Chief Financial Officer

0000950123-21-002668.txt : 20210216 0000950123-21-002668.hdr.sgml : 20210216 20210216150012 ACCESSION NUMBER: 0000950123-21-002668 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 21636696 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001317195 XXXXXXXX 12-31-2020 12-31-2020 false Empyrean Capital Partners, LP

10250 Constellation Boulevard Suite 2950 Los Angeles CA 90067

13F HOLDINGS REPORT 028-11141 N Peter Bergren Chief Financial Officer 310 843-3000 /s/ Peter Bergren Los Angeles CA 02-16-2021 0 128 3052713 false INFORMATION TABLE 2 3419.xml INFORMATION TABLE FOR FORM 13F 10X CAPITAL VENTURE ACQU COR UNIT 10/21/2025 88025V206 3362 315650 SH SOLE 315650 0 0 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 7798 772078 SH SOLE 772078 0 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01046120 2648 244099 SH SOLE 244099 0 0 AERCAP HOLDINGS NV SHS N00985106 58402 1281309 SH SOLE 1281309 0 0 AERSALE CORPORATION *W EXP 11/04/202 00810F114 130 70000 SH SOLE 70000 0 0 AJAX I COM G0190X100 5900 500000 SH SOLE 500000 0 0 AJAX I *W EXP 10/27/202 G0190X126 410 125000 SH SOLE 125000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 10695 7803000 PRN SOLE 0 0 0 ALTERYX INC NOTE 1.000% 8/0 02156BAF0 10581 10000000 PRN SOLE 0 0 0 API GROUP CORP COM STK 00187Y100 58965 3248758 SH SOLE 3248758 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 48896 4696981 SH SOLE 4696981 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 2191 1165660 SH SOLE 1165660 0 0 ARTIUS ACQUISITION INC UNIT 99/99/9999 04316G204 205 18211 SH SOLE 18211 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 77806 982397 SH SOLE 982397 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 45652 40000000 PRN SOLE 0 0 0 BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 2728 254993 SH SOLE 254993 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 675 977700 SH SOLE 977700 0 0 BRISTOW GROUP INC COM 11040G103 52059 1977944 SH SOLE 1977944 0 0 CALAMP CORP NOTE 2.000% 8/0 128126AD1 4445 5000000 PRN SOLE 0 0 0 CANNAE HLDGS INC COM 13765N107 83937 1896033 SH SOLE 1896033 0 0 CBRE ACQUISITION HLDGS INC UNIT 99/99/9999 12510J205 18797 1798793 SH SOLE 1798793 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 1830 183883 SH SOLE 183883 0 0 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 10840 1000000 SH SOLE 1000000 0 0 CHAMPIONX CORPORATION COM 15872M104 10081 658868 SH SOLE 658868 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 10343 1033299 SH SOLE 1033299 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 9951 966158 SH SOLE 966158 0 0 CHURCHILL CAPITAL CORP V UNIT 99/99/9999 17144T206 22119 2106606 SH SOLE 2106606 0 0 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 4260 89414 SH SOLE 89414 0 0 CORELOGIC INC COM 21871D103 63715 824037 SH SOLE 824037 0 0 COVANTA HLDG CORP COM 22282E102 5605 426900 SH SOLE 426900 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 53534 29475000 PRN SOLE 0 0 0 CURO GROUP HOLDINGS CORP COM 23131L107 29287 2043773 SH SOLE 2043773 0 0 DRAGONEER GROWTH OPPTY CORP SHS CL A G28314105 343 30000 SH SOLE 30000 0 0 DUN & BRADSTREET HLDGS INC COM 26484T106 19920 800000 SH SOLE 800000 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 3176 3099000 PRN SOLE 0 0 0 EAGLE MATLS INC COM 26969P108 52943 522379 SH SOLE 522379 0 0 EDISON INTL COM 281020107 23959 381385 SH SOLE 381385 0 0 EMPOWER LTD CL A COM G3R39W102 2002 200000 SH SOLE 200000 0 0 EMPOWER LTD *W EXP 11/30/202 G3R39W110 77 66666 SH SOLE 66666 0 0 ENOVA INTL INC COM 29357K103 5796 234000 SH SOLE 234000 0 0 ENPHASE ENERGY INC COM 29355A107 991 5650 SH SOLE 5650 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 15897 10778000 PRN SOLE 0 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 3657 1047944 SH SOLE 1047944 0 0 FIRST SOLAR INC COM 336433107 692 7000 SH SOLE 7000 0 0 FIRSTENERGY CORP COM 337932107 116412 3803086 SH SOLE 3803086 0 0 FISERV INC COM 337738108 75330 661606 SH SOLE 661606 0 0 FLEX LTD ORD Y2573F102 10842 603000 SH SOLE 603000 0 0 FLUOR CORP NEW COM 343412102 18608 1165155 SH SOLE 1165155 0 0 FOLEY TRASIMENE ACQUISITION *W EXP 08/11/202 344328117 14612 3183432 SH SOLE 3183432 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 28334 2534351 SH SOLE 2534351 0 0 FRANCO NEV CORP COM 351858105 9120 72770 SH SOLE 72770 0 0 GO ACQUISITION CORP COM 362019101 4243 416431 SH SOLE 416431 0 0 GRANITE CONSTR INC NOTE 2.750%11/0 387328AB3 11956 11044000 PRN SOLE 0 0 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 8819 862900 SH SOLE 862900 0 0 INFINERA CORP COM 45667G103 9327 890000 SH SOLE 890000 0 0 JACOBS ENGR GROUP INC COM 469814107 115098 1056333 SH SOLE 1056333 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 13524 1223899 SH SOLE 1223899 0 0 KROGER CO COM 501044101 15880 500000 SH SOLE 500000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 18496 428258 SH SOLE 428258 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 32767 753088 SH SOLE 753088 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 7029 1619492 SH SOLE 1619492 0 0 LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 