-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6Hkttzgyvg8DMd12Z3GKFXLzbTDnG9XeKGcxu5fGEV39kSoexXJIAkX2glyt7QB 2gIx0E0wv4Cu4TM/rDISSw== 0001193125-09-203917.txt : 20091006 0001193125-09-203917.hdr.sgml : 20091006 20091006083331 ACCESSION NUMBER: 0001193125-09-203917 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 EFFECTIVENESS DATE: 20091006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Li Winifred I CENTRAL INDEX KEY: 0001317264 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11153 FILM NUMBER: 091107101 MAIL ADDRESS: STREET 1: ROPES & GRAY LLP STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110-2624 13F-HR 1 d13fhr.txt FORM 13F FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Quarter Ended 9/30/2009 If amended report check here: [_] Name of Institutional Manager: Winifred I. Li Business Address: One International Place Boston Mass. 02110 - ----------------------- ------ ----- ----- Street City State Zip Name, Phone No. and Title of Person Duly Authorized to Submit Report: Winifred I. Li (617) 951-7938 The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all the information contained therein is true, correct and complete. It is understood that all the required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on his behalf in the City of Boston and State of Massachusetts on the 5th day of October, 2009. /s/ Winifred I. Li ------------------------------ Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report). 1. Robert N. Shapiro 28-3905 2. Martin Hall 28-11158 3. Neuberger Berman, LLC 10-68144
Voting Name of Issuer CUSIP Market Value SH/PV Authority # Voting Authority Description I/O # Investment Officer - ---------------------------- --------- ------------- ------- ----------- ---------------------------- ----- -------------------- VANGUARD EMERGING MKTS ETF 922042858 1,541.20 40 2 SOLE 55 WINIFRED I. LI - 13F ISHARES MSCI EAFE INDEX FUND 464287465 20,286.28 371 2 SOLE 55 WINIFRED I. LI - 13F ISHARES MSCI EAFE INDEX FUND 464287465 27,722.76 507 6 SHARED CO-TRUSTEE RNS 55 WINIFRED I. LI - 13F EXXON MOBIL CORP 30231G102 22,298.25 325 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F AT&T INC 00206R102 6,752.50 250 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F JP MORGAN CHASE & CO 46625H100 7,668.50 175 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F INTERNATIONAL BUSINESS MACHINES CORP 459200101 20,931.75 175 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F TEXAS INSTRUMENTS INC 882508104 5,922.50 250 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F GILEAD SCIENCES INC 375558103 9,300.00 200 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F TEVA PHARMACEUTICAL INDS LTD ADR 881624209 11,376.00 225 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F GENZYME CORP-GENERAL 372917104 7,091.25 125 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F NOVARTIS AG SPONSORED ADR 66987V109 5,038.00 100 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F POTASH CORP