAYING 1.750% 3/15/28 PERIODIC PAR SHARED - INCOME 496902AD9 88.99 90000 VALUE Other 14 88.99 L-3 COMM CORP CONV BONDPAYING 3.000% 8/01/35 PERIODIC PAR SHARED - INCOME 502413AW7 136.50 140000 VALUE Other 14 136.50 MEDICIS PHARMA CONV BONDPAYING 1.375% 6/01/17 PERIODIC PAR SHARED - INCOME 584690AC5 84.26 85000 VALUE Other 14 84.26 NUVASIVE INC CONV BONDPAYING 2.750% 7/01/17 PERIODIC PAR SHARED - INCOME 670704AC9 88.76 90000 VALUE Other 14 88.76 PATRIOT COAL CONV BONDPAYING 3.250% 5/31/13 PERIODIC PAR SHARED - INCOME 70336TAA2 25.65 95000 VALUE Other 14 25.65 RTI INTL METALS CONV BONDPAYING 3.000% 12/01/15 PERIODIC PAR SHARED - INCOME 74973WAA5 65.98 65000 VALUE Other 14 65.98 WILSON GRTBTCH CONV BONDPAYING 2.250% 6/15/13 PERIODIC PAR SHARED - INCOME 39153LAB2 79.30 80000 VALUE Other 14 79.30 WRIGHT MEDICAL CONV BONDPAYING 2.625% 12/01/14 PERIODIC PAR SHARED - INCOME 98235TAA5 126.70 140000 VALUE Other 14 126.70 3M CO COMMON SHARED - STOCK 88579Y101 880.77 9830 SHARES Other 14 880.77 3M CO COMMON SHARED - STOCK 88579Y101 88.35 986 SHARES Other 88.35 ABB LTD-SPON ADR COMMON SHARED - STOCK 000375204 240.77 14753 SHARES Other 240.77 ABBOTT LABS COMMON SHARED - STOCK 002824100 848.30 13158 SHARES Other 848.30 ABBOTT LABS COMMON SHARED - STOCK 002824100 444.33 6892 SHARES Other 14 444.33
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- ACCENTURE PLC CL A COMMON SHARED - STOCK G1151C101 620.43 10325 SHARES Other 14 620.43 ACCO BRANDS CORP COMMON SHARED - STOCK 00081T108 2.29 221 SHARES Other 14 2.29 ACE LIMITED COMMON SHARED - STOCK H0023R105 672.88 9077 SHARES Other 672.88 ACUITY BRANDS INC COMMON SHARED - STOCK 00508Y102 40.73 800 SHARES Other 14 40.73 ADOBE SYS INC COMMON SHARED - STOCK 00724F101 3.88 120 SHARES Other 3.88 AGL RES INC COMMON SHARED - STOCK 001204106 155.00 4000 SHARES Other 155.00 AIR PRODUCTS & CHEMICALS INC COMMON SHARED - STOCK 009158106 322.60 3996 SHARES Other 322.60 ALLERGAN INC COMMON SHARED - STOCK 018490102 4.63 50 SHARES Other 4.63 ALLETE INC COMMON SHARED - STOCK 018522300 48.07 1150 SHARES Other 14 48.07 ALLIANT CORP COMMON SHARED - STOCK 018802108 132.15 2900 SHARES Other 14 132.15 AMAZON.COM INC COMMON SHARED - STOCK 023135106 51.84 227 SHARES Other 51.84 AMC NETWORKS-A COMMON SHARED - STOCK 00164V103 11.45 322 SHARES Other 14 11.45 AMERICAN EXPRESS CO COMMON SHARED - STOCK 025816109 1,025.60 17619 SHARES Other 14 1,025.60 AMERISOURCEBERGEN CORP COMMON SHARED - STOCK 03073E105 550.51 13990 SHARES Other 14 550.51 AMGEN INC COMMON SHARED - STOCK 031162100 241.26 3309 SHARES Other 241.26 ANHEUSER-BUSCH INVEV SPONS COMMON SHARED - ADR STOCK 03524A108 31.86 400 SHARES Other 31.86 APACHE CORP COMMON SHARED - STOCK 037411105 353.58 4023 SHARES Other 14 353.58 APPLE INC COMMON SHARED - STOCK 037833100 896.44 1535 SHARES Other 14 896.44 APPLE INC COMMON SHARED - STOCK 037833100 1,225.23 2098 SHARES Other 1,225.23 APPLIED MATERIALS INC COMMON SHARED - STOCK 038222105 5.72 500 SHARES Other 5.72 AQUA AMERICA INC COMMON SHARED - STOCK 03836W103 82.37 3300 SHARES Other 14 82.37
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- ARRIS GROUP INC COMMON SHARED - STOCK 04269Q100 22.12 1590 SHARES Other 14 22.12 AT&T INC COMMON SHARED - STOCK 00206R102 666.88 18701 SHARES Other 666.88 ATMEL CORP COMMON SHARED - STOCK 049513104 40.19 5990 SHARES Other 14 40.19 AUTOMATIC DATA PROCESSING COMMON SHARED - INC STOCK 053015103 473.83 8513 SHARES Other 14 473.83 AUTOMATIC DATA PROCESSING COMMON SHARED - INC STOCK 053015103 587.05 10547 SHARES Other 587.05 AVIS BUDGET GROUP COMMON SHARED - STOCK 053774105 70.38 4630 SHARES Other 14 70.38 AVNET INC COMMON SHARED - STOCK 053807103 36.41 1180 SHARES Other 14 36.41 BABCOCK & WILCOX COMMON SHARED - STOCK 05615F102 43.12 1760 SHARES Other 14 43.12 BAKER HUGHES INC COMMON SHARED - STOCK 057224107 12.33 300 SHARES Other 14 12.33 BANK OF AMERICA CORP COMMON SHARED - STOCK 060505104 25.03 3060 SHARES Other 25.03 BANK OF NEW YORK MELLON CORP COMMON SHARED - STOCK 064058100 617.12 28115 SHARES Other 14 617.12 BELO CORPORATION COMMON SHARED - STOCK 080555105 20.09 3120 SHARES Other 14 20.09 BENEFICIAL MUTUAL BANCORP COMMON SHARED - INC STOCK 08173R104 27.79 3220 SHARES Other 14 27.79 BERKSHIRE HATHAWAY INC-CL B COMMON SHARED - STOCK 084670702 832.05 9985 SHARES Other 14 832.05 BERKSHIRE HATHAWAY INC-CL B COMMON SHARED - STOCK 084670702 297.65 3572 SHARES Other 297.65 BHP BILLITON LTD ADR COMMON SHARED - STOCK 088606108 131.84 2019 SHARES Other 131.84 BOEING CO COMMON SHARED - STOCK 097023105 273.87 3686 SHARES Other 273.87 BP PLC SPONS ADR COMMON SHARED - STOCK 055622104 293.92 7250 SHARES Other 293.92 BRINKS CO COMMON SHARED - STOCK 109696104 12.29 530 SHARES Other 14 12.29