5369 814666 SH SOLE 814666 0 0 LOWES COS INC COM 548661107 77653 483791 SH SOLE 483791 0 0 LUX HEALTH TECH ACQUISITION UNIT 11/30/2027 55068A209 16002 1391469 SH SOLE 1391469 0 0 MARATHON PETE CORP COM 56585A102 103282 2497149 SH SOLE 2497149 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 17387 1605491 SH SOLE 1605491 0 0 MEDTECH ACQUISITION CORP UNIT 12/18/2025 58507N204 1313 125000 SH SOLE 125000 0 0 NEBULA CARAVEL ACQUISITION C UNIT 12/09/2023 629070202 14037 1299676 SH SOLE 1299676 0 0 NELNET INC CL A 64031N108 22543 316440 SH SOLE 316440 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 18104 18275000 PRN SOLE 0 0 0 NEWMARK GROUP INC CL A 65158N102 34763 4768645 SH SOLE 4768645 0 0 NEXTGEN ACQUISITION CORP CL A G65305107 13827 1373067 SH SOLE 1373067 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 497 333334 SH SOLE 333334 0 0 NOVAGOLD RES INC COM NEW 66987E206 18493 1912453 SH SOLE 1912453 0 0 ONE COM CL A G7000X105 3775 350525 SH SOLE 350525 0 0 OPEN LENDING CORP COM CL A 68373J104 13984 400000 SH SOLE 400000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 33606 23750000 PRN SOLE 0 0 0 PERIPHAS CAPITAL PARTNERING UNIT 99/99/9999 713895209 21189 811520 SH SOLE 811520 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 10395 375000 SH SOLE 375000 0 0 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 267 27777 SH SOLE 27777 0 0 PG&E CORP COM 69331C108 60742 4874962 SH SOLE 4874962 0 0 PLAYA HOTELS & RESORTS NV SHS N70544106 28627 4811203 SH SOLE 4811203 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 23050 21147000 PRN SOLE 0 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 17218 15500000 PRN SOLE 0 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 20640 2000000 SH SOLE 2000000 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 14052 957210 SH SOLE 957210 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 2458 192500 SH SOLE 192500 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 223 68032 SH SOLE 68032 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 31566 2305752 SH SOLE 2305752 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 1388 375000 SH SOLE 375000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 76526 6221647 SH SOLE 6221647 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 3568 1091043 SH SOLE 1091043 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8252P105 58882 4733273 SH SOLE 4733273 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8252P113 3089 875000 SH SOLE 875000 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 5319 492494 SH SOLE 492494 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 26817 20500000 PRN SOLE 0 0 0 SPROUTS FMRS MKT INC COM 85208M102 9638 479488 SH SOLE 479488 0 0 ST JOE CO COM 790148100 7429 175000 SH SOLE 175000 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 22265 2149134 SH SOLE 2149134 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 575 291666 SH SOLE 291666 0 0 SUPER MICRO COMPUTER INC COM 86800U104 94995 3000459 SH SOLE 3000459 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 22670 2060926 SH SOLE 2060926 0 0 SUPERNOVA PARTNERS ACQUISITI *W EXP 10/16/202 86846V116 1222 596167 SH SOLE 596167 0 0 TEKKORP DIGITAL ACQUISITN CO UNIT 09/29/2027 G8739H122 11938 1110479 SH SOLE 1110479 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 36877 1985829 SH SOLE 1985829 0 0 TERADATA CORP DEL COM 88076W103 72815 3240522 SH SOLE 3240522 0 0 TFS FINL CORP COM 87240R107 27411 1554766 SH SOLE 1554766 0 0 TPG PACE BEN FIN CORP *W EXP 10/09/202 G8990D117 3670 500000 SH SOLE 500000 0 0 TPG PACE BEN FIN CORP CL A COM G8990D125 42685 1649975 SH SOLE 1649975 0 0 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 7849 707145 SH SOLE 707145 0 0 TRILOGY METALS INC NEW COM 89621C105 1507 753277 SH SOLE 753277 0 0 TWC TECH HLDGS II CORP COM 90117G105 26325 2500000 SH SOLE 2500000 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 1925 1166666 SH SOLE 1166666 0 0 UNITED STATES CELLULAR CORP COM 911684108 8462 275719 SH SOLE 275719 0 0 VARIAN MED SYS INC COM 92220P105 36912 210916 SH SOLE 210916 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 117649 2002539 SH SOLE 2002539 0 0 VESPER HEALTHCARE ACQSTN COR COM CL A 92538T104 20145 1781152 SH SOLE 1781152 0 0 VESPER HEALTHCARE ACQSTN COR *W EXP 09/30/202 92538T112 2435 920588 SH SOLE 920588 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 37679 36133000 PRN SOLE 0 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 15256 10820000 PRN SOLE 0 0 0 VONAGE HLDGS CORP COM 92886T201 54384 4223997 SH SOLE 4223997 0 0 VOYA FINANCIAL INC COM 929089100 112653 1915540 SH SOLE 1915540 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 12182 1208580 SH SOLE 1208580 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 278 250000 SH SOLE 250000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 25131 119287 SH SOLE 119287 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 15723 13199000 PRN SOLE 0 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 33586 25000000 PRN SOLE 0 0 0 WW INTL INC COM 98262P101 10094 413682 SH SOLE 413682 0 0