SASK INC 73755L107 7,227.20 80 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F GENERAL MLS INC 370334104 33,799.50 525 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ZIMMER HLDGS INC 98956P102 5,345.00 100 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F STATE STREET CORP 857477103 7,627.00 145 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F PROCTER & GAMBLE CO 742718109 14,480.00 250 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F COMPANHIA ENERGETICA DE MINAS GERAIS 204409601 7,904.00 520 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F CANADIAN NATIONAL RAILWAY CO 136375102 17,146.50 350 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F SCHLUMBERGER LTD 806857108 11,920.00 200 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F EXELON CORP 30161N101 7,443.00 150 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F FPL GROUP INC 302571104 6,903.75 125 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F RIO TINTO PLC SPNSD ADR 767204100 10,217.40 60 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F CISCO SYSTEMS INC 17275R102 16,478.00 700 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F MICROSOFT CORP 594918104 16,075.00 625 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F PARKER HANNIFIN CORP 701094104 15,552.00 300 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F AIR PRODUCTS & CHEMICALS INC 009158106 13,576.50 175 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F EMC CORP MASS 268648102 10,224.00 600 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F XTO ENERGY INC 98385X106 11,569.60 280 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ABB LTD-SPON ADR 000375204 1,503.00 75 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F PEPSICO INC 713448108 16,131.50 275 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ABBOTT LABS 002824100 11,130.75 225 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ISHARES DJ US MEDICAL DEVICE 464288810 1,005.80 20 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ACE LIMITED H0023R105 18,711.00 350 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F WALGREEN CO 931422109 12,177.75 325 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F PALL CORP 696429307 8,554.20 265 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F PETROLEO BRASILEIRO S.A. ADR 71654V408 3,442.50 75 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F SUNCOR ENERGY INC 867224107 10,368.00 300 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F VALE S.A. ADR 91912E105 13,415.40 580 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F HALLIBURTON CO 406216101 10,305.60 380 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F UNITED TECHNOLOGIES CORP 913017109 21,325.50 350 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ADOBE SYS INC 00724F101 6,608.00 200 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ORACLE CORPORATION 68389X105 9,378.00 450 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F VANGUARD EMERGING