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- BRISTOL MYERS SQUIBB CO COMMON SHARED - STOCK 110122108 279.91 7786 SHARES Other 279.91 BROADRIDGE FINL SOLUTIONS COMMON SHARED - INC STOCK 11133T103 60.41 2840 SHARES Other 14 60.41 BROOKS AUTOMATION INC COMMON SHARED - STOCK 114340102 12.37 1310 SHARES Other 14 12.37 CABLEVISION NY GROUP CL A COMMON SHARED - STOCK 12686C109 18.47 1390 SHARES Other 14 18.47 CABOT OIL & GAS CORP COMMON SHARED - STOCK 127097103 415.75 10552 SHARES Other 14 415.75 CAE INC COMMON SHARED - STOCK 124765108 22.75 2350 SHARES Other 14 22.75 CAMECO CORP COMMON SHARED - STOCK 13321L108 49.17 2240 SHARES Other 14 49.17 CANADIAN NATIONAL RAILWAY CO COMMON SHARED - STOCK 136375102 33.75 400 SHARES Other 14 33.75 CANADIAN NATIONAL RAILWAY CO COMMON SHARED - STOCK 136375102 1,322.49 15673 SHARES Other 1,322.49 CAPITOL FEDERAL FINANCIAL COMMON SHARED - INC. STOCK 14057J101 66.41 5590 SHARES Other 14 66.41 CARRIZO OIL & GAS INC COMMON SHARED - STOCK 144577103 31.24 1330 SHARES Other 14 31.24 CATERPILLAR INC COMMON SHARED - STOCK 149123101 70.05 825 SHARES Other 14 70.05 CATERPILLAR INC COMMON SHARED - STOCK 149123101 181.03 2132 SHARES Other 181.03 CBOE HOLDINGS INC COMMON SHARED - STOCK 12503M108 51.76 1870 SHARES Other 14 51.76 CENOVUS ENERGY INC COMMON SHARED - STOCK 15135U109 319.91 10060 SHARES Other 14 319.91 CENTERPOINT ENERGY INC COMMON SHARED - STOCK 15189T107 103.35 5000 SHARES Other 14 103.35 CHEMTURA CORP COMMON SHARED - STOCK 163893209 56.99 3930 SHARES Other 14 56.99 CHEVRON CORP COMMON SHARED - STOCK 166764100 512.94 4862 SHARES Other 512.94 CHEVRON CORP COMMON SHARED - STOCK 166764100 395.63 3750 SHARES Other 14 395.63
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- CHICAGO BRIDGE & IRON CO COMMON SHARED - STOCK 167250109 69.09 1820 SHARES Other 14 69.09 CHINA MOBILE LIMITED SPONS COMMON SHARED - ADR STOCK 16941M109 123.01 2250 SHARES Other 14 123.01 CHUBB CORP COMMON SHARED - STOCK 171232101 161.22 2214 SHARES Other 161.22 CHUNGHWA TELECOM LTD SPONS COMMON SHARED - ADR STOCK 17133Q502 110.63 3520 SHARES Other 14 110.63 CHURCH & DWIGHT INC COMMON SHARED - STOCK 171340102 271.91 4902 SHARES Other 14 271.91 CINCINNATI BELL INC COMMON SHARED - STOCK 171871106 31.06 8350 SHARES Other 14 31.06 CINTAS CORP COMMON SHARED - STOCK 172908105 458.69 11880 SHARES Other 14 458.69 CIRCOR INTL INC COMMON SHARED - STOCK 17273K109 39.20 1150 SHARES Other 14 39.20 CISCO SYSTEMS INC COMMON SHARED - STOCK 17275R102 99.52 5796 SHARES Other 14 99.52 CISCO SYSTEMS INC COMMON SHARED - STOCK 17275R102 732.99 42690 SHARES Other 732.99 COCA COLA CO COMMON SHARED - STOCK 191216100 656.33 8394 SHARES Other 656.33 COCA COLA CO COMMON SHARED - STOCK 191216100 39.10 500 SHARES Other 14 39.10 COGNEX CORP COMMON SHARED - STOCK 192422103 15.51 490 SHARES Other 14 15.51 COLGATE PALMOLIVE CO COMMON SHARED - STOCK 194162103 554.44 5326 SHARES Other 554.44 COMERICA INC COMMON SHARED - STOCK 200340107 551.86 17970 SHARES Other 14 551.86 COMPANHIA ENERGETICA DE COMMON SHARED - MINAS GERAIS STOCK 204409601 183.44 9959 SHARES Other 183.44 COMPASS MINERALS COMMON SHARED - STOCK 20451N101 42.72 560 SHARES Other 14 42.72 CONOCOPHILLIPS COMMON SHARED - STOCK 20825C104 437.76 7834 SHARES Other 437.76 COVIDIEN PLC COMMON SHARED - STOCK G2554F113 527.51 9860 SHARES Other 14 527.51 CUMMINS INC COMMON SHARED - STOCK 231021106 58.15 600 SHARES Other 14 58.15
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- CVS CAREMARK CORP COMMON SHARED - STOCK 126650100 314.26 6725 SHARES Other 314.26 DANA HOLDING CORP COMMON SHARED - STOCK 235825205 37.28 2910 SHARES Other 14 37.28 DANAHER CORP COMMON SHARED - STOCK 235851102 73.75 1416 SHARES Other 73.75 DANAHER CORP COMMON SHARED - STOCK 235851102 444.09 8527 SHARES Other 14 444.09 DELTIC TIMBER CORP COMMON SHARED - STOCK 247850100 56.71 930 SHARES Other 14 56.71 DENBURY RES INC COMMON SHARED - STOCK 247916208 145.06 9600 SHARES Other 145.06 DENNY'S CORPORATION COMMON SHARED - STOCK 24869P104 37.35 8450 SHARES Other 14 37.35 DEVON ENERGY CORPORATION NEW COMMON SHARED - STOCK 25179M103 629.08 10848 SHARES Other 14 629.08 DEVON ENERGY CORPORATION NEW COMMON SHARED - STOCK 25179M103 17.40 300 SHARES Other 17.40 DIAGEO PLC ADR COMMON SHARED - STOCK 25243Q205 371.05 3600 SHARES Other 14 371.05 DIEBOLD INC COMMON SHARED - STOCK 253651103 14.39 390 SHARES Other 14 14.39 DINEEQUITY INC COMMON SHARED - STOCK 254423106 44.19 990 SHARES Other 14 44.19 DISCOVERY COMMUNICATIONS CL COMMON SHARED - C STOCK 25470F302 63.11 1260 SHARES Other 14 63.11 DISNEY WALT CO NEW COMMON SHARED - STOCK 254687106 40.01 825 SHARES Other 14 40.01 DISNEY WALT CO NEW COMMON SHARED - STOCK 254687106 341.34 7038 SHARES Other 341.34 DOVER CORP COMMON SHARED - STOCK 260003108 403.15 7520 SHARES Other 14 403.15 DRESSER-RAND GRO COMMON SHARED - STOCK 261608103 38.75 870 SHARES Other 14 38.75 DU PONT E I DE NEMOURS & CO COMMON SHARED - STOCK 263534109 1,269.26 25099 SHARES Other 1,269.26 DUKE ENERGY CORP COMMON SHARED - STOCK 26441C105 30.67 1330 SHARES Other 30.67
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- ECOLAB INC COMMON SHARED - STOCK 278865100 123.35 1800 SHARES Other 123.35 EDWARDS LIFESCIENCES CORP COMMON SHARED - STOCK 28176E108 298.64 2891 SHARES Other 14 298.64 EDWARDS LIFESCIENCES CORP COMMON SHARED - STOCK 28176E108 361.55 3500 SHARES Other 361.55 ELECTRONIC ARTS INC COMMON SHARED - STOCK 285512109 3.40 275 SHARES Other 3.40 EMC CORP MASS COMMON SHARED - STOCK 268648102 338.70 13215 SHARES Other 14 338.70 EMC CORP MASS COMMON SHARED - STOCK 268648102 787.25 30716 SHARES Other 787.25 EMERSON ELEC CO COMMON SHARED - STOCK 291011104 418.01 8974 SHARES Other 418.01 EMERSON ELEC CO COMMON SHARED - STOCK 291011104 69.87 1500 SHARES Other 14 69.87 ENERSIS SA SPONS ADR COMMON SHARED - STOCK 29274F104 77.61 4150 SHARES Other 14 77.61 ENPRO INDUSTRIES INC COMMON SHARED - STOCK 29355X107 61.29 1640 SHARES Other 14 61.29 EOG RES INC COMMON SHARED - STOCK 26875P101 248.97 2763 SHARES Other 248.97 EOG RES INC COMMON SHARED - STOCK 26875P101 379.27 4209 SHARES Other 14 379.27 EXELON CORP COMMON SHARED - STOCK 30161N101 141.34 3757 SHARES Other 141.34 EXPEDITORS INTL WASH INC COMMON SHARED - STOCK 302130109 477.98 12335 SHARES Other 14 477.98 EXPRESS SCRIPTS HLDG COMMON SHARED - STOCK 30219G108 361.83 6481 SHARES Other 14 361.83 EXXON MOBIL CORP COMMON SHARED - STOCK 30231G102 458.66 5360 SHARES Other 14 458.66 EXXON MOBIL CORP COMMON SHARED - STOCK 30231G102 3,119.20 36452 SHARES Other 3,119.20 FIRST AMERICAN FINANCIAL COMMON SHARED - CORPORATION STOCK 31847R102 53.08 3130 SHARES Other 14 53.08 FIRST NIAGARA FINANCIAL GRP COMMON SHARED - STOCK 33582V108 39.78 5200 SHARES Other 14 39.78
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- FIRSTMERIT CORP COMMON SHARED - STOCK 337915102 44.91 2720 SHARES Other 14 44.91 FISERV INC COMMON SHARED - STOCK 337738108 214.64 2972 SHARES Other 14 214.64 FLOWERS FOODS INC COMMON SHARED - STOCK 343498101 80.38 3460 SHARES Other 14 80.38 FLOWSERVE CORP COMMON SHARED - STOCK 34354P105 57.38 500 SHARES Other 14 57.38 FMC TECHNOLOGIES INC COMMON SHARED - STOCK 30249U101 257.03 6552 SHARES Other 14 257.03 FORESTAR GROUP INC COMMON SHARED - STOCK 346233109 29.85 2330 SHARES Other 14 29.85 FORTUNE BRANDS HOME & COMMON SHARED - SECURITY, INC STOCK 34964C106 21.38 960 SHARES Other 14 21.38 FOSTER LB COMPANY COMMON SHARED - STOCK 350060109 28.32 990 SHARES Other 14 28.32 FOSTER WHEELER AG COMMON SHARED - STOCK H27178104 29.01 1680 SHARES Other 14 29.01 FRANCO NEVADA CORP COMMON SHARED - STOCK 351858105 216.96 4800 SHARES Other 14 216.96 GANNETT INC COMMON SHARED - STOCK 364730101 40.95 2780 SHARES Other 14 40.95 GENERAL DYNAMICS CORP COMMON SHARED - STOCK 369550108 92.34 1400 SHARES Other 92.34 GENERAL ELECTRIC CO COMMON SHARED - STOCK 369604103 565.87 27153 SHARES Other 14 565.87 GENERAL ELECTRIC CO COMMON SHARED - STOCK 369604103 716.12 34363 SHARES Other 716.12 GENERAL MLS INC COMMON SHARED - STOCK 370334104 75.65 1963 SHARES Other 14 75.65 GENERAL MLS INC COMMON SHARED - STOCK 370334104 973.60 25262 SHARES Other 973.60 GENESEE & WYOMING INC CL A COMMON SHARED - STOCK 371559105 32.23 610 SHARES Other 14 32.23 GENTEX CORP COMMON SHARED - STOCK 371901109 79.31 3800 SHARES Other 79.31 GENTEX CORP COMMON SHARED - STOCK 371901109 246.54 11813 SHARES Other 14 246.54 GENUINE PARTS CO COMMON SHARED - STOCK 372460105 144.60 2400 SHARES Other 144.60
