0000902664-17-001226.txt : 20170214 0000902664-17-001226.hdr.sgml : 20170214 20170214161404 ACCESSION NUMBER: 0000902664-17-001226 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 17608953 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001317195 XXXXXXXX 12-31-2016 12-31-2016 false Empyrean Capital Partners, LP

10250 Constellation Boulevard Suite 2950 Los Angeles CA 90067

13F HOLDINGS REPORT 028-11141 N Peter Bergren 310-843-3000 /s/ Peter Bergren Los Angeles CA 02-14-2017 0 61 2663018 INFORMATION TABLE 2 infotable.xml AEGEAN MARINE PETE NETWORK I NOTE 4.000%11/0 Y0020QAA9 13116 12750000 PRN SOLE 0 0 0 ALERE INC COM 01449J105 12298 315587 SH SOLE 315587 0 0 ALON USA ENERGY INC NOTE 3.000% 9/1 020520AB8 17938 17000000 PRN SOLE 0 0 0 ANALOG DEVICES INC COM 032654105 7044 97000 SH SOLE 97000 0 0 ARAMARK COM 03852U106 46168 1292508 SH SOLE 1292508 0 0 BARRETT BILL CORP COM 06846N104 2971 425000 SH SOLE 425000 0 0 BUFFALO WILD WINGS INC COM 119848109 1458 9444 SH SOLE 9444 0 0 CAESARS ACQUISITION CO CL A 12768T103 11779 872537 SH SOLE 872537 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 5101 3777000 PRN SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 43866 473000 SH Put SOLE 473000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 56697 1031420 SH SOLE 1031420 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 6454 356600 SH Put SOLE 356600 0 0 DYNEGY INC NEW DEL COM 26817R108 3384 400000 SH SOLE 400000 0 0 ENOVA INTL INC COM 29357K103 28599 2278828 SH SOLE 2278828 0 0 GAIN CAP HLDGS INC NOTE 4.125%12/0 36268WAB6 3865 4000000 PRN SOLE 0 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 3280 4250000 PRN SOLE 0 0 0 GOLDCORP INC NEW COM 380956409 4284 315000 SH SOLE 315000 0 0 HANESBRANDS INC COM 410345102 6344 294100 SH Put SOLE 294100 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 115721 5000914 SH SOLE 5000914 0 0 ICHOR HOLDINGS SHS G4740B105 3540 327146 SH SOLE 327146 0 0 INFINERA CORPORATION COM 45667G103 16980 2000000 SH SOLE 2000000 0 0 INNOVIVA INC COM 45781M101 23961 2239315 SH SOLE 2239315 0 0 INTEGRATED DEVICE TECHNOLOGY NOTE 0.875%11/1 458118AC0 9804 9500000 PRN SOLE 0 0 0 INVENSENSE INC COM 46123D205 349 27300 SH Call SOLE 27300 0 0 INVESTORS BANCORP INC NEW COM 46146L101 55800 4000000 SH SOLE 4000000 0 0 KEARNY FINL CORP MD COM 48716P108 30300 1948562 SH SOLE 1948562 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 21679 628000 SH SOLE 628000 0 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 1082 52795 SH SOLE 52795 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 34152 1006831 SH SOLE 1006831 0 0 LIBERTY MEDIA CORP DELAWARE COM A MEDIA GRP 531229870 4138 131997 SH SOLE 131997 0 0 LIBERTY MEDIA CORP DELAWARE COM C MEDIA GRP 531229854 7886 251704 SH SOLE 251704 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 3558 172822 SH SOLE 172822 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 46595 3096032 SH SOLE 3096032 0 0 LSC COMMUNICATIONS INC COM 50218P107 5936 200000 SH SOLE 200000 0 0 MOLSON COORS BREWING CO CL B 60871R209 84173 865000 SH SOLE 865000 0 0 MYLAN N V SHS EURO N59465109 33164 869302 SH SOLE 869302 0 0 MYLAN N V SHS EURO N59465109 9103 238600 SH Call SOLE 238600 0 0 NEW GOLD INC CDA COM 644535106 4230 1208500 SH SOLE 1208500 0 0 NII HLDGS INC COM PAR $0.001 62913F508 6981 3246887 SH SOLE 3246887 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5409 2613149 SH SOLE 2613149 0 0 NOVAGOLD RES INC COM NEW 66987E206 11945 2619564 SH SOLE 2619564 0 0 NXP SEMICONDUCTORS N V COM N6596X109 24818 253214 SH SOLE 253214 0 0 PANDORA MEDIA INC COM 698354107 2994 229600 SH SOLE 229600 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AK8 9095 7188000 PRN SOLE 0 0 0 PRIVATEBANCORP INC COM 742962103 80957 1493942 SH SOLE 1493942 0 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 3503 3000000 PRN SOLE 0 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 6915 6680000 PRN SOLE 0 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 57585 1348272 SH SOLE 1348272 0 0 SMART & FINAL STORES INC COM 83190B101 15863 1125000 SH SOLE 1125000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 12397 113100 SH Call SOLE 113100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 764473 3420000 SH Call SOLE 3420000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 472967 2115900 SH Put SOLE 2115900 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 47917 158808 SH SOLE 158808 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 66584 1198200 SH Put SOLE 1198200 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 68664 53762000 PRN SOLE 0 0 0 TERRAFORM PWR INC CL A COM 88104R100 9403 734039 SH SOLE 734039 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 3359 669175 SH SOLE 669175 0 0 TFS FINL CORP COM 87240R107 44078 2315000 SH SOLE 2315000 0 0 TIME WARNER INC COM NEW 887317303 123616 1280600 SH SOLE 1280600 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1960 135000 SH Put SOLE 135000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 34738 1660500 SH Call SOLE 1660500 0 0