MKTS ETF 922042858 6,665.69 173 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ALLERGAN INC 018490102 7,095.00 125 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F ISHARES MSCI EAFE INDEX FUND 464287465 104,602.84 1913 10 SHARED CO-TRUSTEE MAH 55 WINIFRED I. LI - 13F EMERSON ELEC CO 291011104 902,721.84 22523 3 SHARED 55 WINIFRED I. LI - 13F EOG RES INC 26875P101 670,334.77 8027 3 SHARED 55 WINIFRED I. LI - 13F ENTERPRISE PRODS PARTNERS LP 293792107 136,134.24 4807 3 SHARED 55 WINIFRED I. LI - 13F ENTERPRISE GP 293716106 150,858.00 5100 3 SHARED 55 WINIFRED I. LI - 13F ENBRIDGE ENERGY PARTNERS LP 29250R106 3,920.22 87 3 SHARED 55 WINIFRED I. LI - 13F EXPEDITORS INTL WASH INC 302130109 210,900.00 6000 3 SHARED 55 WINIFRED I. LI - 13F ENBRIDGE INCORPORATED 29250N105 281,300.00 7250 3 SHARED 55 WINIFRED I. LI - 13F EXELON CORP 30161N101 896,434.92 18066 3 SHARED 55 WINIFRED I. LI - 13F GOLDMAN SACHS GROUP INC 38141G104 488,527.50 2650 3 SHARED 55 WINIFRED I. LI - 13F INTEL CORP 458140100 1,072,201.16 54788 3 SHARED 55 WINIFRED I. LI - 13F INGERSOLL-RAND PLC G47791101 111,577.46 3638 3 SHARED 55 WINIFRED I. LI - 13F ILLINOIS TOOL WKS INC 452308109 21,355.00 500 3 SHARED 55 WINIFRED I. LI - 13F IDEXX LABS INC 45168D104 373,400.00 7468 3 SHARED 55 WINIFRED I. LI - 13F HSBC HOLDINGS PLC SPONS ADR 404280406 372,775.00 6500 3 SHARED 55 WINIFRED I. LI - 13F HOME DEPOT INC 437076102 200,013.12 7508 3 SHARED 55 WINIFRED I. LI - 13F HEWLETT PACKARD CO 428236103 518,413.01 10981 3 SHARED 55 WINIFRED I. LI - 13F HELMERICH & PAYNE INC 423452101 3,953.00 100 3 SHARED 55 WINIFRED I. LI - 13F GENUINE PARTS CO 372460105 108,471.00 2850 3 SHARED 55 WINIFRED I. LI - 13F GOOGLE INC-CL A 38259P508 1,127,067.05 2273 3 SHARED 55 WINIFRED I. LI - 13F EXXON MOBIL CORP 30231G102 3,297,465.21 48061 3 SHARED 55 WINIFRED I. LI - 13F GILEAD SCIENCES INC 375558103 603,523.50 12979 3 SHARED 55 WINIFRED I. LI - 13F COVIDIEN PLC G2554F105 10,815.00 250 3 SHARED 55 WINIFRED I. LI - 13F GENZYME CORP-GENERAL 372917104 425,588.46 7502 3 SHARED 55 WINIFRED I. LI - 13F GENERAL MLS INC 370334104 1,640,981.82 25489 3 SHARED 55 WINIFRED I. LI - 13F GENERAL ELECTRIC CO 369604103 556,621.58 33899 3 SHARED 55 WINIFRED I. LI - 13F GENERAL DYNAMICS CORP 369550108 106,590.00 1650 3 SHARED 55 WINIFRED I. LI - 13F FRANKLIN RESOURCES INC 354613101 15,090.00 150 3 SHARED 55 WINIFRED I. LI - 13F FPL GROUP INC 302571104 2,209,310.46 40002 3 SHARED 55 WINIFRED I. LI - 13F FIRST OPPORTUNITY FUND INC 33587T108 28,800.00 4500 3 SHARED 55 WINIFRED I. LI - 13F HALLIBURTON CO 406216101 461,989.20 17035 3 SHARED 55 WINIFRED I. LI - 13F AMAZON.COM INC 023135106 1,867.20 20 3 SHARED 55 WINIFRED I. LI - 13F DENBURY RES INC 247916208 193,664.00 12800 3 SHARED 55 WINIFRED I. LI - 13F