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- GILEAD SCIENCES INC COMMON SHARED - STOCK 375558103 46.15 900 SHARES Other 46.15 GLAXO SMITHKLINE SPONSORED COMMON SHARED - ADR STOCK 37733W105 552.31 12120 SHARES Other 14 552.31 GOLDMAN SACHS GROUP INC COMMON SHARED - STOCK 38141G104 52.82 551 SHARES Other 52.82 GOOGLE INC-CL A COMMON SHARED - STOCK 38259P508 197.22 340 SHARES Other 14 197.22 GOOGLE INC-CL A COMMON SHARED - STOCK 38259P508 515.68 889 SHARES Other 515.68 GULFPORT ENERGY CORP COMMON SHARED - STOCK 402635304 40.23 1950 SHARES Other 14 40.23 HALLIBURTON CO COMMON SHARED - STOCK 406216101 16.32 575 SHARES Other 16.32 HANESBRANDS INC COMMON SHARED - STOCK 410345102 69.05 2490 SHARES Other 14 69.05 HANOVER INSURANCE GROUP INC COMMON SHARED - STOCK 410867105 64.17 1640 SHARES Other 14 64.17 HARMONIC LIGHTWAVES INC COMMON SHARED - STOCK 413160102 14.23 3340 SHARES Other 14 14.23 HEALTHCARE SVCS GROUP INC COMMON SHARED - STOCK 421906108 89.15 4600 SHARES Other 89.15 HELMERICH & PAYNE INC COMMON SHARED - STOCK 423452101 32.18 740 SHARES Other 14 32.18 HEWLETT PACKARD CO COMMON SHARED - STOCK 428236103 47.60 2367 SHARES Other 47.60 HEXCEL CORP COMMON SHARED - STOCK 428291108 30.43 1180 SHARES Other 14 30.43 HILL-ROM HOLDING COMMON SHARED - STOCK 431475102 63.55 2060 SHARES Other 14 63.55 HOME DEPOT INC COMMON SHARED - STOCK 437076102 93.58 1766 SHARES Other 93.58 HONEYWELL INTERNATIONAL INC COMMON SHARED - STOCK 438516106 125.64 2250 SHARES Other 125.64 IAC INTERACTIVECORP COMMON SHARED - STOCK 44919P508 20.52 450 SHARES Other 14 20.52 IBERIABANK CORP COMMON SHARED - STOCK 450828108 46.92 930 SHARES Other 14 46.92
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- IDEXX LABS INC COMMON SHARED - STOCK 45168D104 464.88 4836 SHARES Other 464.88 ILLINOIS TOOL WKS INC COMMON SHARED - STOCK 452308109 500.34 9460 SHARES Other 14 500.34 IMMUNOGEN INC COMMON SHARED - STOCK 45253H101 14.40 860 SHARES Other 14 14.40 INGERSOLL-RAND PLC COMMON SHARED - STOCK G47791101 412.94 9790 SHARES Other 14 412.94 INGERSOLL-RAND PLC COMMON SHARED - STOCK G47791101 97.01 2300 SHARES Other 97.01 INTEL CORP COMMON SHARED - STOCK 458140100 90.61 3400 SHARES Other 14 90.61 INTEL CORP COMMON SHARED - STOCK 458140100 543.71 20402 SHARES Other 543.71 INTERNATIONAL BUSINESS COMMON SHARED - MACHINES CORP STOCK 459200101 656.56 3357 SHARES Other 14 656.56 INTERNATIONAL BUSINESS COMMON SHARED - MACHINES CORP STOCK 459200101 1,754.16 8969 SHARES Other 1,754.16 INTERXION HOLDING NV COMMON SHARED - STOCK N47279109 12.68 700 SHARES Other 14 12.68 INTUIT COMMON SHARED - STOCK 461202103 5.94 100 SHARES Other 5.94 INVESCO LIMITED COMMON SHARED - STOCK G491BT108 149.16 6600 SHARES Other 149.16 ION GEOPHYSICAL CORP COMMON SHARED - STOCK 462044108 12.26 1860 SHARES Other 14 12.26 ISIS PHARMACEUTICALS COMMON SHARED - STOCK 464330109 20.88 1740 SHARES Other 14 20.88 ITT CORP COMMON SHARED - STOCK 450911201 39.25 2230 SHARES Other 14 39.25 JANUS CAPITAL GROUP INC COMMON SHARED - STOCK 47102X105 14.55 1860 SHARES Other 14 14.55 JDS UNIPHASE CORP COMMON SHARED - STOCK 46612J507 12.98 1180 SHARES Other 14 12.98 JOHN BEAN TECHNOLOGIES COMMON SHARED - STOCK 477839104 27.55 2030 SHARES Other 14 27.55 JOHNSON & JOHNSON COMMON SHARED - STOCK 478160104 1,192.16 17646 SHARES Other 1,192.16
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- JOHNSON & JOHNSON COMMON SHARED - STOCK 478160104 266.19 3940 SHARES Other 14 266.19 JP MORGAN CHASE & CO COMMON SHARED - STOCK 46625H100 594.44 16637 SHARES Other 594.44 KAISER ALUMINUM CORP COMMON SHARED - STOCK 483007704 62.73 1210 SHARES Other 14 62.73 KANSAS CITY SOUTHERN COMMON SHARED - STOCK 485170302 105.73 1520 SHARES Other 14 105.73 KBW INC COMMON SHARED - STOCK 482423100 31.75 1930 SHARES Other 14 31.75 KIMBERLY CLARK CORP COMMON SHARED - STOCK 494368103 778.22 9290 SHARES Other 14 778.22 KIMBERLY CLARK CORP COMMON SHARED - STOCK 494368103 434.60 5188 SHARES Other 434.60 KINDER MORGAN INC COMMON SHARED - STOCK 49456B101 77.33 2400 SHARES Other 14 77.33 KINDER MORGAN MANAGEMENT LLC COMMON SHARED - STOCK 49455U100 308.73 4205 SHARES Other 308.73 KOHLS CORP COMMON SHARED - STOCK 500255104 361.42 7945 SHARES Other 14 361.42 KOPPERS HOLDINGS INC COMMON SHARED - STOCK 50060P106 28.56 840 SHARES Other 14 28.56 KRAFT FOODS INC CL A COMMON SHARED - STOCK 50075N104 108.14 2800 SHARES Other 108.14 LAM RESEARCH CORP COMMON SHARED - STOCK 512807108 68.50 1815 SHARES Other 14 68.50 LAS VEGAS SANDS CORP COMMON SHARED - STOCK 517834107 65.24 1500 SHARES Other 14 65.24 LENNAR CORP-CL A COMMON SHARED - STOCK 526057104 308.64 9985 SHARES Other 14 308.64 LEVEL 3 COMMUNICATIONS, INC COMMON SHARED - STOCK 52729N308 17.43 787 SHARES Other 14 17.43 LIBERTY MEDIA CORP - LIBER-A COMMON SHARED - STOCK 530322106 27.25 310 SHARES Other 14 27.25 LILLY ELI & CO COMMON SHARED - STOCK 532457108 232.70 5423 SHARES Other 232.70 LIMITED BRANDS INC COMMON SHARED - STOCK 532716107 295.63 6951 SHARES Other 14 295.63 LINEAR TECHNOLOGY CORP COMMON SHARED - STOCK 535678106 79.89 2550 SHARES Other 14 79.89
