0000902664-17-001226.txt : 20170214
0000902664-17-001226.hdr.sgml : 20170214
20170214161404
ACCESSION NUMBER: 0000902664-17-001226
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empyrean Capital Partners, LP
CENTRAL INDEX KEY: 0001317195
IRS NUMBER: 522403815
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11141
FILM NUMBER: 17608953
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310)843-9900
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317195
XXXXXXXX
12-31-2016
12-31-2016
false
Empyrean Capital Partners, LP
10250 Constellation Boulevard
Suite 2950
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-11141
N
Peter Bergren
Chief Financial Officer
310-843-3000
/s/ Peter Bergren
Los Angeles
CA
02-14-2017
0
61
2663018
INFORMATION TABLE
2
infotable.xml
AEGEAN MARINE PETE NETWORK I
NOTE 4.000%11/0
Y0020QAA9
13116
12750000
PRN
SOLE
0
0
0
ALERE INC
COM
01449J105
12298
315587
SH
SOLE
315587
0
0
ALON USA ENERGY INC
NOTE 3.000% 9/1
020520AB8
17938
17000000
PRN
SOLE
0
0
0
ANALOG DEVICES INC
COM
032654105
7044
97000
SH
SOLE
97000
0
0
ARAMARK
COM
03852U106
46168
1292508
SH
SOLE
1292508
0
0
BARRETT BILL CORP
COM
06846N104
2971
425000
SH
SOLE
425000
0
0
BUFFALO WILD WINGS INC
COM
119848109
1458
9444
SH
SOLE
9444
0
0
CAESARS ACQUISITION CO
CL A
12768T103
11779
872537
SH
SOLE
872537
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
5101
3777000
PRN
SOLE
0
0
0
CATERPILLAR INC DEL
COM
149123101
43866
473000
SH
Put
SOLE
473000
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
56697
1031420
SH
SOLE
1031420
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
6454
356600
SH
Put
SOLE
356600
0
0
DYNEGY INC NEW DEL
COM
26817R108
3384
400000
SH
SOLE
400000
0
0
ENOVA INTL INC
COM
29357K103
28599
2278828
SH
SOLE
2278828
0
0
GAIN CAP HLDGS INC
NOTE 4.125%12/0
36268WAB6
3865
4000000
PRN
SOLE
0
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
3280
4250000
PRN
SOLE
0
0
0
GOLDCORP INC NEW
COM
380956409
4284
315000
SH
SOLE
315000
0
0
HANESBRANDS INC
COM
410345102
6344
294100
SH
Put
SOLE
294100
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
115721
5000914
SH
SOLE
5000914
0
0
ICHOR HOLDINGS
SHS
G4740B105
3540
327146
SH
SOLE
327146
0
0
INFINERA CORPORATION
COM
45667G103
16980
2000000
SH
SOLE
2000000
0
0
INNOVIVA INC
COM
45781M101
23961
2239315
SH
SOLE
2239315
0
0
INTEGRATED DEVICE TECHNOLOGY
NOTE 0.875%11/1
458118AC0
9804
9500000
PRN
SOLE
0
0
0
INVENSENSE INC
COM
46123D205
349
27300
SH
Call
SOLE
27300
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
55800
4000000
SH
SOLE
4000000
0
0
KEARNY FINL CORP MD
COM
48716P108
30300
1948562
SH
SOLE
1948562
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
21679
628000
SH
SOLE
628000
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
1082
52795
SH
SOLE
52795
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
34152
1006831
SH
SOLE
1006831
0
0
LIBERTY MEDIA CORP DELAWARE
COM A MEDIA GRP
531229870
4138
131997
SH
SOLE
131997
0
0
LIBERTY MEDIA CORP DELAWARE
COM C MEDIA GRP
531229854
7886
251704
SH
SOLE
251704
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
3558
172822
SH
SOLE
172822
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
46595
3096032
SH
SOLE
3096032
0
0
LSC COMMUNICATIONS INC
COM
50218P107
5936
200000
SH
SOLE
200000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
84173
865000
SH
SOLE
865000
0
0
MYLAN N V
SHS EURO
N59465109
33164
869302
SH
SOLE
869302
0
0
MYLAN N V
SHS EURO
N59465109
9103
238600
SH
Call
SOLE
238600
0
0
NEW GOLD INC CDA
COM
644535106
4230
1208500
SH
SOLE
1208500
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
6981
3246887
SH
SOLE
3246887
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
5409
2613149
SH
SOLE
2613149
0
0
NOVAGOLD RES INC
COM NEW
66987E206
11945
2619564
SH
SOLE
2619564
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
24818
253214
SH
SOLE
253214
0
0
PANDORA MEDIA INC
COM
698354107
2994
229600
SH
SOLE
229600
0
0
PHOTRONICS INC
NOTE 3.250% 4/0
719405AK8
9095
7188000
PRN
SOLE
0
0
0
PRIVATEBANCORP INC
COM
742962103
80957
1493942
SH
SOLE
1493942
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
3503
3000000
PRN
SOLE
0
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
6915
6680000
PRN
SOLE
0
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
57585
1348272
SH
SOLE
1348272
0
0
SMART & FINAL STORES INC
COM
83190B101
15863
1125000
SH
SOLE
1125000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12397
113100
SH
Call
SOLE
113100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
764473
3420000
SH
Call
SOLE
3420000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
472967
2115900
SH
Put
SOLE
2115900
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
47917
158808
SH
SOLE
158808
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
66584
1198200
SH
Put
SOLE
1198200
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
68664
53762000
PRN
SOLE
0
0
0
TERRAFORM PWR INC
CL A COM
88104R100
9403
734039
SH
SOLE
734039
0
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
3359
669175
SH
SOLE
669175
0
0
TFS FINL CORP
COM
87240R107
44078
2315000
SH
SOLE
2315000
0
0
TIME WARNER INC
COM NEW
887317303
123616
1280600
SH
SOLE
1280600
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1960
135000
SH
Put
SOLE
135000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
34738
1660500
SH
Call
SOLE
1660500
0
0