Voting Name of Issuer CUSIP Market Value SH/PV Authority # Voting Authority Description I/O # Investment Officer - ---------------------------- --------- ------------- ------- ----------- ---------------------------- ----- -------------------- BHP BILLITON LTD ADR 088606108 438,966.50 6650 3 SHARED 55 WINIFRED I. LI - 13F BERKSHIRE HATHAWAY INC CL B 084670207 475,189.00 143 3 SHARED 55 WINIFRED I. LI - 13F BAXTER INTL INC 071813109 551,571.75 9675 3 SHARED 55 WINIFRED I. LI - 13F BANK OF AMERICA CORP 060505104 263,952.00 15600 3 SHARED 55 WINIFRED I. LI - 13F BANCO SANTANDER CENT HISPANO-ADR 05964H105 363,375.00 22500 3 SHARED 55 WINIFRED I. LI - 13F AUTOMATIC DATA PROCESSING INC 053015103 841,413.00 21410 3 SHARED 55 WINIFRED I. LI - 13F AT&T INC 00206R102 1,157,513.55 42855 3 SHARED 55 WINIFRED I. LI - 13F APPLIED MATERIALS INC 038222105 132,462.00 9900 3 SHARED 55 WINIFRED I. LI - 13F APPLE INC 037833100 618,142.25 3335 3 SHARED 55 WINIFRED I. LI - 13F BP PLC SPONS ADR 055622104 1,582,421.44 29728 3 SHARED 55 WINIFRED I. LI - 13F AMERICAN TOWER CORP 029912201 546,000.00 15000 3 SHARED 55 WINIFRED I. LI - 13F CACI INTERNATIONAL INC CLASS A 127190304 89,009.41 1883 3 SHARED 55 WINIFRED I. LI - 13F ALLIANCEBERNSTEIN HOLDING LP 01881G106 159,233.36 5837 3 SHARED 55 WINIFRED I. LI - 13F ALLIANCE HOLDING GP LP 01861G100 86,436.00 4200 3 SHARED 55 WINIFRED I. LI - 13F ALLERGAN INC 018490102 341,695.20 6020 3 SHARED 55 WINIFRED I. LI - 13F ALCON INC H01301102 424,330.20 3060 3 SHARED 55 WINIFRED I. LI - 13F AIR PRODUCTS & CHEMICALS INC 009158106 756,405.00 9750 3 SHARED 55 WINIFRED I. LI - 13F AGL RES INC 001204106 141,080.00 4000 3 SHARED 55 WINIFRED I. LI - 13F ADOBE SYS INC 00724F101 308,758.80 9345 3 SHARED 55 WINIFRED I. LI - 13F ACE LIMITED H0023R105 1,377,664.20 25770 3 SHARED 55 WINIFRED I. LI - 13F ABBOTT LABS 002824100 2,091,195.84 42272 3 SHARED 55 WINIFRED I. LI - 13F ABB LTD-SPON ADR 000375204 1,133,302.08 56552 3 SHARED 55 WINIFRED I. LI - 13F ANADARKO PETE CORP 032511107 355,428.18 5666 3 SHARED 55 WINIFRED I. LI - 13F COLGATE PALMOLIVE CO 194162103 123,955.00 1625 3 SHARED 55 WINIFRED I. LI - 13F ELECTRONIC ARTS INC 285512109 5,238.75 275 3 SHARED 55 WINIFRED I. LI - 13F ECOLAB INC 278865100 110,952.00 2400 3 SHARED 55 WINIFRED I. LI - 13F EBAY INC 278642103 94,400.00 4000 3 SHARED 55 WINIFRED I. LI - 13F DUNCAN ENERGY PARTNERS LP 265026104 19,960.00 1000 3 SHARED 55 WINIFRED I. LI - 13F DUKE ENERGY CORP 26441C105 230,968.76 14674 3 SHARED 55 WINIFRED I. LI - 13F DU PONT E I DE NEMOURS & CO 263534109 1,121,493.16 34894 3 SHARED 55 WINIFRED I. LI - 13F DISNEY WALT CO NEW 254687106 35,588.16 1296 3 SHARED 55 WINIFRED I. LI - 13F DEVON ENERGY CORPORATION NEW 25179M103 121,530.65 1805 3 SHARED 55 WINIFRED I. LI - 13F CVS CAREMARK CORP 126650100 290,387.50 8125 3 SHARED 55 WINIFRED I. LI - 13F JF CHINA REGION FUND INC 46614T107 92,450.40 7000 3 SHARED 55 WINIFRED I. LI - 13F BLACKROCK INC CLASS A 09247X101 216,820.00 1000 3 SHARED 55 WINIFRED I. LI - 13F COMPANHIA ENERGETICA DE MINAS GERAIS 204409601 645,468.00 42465 3 SHARED 55 WINIFRED I. LI - 13F EMC CORP MASS 268648102 1,328,659.92 77973 3 SHARED 55 WINIFRED I. LI - 13F COCA COLA CO 191216100 566,964.60 