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- LINEAR TECHNOLOGY CORP COMMON SHARED - STOCK 535678106 11.75 375 SHARES Other 11.75 LOWES COS INC COMMON SHARED - STOCK 548661107 475.15 16707 SHARES Other 475.15 LSI CORP COMMON SHARED - STOCK 502161102 22.42 3520 SHARES Other 14 22.42 LUXOTTICA GROUP SPA SPONS COMMON SHARED - ADR STOCK 55068R202 535.09 15319 SHARES Other 14 535.09 M & T BANK CORP COMMON SHARED - STOCK 55261F104 6.44 78 SHARES Other 6.44 MADISON SQUARE GARDEN CO CL COMMON SHARED - A STOCK 55826P100 11.98 320 SHARES Other 14 11.98 MANNING & NAPIER COMMON SHARED - STOCK 56382Q102 22.20 1560 SHARES Other 14 22.20 MCDERMOTT INTERNATIONAL INC COMMON SHARED - STOCK 580037109 49.46 4440 SHARES Other 14 49.46 MCDONALDS CORP COMMON SHARED - STOCK 580135101 472.22 5334 SHARES Other 14 472.22 MCDONALDS CORP COMMON SHARED - STOCK 580135101 467.00 5275 SHARES Other 467.00 MEAD JOHNSON NUTRITION CO COMMON SHARED - STOCK 582839106 239.11 2970 SHARES Other 239.11 MEADWESTVACO CORP COMMON SHARED - STOCK 583334107 19.26 670 SHARES Other 14 19.26 MERCK & CO INC COMMON SHARED - STOCK 58933Y105 522.46 12514 SHARES Other 522.46 MERCK & CO INC COMMON SHARED - STOCK 58933Y105 117.15 2806 SHARES Other 14 117.15 MEREDITH CORP COMMON SHARED - STOCK 589433101 87.84 2750 SHARES Other 14 87.84 MICROCHIP TECHNOLOGY INC COMMON SHARED - STOCK 595017104 89.32 2700 SHARES Other 14 89.32 MICROSOFT CORP COMMON SHARED - STOCK 594918104 1,986.91 64953 SHARES Other 1,986.91 MICROSOFT CORP COMMON SHARED - STOCK 594918104 892.37 29172 SHARES Other 14 892.37 MONSANTO CO NEW COMMON SHARED - STOCK 61166W101 177.48 2144 SHARES Other 177.48 MONSANTO CO NEW COMMON SHARED - STOCK 61166W101 352.64 4260 SHARES Other 14 352.64
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- MOODYS CORP COMMON SHARED - STOCK 615369105 374.86 10256 SHARES Other 14 374.86 MURPHY OIL CORP COMMON SHARED - STOCK 626717102 90.52 1800 SHARES Other 90.52 MYRIAD GENETICS INC COMMON SHARED - STOCK 62855J104 28.29 1190 SHARES Other 14 28.29 NATIONAL GRID PLC SPONS ADR COMMON SHARED - STOCK 636274300 178.26 3364 SHARES Other 178.26 NATIONAL-OILWELL INC COMMON SHARED - STOCK 637071101 52.84 820 SHARES Other 52.84 NCR CORP COMMON SHARED - STOCK 62886E108 59.10 2600 SHARES Other 14 59.10 NEW JERSEY RES CORP COMMON SHARED - STOCK 646025106 109.03 2500 SHARES Other 14 109.03 NEXTERA ENERGY INC COMMON SHARED - STOCK 65339F101 147.94 2150 SHARES Other 14 147.94 NEXTERA ENERGY INC COMMON SHARED - STOCK 65339F101 808.04 11743 SHARES Other 808.04 NII HOLDINGS INC COMMON SHARED - STOCK 62913F201 13.50 1320 SHARES Other 14 13.50 NISOURCE INC COMMON SHARED - STOCK 65473P105 423.99 17131 SHARES Other 14 423.99 NOBLE ENERGY INC COMMON SHARED - STOCK 655044105 208.83 2462 SHARES Other 208.83 NORTH AMERN ENERGY PARTNERS COMMON SHARED - STOCK 656844107 4.88 1890 SHARES Other 14 4.88 NORTHWEST BANCSHARES INC COMMON SHARED - STOCK 667340103 49.65 4240 SHARES Other 14 49.65 NORTHWESTERN CORP COMMON SHARED - STOCK 668074305 34.87 950 SHARES Other 14 34.87 NOVARTIS AG SPONSORED ADR COMMON SHARED - STOCK 66987V109 176.14 3151 SHARES Other 176.14 NOVARTIS AG SPONSORED ADR COMMON SHARED - STOCK 66987V109 625.63 11192 SHARES Other 14 625.63 OASIS PETROLEUM INC COMMON SHARED - STOCK 674215108 40.38 1670 SHARES Other 14 40.38 OCCIDENTAL PETE CORP COMMON SHARED - STOCK 674599105 277.98 3241 SHARES Other 14 277.98 OCCIDENTAL PETE CORP COMMON SHARED - STOCK 674599105 240.16 2800 SHARES Other 240.16