10558 3 SHARED 55 WINIFRED I. LI - 13F CISCO SYSTEMS INC 17275R102 2,845,020.86 120859 3 SHARED 55 WINIFRED I. LI - 13F CHUBB CORP 171232101 95,022.85 1885 3 SHARED 55 WINIFRED I. LI - 13F CHEVRON CORP 166764100 238,405.55 3385 3 SHARED 55 WINIFRED I. LI - 13F CHATTEM INC 162456107 225,794.00 3400 3 SHARED 55 WINIFRED I. LI - 13F CHARLES SCHWAB CORP 808513105 335,125.00 17500 3 SHARED 55 WINIFRED I. LI - 13F CH ROBINSON 12541W209 173,250.00 3000 3 SHARED 55 WINIFRED I. LI - 13F CATERPILLAR INC 149123101 644,704.80 12560 3 SHARED 55 WINIFRED I. LI - 13F CANADIAN NATURAL RESOURCES 136385101 403,140.00 6000 3 SHARED 55 WINIFRED I. LI - 13F CANADIAN NATIONAL RAILWAY CO 136375102 2,361,024.06 48194 3 SHARED 55 WINIFRED I. LI - 13F CONOCOPHILLIPS 20825C104 858,807.72 19017 3 SHARED 55 WINIFRED I. LI - 13F ROYAL DUTCH-ADR A 780259206 37,173.50 650 3 SHARED 55 WINIFRED I. LI - 13F TEXAS INSTRUMENTS INC 882508104 718,754.60 30340 3 SHARED 55 WINIFRED I. LI - 13F TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,922,139.52 38017 3 SHARED 55 WINIFRED I. LI - 13F SYSCO CORP 871829107 733,944.75 29535 3 SHARED 55 WINIFRED I. LI - 13F SUNCOR ENERGY INC 867224107 1,915,799.04 55434 3 SHARED 55 WINIFRED I. LI - 13F STRYKER CORP 863667101 545,160.00 12000 3 SHARED 55 WINIFRED I. LI - 13F STERICYCLE INC 858912108 130,788.00 2700 3 SHARED 55 WINIFRED I. LI - 13F STATE STREET CORP 857477103 1,110,543.80 21113 3 SHARED 55 WINIFRED I. LI - 13F STAPLES INC 855030102 267,285.42 11511 3 SHARED 55 WINIFRED I. LI - 13F SPDR S&P BIOTECH ETF 78464A870 496,569.64 9254 3 SHARED 55 WINIFRED I. LI - 13F ISHARES TRUST-S&P 400 MIDCAP 464287507 5,378.10 78 3 SHARED 55 WINIFRED I. LI - 13F SCHERING PLOUGH CORP 806605101 62,856.25 2225 3 SHARED 55 WINIFRED I. LI - 13F TIME WARNER CABLE INC 88732J207 16,762.01 389 3 SHARED 55 WINIFRED I. LI - 13F ROPER INDS INC NEW 776696106 1,457,824.08 28596 3 SHARED 55 WINIFRED I. LI - 13F RIO TINTO PLC SPNSD ADR 767204100 1,160,356.06 6814 3 SHARED 55 WINIFRED I. LI - 13F RESOURCE CAPITAL CORP REIT 76120W302 52,768.00 9700 3 SHARED 55 WINIFRED I. LI - 13F RAYTHEON COMPANY 755111507 71,955.00 1500 3 SHARED 55 WINIFRED I. LI - 13F RANGE RESOURCES CORP 75281A109 449,176.00 9100 3 SHARED 55 WINIFRED I. LI - 13F RALCORP HOLDINGS INC 751028101 369,822.75 6325 3 SHARED 55 WINIFRED I. LI - 13F QUEST DIAGNOSTICS INC 74834L100 690,212.75 13225 3 SHARED 55 WINIFRED I. LI - 13F QUALCOMM INC 747525103 139,438.00 3100 3 SHARED 55 WINIFRED I. LI - 13F PROLOGIS 743410102 10,537.28 884 3 SHARED 55 WINIFRED I. LI - 13F PROGRESS ENERGY INC 743263105 5,077.80 130 3 SHARED 55 WINIFRED I. LI - 13F SCHLUMBERGER LTD 806857108 2,035,638.00 34155 3 SHARED 55 WINIFRED I. LI - 13F VARIAN SEMICONDUCTOR EQUIPMENT 922207105 16,420.00 500 3 SHARED 55 WINIFRED I. LI - 13F ZIMMER HLDGS INC 98956P102 779,782.05 14589 3 SHARED 55 WINIFRED I. LI - 13F XTO ENERGY INC 98385X106 955,772.92 23131 3 SHARED 55 WINIFRED I. LI - 13F WYETH 983024100 873,905.62 17989 3 SHARED 55 WINIFRED I. LI - 13F WILMINGTON TR CORP 971807102 21,584.00 1520 3 SHARED 55 WINIFRED I. LI - 13F WELLS FARGO & CO 949746101 544,944.84 19338 3 SHARED 55 WINIFRED I. LI - 13F WEATHERFORD INTNTL LTD H27013103 217,561.35 10495 3 SHARED 55 WINIFRED I. LI - 13F WALGREEN CO 931422109 965,414.55 25765 3 SHARED 55 WINIFRED I. LI - 13F
Voting Name of Issuer CUSIP Market Value SH/PV Authority # Voting Authority Description I/O # Investment Officer - ---------------------------- --------- ------------- ------- ----------- ---------------------------- ----- -------------------- WAL MART STORES INC 931142103 751,469.72 15308 3 SHARED 55 WINIFRED I. LI - 13F VORNADO RLTY CONV 3.625% 11/15/26 929043AE7 339,937.50 350000 3 SHARED 55 WINIFRED I. LI - 13F VORNADO REALTY TRUST 929042109 310,971.48 4828 3 SHARED 55 WINIFRED I. LI - 13F THERMO FISHER SCIENTIFIC INC 883556102 151,447.56 3468 3 SHARED 55 WINIFRED I. LI - 13F VERIZON COMMUNICATIONS 92343V104 668,967.00 22100 3 SHARED 55 WINIFRED I. LI - 13F TIFFANY & CO 886547108 138,168.58 3586 3 SHARED 55 WINIFRED I. LI - 13F VARIAN MEDICAL SYSTEMS INC 92220P105 29,491.00 700 3 SHARED 55 WINIFRED I. LI - 13F VANGUARD EMERGING MKTS ETF 922042858 3,703,696.25 96125 3 SHARED 55 WINIFRED I. LI - 13F VALE S.A. ADR 91912E105 1,523,966.31 65887 3 SHARED 55 WINIFRED I. LI - 13F US BANCORP NEW 902973304 2,186.00 100 3 SHARED 55 WINIFRED I. LI - 13F UNITED TECHNOLOGIES CORP 913017109 1,438,252.65 23605 3 SHARED 55 WINIFRED I. LI - 13F UNITED PARCEL SERVICE- CLASS B 911312106 136,939.75 2425 3 SHARED 55 WINIFRED I. LI - 13F UNILEVER NV NY SHARES 904784709 262,337.40 9090 3 SHARED 55 WINIFRED I. LI - 13F TOTAL S.A. SPON ADR 89151E109 2,963.00 50 3 SHARED 55 WINIFRED I. LI - 13F TIME WARNER INC 887317303 44,666.56 1552 3 SHARED 55 WINIFRED I. LI - 13F PRAXAIR INC 74005P104 530,985.00 6500 3 SHARED 55 WINIFRED I. LI - 13F VIACOM INC CL B 92553P201 4,346.20 155 3 SHARED 55 WINIFRED I. LI - 13F JP MORGAN CHASE & CO 46625H100 1,749,382.04 39922 3 SHARED 55 WINIFRED I. LI - 13F PROCTER & GAMBLE CO 742718109 3,829,380.80 66115 3 SHARED 55 WINIFRED I. LI - 13F MEDTRONIC INC 585055106 117,760.00 3200 3 SHARED 55 WINIFRED I. LI - 13F MCDONALDS CORP 580135101 191,184.50 3350 3 SHARED 55 WINIFRED I. LI - 13F MAGELLAN MIDSTREAM PARTNERS 559080106 87,993.40 2340.25 3 SHARED 55 WINIFRED I. LI - 13F LOWES COS INC 548661107 33,818.10 1615 3 SHARED 55 WINIFRED I. LI - 13F LOCKHEED MARTIN CORP 539830109 351,360.00 4500 3 SHARED 55 WINIFRED I. LI - 13F LINEAR TECHNOLOGY CORP 535678106 10,361.25 375 3 SHARED 55 WINIFRED I. LI - 13F LILLY ELI & CO 532457108 70,519.05 2135 3 SHARED 55 WINIFRED I. LI - 13F LIBERTY PROPERTY TRUST 531172104 113,855.00 3500 3 SHARED 55 WINIFRED I. LI - 13F KRAFT FOODS INC CL A 50075N104 9,089.42 346 3 SHARED 55 WINIFRED I. LI - 13F MERCK & CO INC 589331107 387,309.35 12245 3 SHARED 55 WINIFRED I. LI - 13F KIMBERLY CLARK CORP 494368103 407,374.86 6907 3 SHARED 55 WINIFRED I. LI - 13F MICROSOFT CORP 594918104 3,303,065.28 128424 3 