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- OGE ENERGY CORP COMMON SHARED - STOCK 670837103 25.90 500 SHARES Other 25.90 OMNICOM GROUP COMMON SHARED - STOCK 681919106 1,050.93 21624 SHARES Other 14 1,050.93 ONYX PHARMACEUTICALS INC COMMON SHARED - STOCK 683399109 46.52 700 SHARES Other 14 46.52 ORACLE CORPORATION COMMON SHARED - STOCK 68389X105 524.26 17652 SHARES Other 14 524.26 ORACLE CORPORATION COMMON SHARED - STOCK 68389X105 975.59 32848 SHARES Other 975.59 ORIENT-EXPRESS HOTELS LTD COMMON SHARED - STOCK G67743107 32.98 3940 SHARES Other 14 32.98 PALL CORP COMMON SHARED - STOCK 696429307 347.88 6347 SHARES Other 347.88 PALL CORP COMMON SHARED - STOCK 696429307 134.83 2460 SHARES Other 14 134.83 PARKER HANNIFIN CORP COMMON SHARED - STOCK 701094104 332.51 4325 SHARES Other 332.51 PATTERSON COS INC COMMON SHARED - STOCK 703395103 53.43 1550 SHARES Other 14 53.43 PAYCHEX INC COMMON SHARED - STOCK 704326107 22.77 725 SHARES Other 22.77 PENSKE AUTO GROUP COMMON SHARED - STOCK 70959W103 53.31 2510 SHARES Other 14 53.31 PEPSICO INC COMMON SHARED - STOCK 713448108 1,987.74 28131 SHARES Other 1,987.74 PEPSICO INC COMMON SHARED - STOCK 713448108 268.51 3800 SHARES Other 14 268.51 PETROLEO BRASILEIRO S.A. ADR COMMON SHARED - STOCK 71654V408 198.25 10562 SHARES Other 198.25 PFIZER INC COMMON SHARED - STOCK 717081103 256.45 11150 SHARES Other 14 256.45 PFIZER INC COMMON SHARED - STOCK 717081103 704.79 30643 SHARES Other 704.79 PG & E CORP COMMON SHARED - STOCK 69331C108 81.49 1800 SHARES Other 14 81.49 PHH CORP COMMON SHARED - STOCK 693320202 56.98 3260 SHARES Other 14 56.98 PHILIP MORRIS INTERNATIONAL COMMON SHARED - STOCK 718172109 78.53 900 SHARES Other 14 78.53
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- PHILLIPS 66 COMMON SHARED - STOCK 718546104 130.07 3913 SHARES Other 130.07 PNC FINANCIAL SERVICES GROUP COMMON SHARED - STOCK 693475105 204.60 3348 SHARES Other 204.60 POST HOLDINGS INC COMMON SHARED - STOCK 737446104 10.30 335 SHARES Other 10.30 PRAXAIR INC COMMON SHARED - STOCK 74005P104 326.52 3003 SHARES Other 14 326.52 PRECISION CASTPARTS CORP COMMON SHARED - STOCK 740189105 530.32 3224 SHARES Other 14 530.32 PRECISION CASTPARTS CORP COMMON SHARED - STOCK 740189105 340.49 2070 SHARES Other 340.49 PROCTER & GAMBLE CO COMMON SHARED - STOCK 742718109 73.50 1200 SHARES Other 14 73.50 PROCTER & GAMBLE CO COMMON SHARED - STOCK 742718109 2,065.78 33727 SHARES Other 2,065.78 QUALCOMM INC COMMON SHARED - STOCK 747525103 125.89 2261 SHARES Other 125.89 QUEST DIAGNOSTICS INC COMMON SHARED - STOCK 74834L100 118.30 1975 SHARES Other 118.30 RALCORP HOLDINGS INC COMMON SHARED - STOCK 751028101 45.05 675 SHARES Other 45.05 RANGE RESOURCES CORP COMMON SHARED - STOCK 75281A109 135.50 2190 SHARES Other 135.50 RAYMOND JAMES FINANCIAL INC COMMON SHARED - STOCK 754730109 23.63 690 SHARES Other 14 23.63 RAYTHEON COMPANY COMMON SHARED - STOCK 755111507 56.59 1000 SHARES Other 56.59 REGAL BELOIT CORP COMMON SHARED - STOCK 758750103 49.81 800 SHARES Other 14 49.81 REGENERON PHARMACEUTICALS COMMON SHARED - INC STOCK 75886F107 81.10 710 SHARES Other 14 81.10 REGIS CORP COMMON SHARED - STOCK 758932107 30.17 1680 SHARES Other 14 30.17 RF MICRO DEVICES INC COMMON SHARED - STOCK 749941100 10.54 2480 SHARES Other 14 10.54
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- RIO TINTO PLC SPNSD ADR COMMON SHARED - STOCK 767204100 323.00 6756 SHARES Other 323.00 ROBERT HALF INTL INC COMMON SHARED - STOCK 770323103 17.71 620 SHARES Other 14 17.71 ROPER INDS INC NEW COMMON SHARED - STOCK 776696106 684.44 6943 SHARES Other 684.44 ROPER INDS INC NEW COMMON SHARED - STOCK 776696106 437.79 4441 SHARES Other 14 437.79 ROWAN COMPANIES PLC COMMON SHARED - STOCK G7665A101 31.68 980 SHARES Other 14 31.68 ROYAL CARIBBEAN CRUISES LTD COMMON SHARED - STOCK V7780T103 33.32 1280 SHARES Other 14 33.32 ROYAL DUTCH-ADR A COMMON SHARED - STOCK 780259206 53.94 800 SHARES Other 53.94 RTI INTERNATIONAL METALS INC COMMON SHARED - STOCK 74973W107 18.56 820 SHARES Other 14 18.56 SAKS INC COMMON SHARED - STOCK 79377W108 18.53 1740 SHARES Other 14 18.53 SALLY BEAUTY CO-W/I COMMON SHARED - STOCK 79546E104 60.23 2340 SHARES Other 14 60.23 SANOFI SPONS ADR COMMON SHARED - STOCK 80105N105 181.34 4800 SHARES Other 14 181.34 SCHLUMBERGER LTD COMMON SHARED - STOCK 806857108 829.61 12781 SHARES Other 14 829.61 SCHLUMBERGER LTD COMMON SHARED - STOCK 806857108 745.43 11484 SHARES Other 745.43 SEACHANGE INTL INC COMMON SHARED - STOCK 811699107 20.16 2450 SHARES Other 14 20.16 SEALED AIR CORP NEW COMMON SHARED - STOCK 81211K100 148.22 9600 SHARES Other 148.22 SEATTLE GENETICS INC COMMON SHARED - STOCK 812578102 33.77 1330 SHARES Other 14 33.77 SHAW GROUP INC COMMON SHARED - STOCK 820280105 16.66 610 SHARES Other 14 16.66 SINCLAIR BROADCAST GROUP COMMON SHARED - INC CL A STOCK 829226109 19.84 2190 SHARES Other 14 19.84 SIRONA DENTAL SYSTEMS COMMON SHARED - STOCK 82966C103 492.14 10934 SHARES Other 14 492.14