SHARED 55 WINIFRED I. LI - 13F JOHNSON & JOHNSON 478160104 1,723,369.67 28303 3 SHARED 55 WINIFRED I. LI - 13F ITC HOLDINGS CORP 465685105 386,325.00 8500 3 SHARED 55 WINIFRED I. LI - 13F 3M CO 88579Y101 172,765.80 2341 3 SHARED 55 WINIFRED I. LI - 13F ISHARES TR RUSSELL 1000 GROWTH INDEX 464287614 12,503.70 270 3 SHARED 55 WINIFRED I. LI - 13F ISHARES RUSSELL MIDCAP VALUE 464287473 108,810.24 3072 3 SHARED 55 WINIFRED I. LI - 13F ISHARES RUSSELL 2000 INDEX FUND 464287655 18,614.16 309 3 SHARED 55 WINIFRED I. LI - 13F ISHARES MSCI EAFE INDEX FUND 464287465 13,714,946.96 250822 3 SHARED 55 WINIFRED I. LI - 13F ISHARES FTSE/XINHUA CHINA 25 464287184 220,968.00 5400 3 SHARED 55 WINIFRED I. LI - 13F ISHARES DJ US MEDICAL DEVICE 464288810 294,950.85 5865 3 SHARED 55 WINIFRED I. LI - 13F INTUIT 461202103 35,625.00 1250 3 SHARED 55 WINIFRED I. LI - 13F KINDER MORGAN MANAGEMENT LLC 49455U100 405,884.20 8572 3 SHARED 55 WINIFRED I. LI - 13F PALL CORP 696429307 663,870.48 20566 3 SHARED 55 WINIFRED I. LI - 13F INTERNATIONAL BUSINESS MACHINES CORP 459200101 2,177,619.66 18206 3 SHARED 55 WINIFRED I. LI - 13F POWERSHARES DB COMMODITY INDEX 73935S105 2,029.52 92 3 SHARED 55 WINIFRED I. LI - 13F POTASH CORP SASK INC 73755L107 1,178,214.28 13042 3 SHARED 55 WINIFRED I. LI - 13F PLUM CREEK TIMBER CO INC 729251108 306,400.00 10000 3 SHARED 55 WINIFRED I. LI - 13F PLAINS ALL AMERICAN PIPELINE LP 726503105 69,435.00 1500 3 SHARED 55 WINIFRED I. LI - 13F PFIZER INC 717081103 80,433.00 4860 3 SHARED 55 WINIFRED I. LI - 13F PETSMART INC 716768106 22,837.50 1050 3 SHARED 55 WINIFRED I. LI - 13F PETROLEO BRASILEIRO S.A. ADR 71654V408 1,086,361.20 23668 3 SHARED 55 WINIFRED I. LI - 13F PEPSICO INC 713448108 3,412,310.86 58171 3 SHARED 55 WINIFRED I. LI - 13F PAYCHEX INC 704326107 21,061.25 725 3 SHARED 55 WINIFRED I. LI - 13F MEDTRONIC INC CONV 1.500% 4/15/11 585055AL0 298,500.00 300000 3 SHARED 55 WINIFRED I. LI - 13F PARKER HANNIFIN CORP 701094104 965,001.60 18615 3 SHARED 55 WINIFRED I. LI - 13F PRECISION CASTPARTS CORP 740189105 755,366.05 7415 3 SHARED 55 WINIFRED I. LI - 13F ORACLE CORPORATION 68389X105 2,080,457.20 99830 3 SHARED 55 WINIFRED I. LI - 13F OGE ENERGY CORP 670837103 33,080.00 1000 3 SHARED 55 WINIFRED I. LI - 13F OCCIDENTAL PETE CORP 674599105 290,080.00 3700 3 SHARED 55 WINIFRED I. LI - 13F NUSTAR GP HOLDINGS LLC 67059L102 4,960.00 200 3 SHARED 55 WINIFRED I. LI - 13F NOVARTIS AG SPONSORED ADR 66987V109 540,325.50 10725 3 SHARED 55 WINIFRED I. LI - 13F NOBLE ENERGY INC 655044105 167,274.56 2536 3 SHARED 55 WINIFRED I. LI - 13F NATIONAL-OILWELL INC 637071101 116,451.00 2700 3 SHARED 55 WINIFRED I. LI - 13F MURPHY OIL CORP 626717102 120,897.00 2100 3 SHARED 55 WINIFRED I. LI - 13F MOOG INC 615394202 91,450.00 3100 3 SHARED 55 WINIFRED I. LI - 13F MONSANTO CO NEW 61166W101 848,845.80 10967 3 SHARED 55 WINIFRED I. LI - 13F PARTNERRE LTD BERMUDA G6852T105 269,290.00 3500 3 SHARED 55 WINIFRED I. LI - 13F
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