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- SMITH A O CORPORATION COMMON SHARED - STOCK 831865209 59.16 1210 SHARES Other 14 59.16 SOTHEBY'S (DELAWARE) COMMON SHARED - STOCK 835898107 305.68 9163 SHARES Other 14 305.68 SPECTRA ENERGY CORP COMMON SHARED - STOCK 847560109 68.29 2350 SHARES Other 14 68.29 STAPLES INC COMMON SHARED - STOCK 855030102 37.04 2838 SHARES Other 37.04 STAPLES INC COMMON SHARED - STOCK 855030102 302.11 23150 SHARES Other 14 302.11 STATE STREET CORP COMMON SHARED - STOCK 857477103 232.49 5208 SHARES Other 232.49 STERICYCLE INC COMMON SHARED - STOCK 858912108 302.51 3300 SHARES Other 302.51 STILLWATER MINING COMPANY COMMON SHARED - STOCK 86074Q102 18.87 2210 SHARES Other 14 18.87 STRYKER CORP COMMON SHARED - STOCK 863667101 212.14 3850 SHARES Other 212.14 SUNCOKE ENERGY INC COMMON SHARED - STOCK 86722A103 36.80 2512 SHARES Other 14 36.80 SUNCOR ENERGY INC COMMON SHARED - STOCK 867224107 337.64 11663 SHARES Other 337.64 SUNOCO INC COMMON SHARED - STOCK 86764P109 28.03 590 SHARES Other 14 28.03 SYSCO CORP COMMON SHARED - STOCK 871829107 374.06 12548 SHARES Other 374.06 SYSCO CORP COMMON SHARED - STOCK 871829107 809.34 27150 SHARES Other 14 809.34 TE CONNECTIVITY LIMITED COMMON SHARED - STOCK H84989104 585.87 18360 SHARES Other 14 585.87 TEVA PHARMACEUTICAL INDS COMMON SHARED - LTD ADR STOCK 881624209 385.57 9776 SHARES Other 385.57 TEXAS INSTRUMENTS INC COMMON SHARED - STOCK 882508104 328.99 11467 SHARES Other 328.99 THE MOSAIC COMPANY COMMON SHARED - STOCK 61945C103 38.88 710 SHARES Other 14 38.88 THERMO FISHER SCIENTIFIC INC COMMON SHARED - STOCK 883556102 91.78 1768 SHARES Other 91.78
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- TIFFANY & CO COMMON SHARED - STOCK 886547108 33.36 630 SHARES Other 33.36 TIFFANY & CO COMMON SHARED - STOCK 886547108 328.03 6195 SHARES Other 14 328.03 TIME WARNER CABLE INC COMMON SHARED - STOCK 88732J207 16.42 200 SHARES Other 16.42 TIME WARNER INC COMMON SHARED - STOCK 887317303 424.27 11020 SHARES Other 14 424.27 TIME WARNER INC COMMON SHARED - STOCK 887317303 59.75 1552 SHARES Other 59.75 TIMKEN CO COMMON SHARED - STOCK 887389104 27.47 600 SHARES Other 14 27.47 TREEHOUSE FOODS COMMON SHARED - STOCK 89469A104 66.03 1060 SHARES Other 14 66.03 TRIMBLE NAVIGATION LTD COMMON SHARED - STOCK 896239100 55.67 1210 SHARES Other 14 55.67 TRINITY INDUSTRIES INC COMMON SHARED - STOCK 896522109 47.96 1920 SHARES Other 14 47.96 TRIQUINT SEMICONDUCTOR INC COMMON SHARED - STOCK 89674K103 18.43 3350 SHARES Other 14 18.43 TW TELECOM INC COMMON SHARED - STOCK 87311L104 38.49 1500 SHARES Other 14 38.49 TYCO INTERNATIONAL LTD COMMON SHARED - STOCK H89128104 461.70 8736 SHARES Other 14 461.70 UBS AG COMMON SHARED - STOCK H89231338 5.27 450 SHARES Other 5.27 UNIFI INC COMMON SHARED - STOCK 904677200 12.68 1119 SHARES Other 14 12.68 UNILEVER NV NY SHARES COMMON SHARED - STOCK 904784709 175.09 5250 SHARES Other 14 175.09 UNILEVER NV NY SHARES COMMON SHARED - STOCK 904784709 385.79 11568 SHARES Other 385.79 UNITED PARCEL SERVICE-CLASS COMMON SHARED - B STOCK 911312106 456.81 5800 SHARES Other 456.81 UNITED STATES CELLULAR CORP COMMON SHARED - STOCK 911684108 16.61 430 SHARES Other 14 16.61 UNITED STATES STEEL CORP COMMON SHARED - STOCK 912909108 8.03 390 SHARES Other 14 8.03
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- UNITED TECHNOLOGIES CORP COMMON SHARED - STOCK 913017109 710.59 9408 SHARES Other 710.59 UNITED TECHNOLOGIES CORP COMMON SHARED - STOCK 913017109 149.93 1985 SHARES Other 14 149.93 US BANCORP NEW COMMON SHARED - STOCK 902973304 304.52 9469 SHARES Other 304.52 VAIL RESORTS INC COMMON SHARED - STOCK 91879Q109 62.10 1240 SHARES Other 14 62.10 VALE S.A. ADR COMMON SHARED - STOCK 91912E105 164.02 8263 SHARES Other 164.02 VALSPAR CORP COMMON SHARED - STOCK 920355104 45.14 860 SHARES Other 14 45.14 VARIAN MEDICAL SYSTEMS INC COMMON SHARED - STOCK 92220P105 21.27 350 SHARES Other 21.27 VARIAN MEDICAL SYSTEMS INC COMMON SHARED - STOCK 92220P105 270.12 4445 SHARES Other 14 270.12 VECTREN CORP COMMON SHARED - STOCK 92240G101 51.96 1760 SHARES Other 14 51.96 VERIZON COMMUNICATIONS COMMON SHARED - STOCK 92343V104 92.75 2087 SHARES Other 14 92.75 VERIZON COMMUNICATIONS COMMON SHARED - STOCK 92343V104 729.48 16415 SHARES Other 729.48 VIACOM INC CL B COMMON SHARED - STOCK 92553P201 27.04 575 SHARES Other 27.04 VIEWPOINT FINL GROUP INC COMMON SHARED - STOCK 92672A101 43.17 2760 SHARES Other 14 43.17 VIRTUS INVESTMENT PARTNERS COMMON SHARED - STOCK 92828Q109 1.46 18 SHARES Other 1.46 VISHAY INTERTECHNOLOGY INC COMMON SHARED - STOCK 928298108 18.67 1980 SHARES Other 14 18.67 VODAFONE GROUP ADR COMMON SHARED - STOCK 92857W209 307.16 10900 SHARES Other 307.16 WABTEC CORP COMMON SHARED - STOCK 929740108 80.35 1030 SHARES Other 14 80.35 WADDELL & REED FINL INC COMMON SHARED - STOCK 930059100 48.75 1610 SHARES Other 14 48.75 WAL MART STORES INC COMMON SHARED - STOCK 931142103 382.27 5483 SHARES Other 382.27
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- WAL MART STORES INC COMMON SHARED - STOCK 931142103 829.67 11900 SHARES Other 14 829.67 WALGREEN CO COMMON SHARED - STOCK 931422109 302.31 10220 SHARES Other 302.31 WALGREEN CO COMMON SHARED - STOCK 931422109 135.27 4573 SHARES Other 14 135.27 WEATHERFORD INTNTL LTD COMMON SHARED - STOCK H27013103 4.36 345 SHARES Other 4.36 WELLS FARGO & CO COMMON SHARED - STOCK 949746101 595.13 17797 SHARES Other 595.13 WEYERHAEUSER CO COMMON SHARED - STOCK 962166104 76.36 3415 SHARES Other 14 76.36 WILLIS GROUP HOLDINS PLC COMMON SHARED - STOCK G96666105 356.32 9765 SHARES Other 14 356.32 WINTRUST FINANCIAL CORP COMMON SHARED - STOCK 97650W108 52.19 1470 SHARES Other 14 52.19 WISCONSIN ENERGY CORP COMMON SHARED - STOCK 976657106 142.45 3600 SHARES Other 14 142.45 WRIGHT EXPRESS CORP COMMON SHARED - STOCK 98233Q105 77.77 1260 SHARES Other 14 77.77 WYNDHAM WORLDWIDE CORP COMMON SHARED - STOCK 98310W108 95.99 1820 SHARES Other 14 95.99 ZIMMER HLDGS INC COMMON SHARED - STOCK 98956P102 73.69 1145 SHARES Other 73.69 ALLIANCE HOLDING GP LP MASTER LIMITED SHARED - PARTNERSHIP 01861G100 141.03 3400 SHARES Other 141.03 ENERGY TRANSFER MASTER LIMITED SHARED - PARTNERSHIP 29273V100 61.53 1500 SHARES Other 61.53 ENTERPRISE PRODS PARTNERS LP MASTER LIMITED SHARED - PARTNERSHIP 293792107 702.35 13707 SHARES Other 702.35 LAZARD LTD CL A MASTER LIMITED SHARED - PARTNERSHIP G54050102 14.29 550 SHARES Other 14 14.29 MAGELLAN MIDSTREAM PARTNERS MASTER LIMITED SHARED - PARTNERSHIP 559080106 165.23 2339 UNITS Other 165.23 PIONEER SOUTHWST ENRG PRTNR MASTER LP LIMITED SHARED - PARTNERSHIP 72388B106 192.90 7500 SHARES Other 192.90
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- PLAINS ALL AMERICAN MASTER PIPELINE LP LIMITED SHARED - PARTNERSHIP 726503105 80.81 1000 SHARES Other 80.81 ISHARES BARCLAYS AGGREGATE MUTUAL SHARED - BOND FUND FUND 464287226 0.45 4 UNITS Other 0.45 ISHARES DJ US MEDICAL DEVICE MUTUAL SHARED - FUND 464288810 410.70 6234 SHARES Other 410.70 ISHARES FTSE CHINA 25 INDEX MUTUAL SHARED - FUND FUND 464287184 70.70 2100 SHARES Other 70.70 ISHARES MSCI EAFE INDEX FUND MUTUAL SHARED - FUND 464287465 6,488.41 129872 UNITS Other 6,488.41 ISHARES MSCI EMERGING MUTUAL SHARED - MARKETS INDEX FUND 464287234 23.48 600 UNITS Other 23.48 ISHARES RUSSELL 2000 INDEX MUTUAL SHARED - FUND FUND 464287655 22.04 277 UNITS Other 22.04 JF CHINA REGION FUND INC MUTUAL SHARED - FUND 46614T107 96.88 8000 UNITS Other 96.88 JPMORGAN ALERIAN MLP INDEX MUTUAL SHARED - FUND FUND 46625H365 85.27 2200 UNITS Other 14 85.27 SPDR S&P BIOTECH ETF MUTUAL SHARED - FUND 78464A870 618.32 6989 SHARES Other 618.32 VANGUARD MSCI EMERGING MUTUAL SHARED - MARKETS ETF FUND 922042858 981.72 24586 UNITS Other 981.72 VANGUARD TOTAL STOCK MARKET MUTUAL SHARED - ETF FUND 922908769 1.05 15 UNITS Other 1.05 AMERICAN CAMPUS COMMUNITIES SHARED - REIT REIT 024835100 143.94 3200 SHARES Other 14 143.94 DIGITAL REALTY TRUST INC SHARED - REIT REIT 253868103 56.30 750 SHARES Other 14 56.30
Voting Authority Title of Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None ---------------------------- ----------- --------- --------- ---------- ------ ----- ---------- -------- -------- ------ ---- DUKE REALTY CORP REIT SHARED - REIT 264411505 102.48 7000 SHARES Other 102.48 HCP INC REIT SHARED - REIT 40414L109 132.45 3000 SHARES Other 14 132.45 LIBERTY PROPERTY TRUST SHARED - REIT 531172104 165.78 4500 SHARES Other 165.78 PLUM CREEK TIMBER CO INC SHARED - REIT 729251108 61.54 1550 SHARES Other 14 61.54 PUBLIC STORAGE INC REIT SHARED - REIT 74460D109 86.65 600 SHARES Other 14 86.65 RAYONIER INC SHARED - REIT 754907103 168.38 3750 SHARES Other 14 168.38 RESOURCE CAPITAL CORP REIT SHARED - REIT 76120W302 95.94 18000 SHARES Other 95.94 RLJ LODGING TRUST REIT SHARED - REIT 74965L101 87.02 4800 SHARES Other 14 87.02 VENTAS INC SHARED - REIT 92276F100 138.99 2202 SHARES Other 14 138.99