0000902664-16-008788.txt : 20161114
0000902664-16-008788.hdr.sgml : 20161111
20161114135315
ACCESSION NUMBER: 0000902664-16-008788
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empyrean Capital Partners, LP
CENTRAL INDEX KEY: 0001317195
IRS NUMBER: 522403815
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11141
FILM NUMBER: 161993416
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310)843-9900
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317195
XXXXXXXX
09-30-2016
09-30-2016
false
Empyrean Capital Partners, LP
10250 Constellation Boulevard
Suite 2950
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-11141
N
Peter Bergren
Chief Financial Officer
310-843-3000
/s/ Peter Bergren
Los Angeles
CA
11-14-2016
0
69
1991930
INFORMATION TABLE
2
infotable.xml
AEGEAN MARINE PETE NETWORK I
NOTE 4.000%11/0
Y0020QAA9
10664
10650000
PRN
SOLE
0
0
0
ALERE INC
COM
01449J105
10810
250000
SH
SOLE
250000
0
0
ALON USA ENERGY INC
NOTE 3.000% 9/1
020520AB8
21053
22000000
PRN
SOLE
0
0
0
ALTRA INDL MOTION CORP
NOTE 2.750% 3/0
02208RAE6
26395
22150000
PRN
SOLE
0
0
0
AMERICAN INTL GROUP INC
COM New
026874784
76104
1282500
SH
SOLE
1282500
0
0
ARAMARK
COM
03852U106
67401
1772303
SH
SOLE
1772303
0
0
ATKORE INTL GROUP INC
COM
047649108
2488
132770
SH
SOLE
132770
0
0
BOSTON PRIVATE FINL HLDGS IN
*W EXP 11/21/201
101119113
1368
223953
SH
SOLE
223953
0
0
CAESARS ACQUISITION CO
CL A
12768T103
4844
390000
SH
SOLE
390000
0
0
CALAMP CORP
NOTE 1.625% 5/1
128126AB5
14883
15952000
PRN
SOLE
0
0
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
3263
2777000
PRN
SOLE
0
0
0
CATERPILLAR INC DEL
COM
149123101
41988
473000
SH
Put
SOLE
473000
0
0
CAVIUM INC
COM
14964U108
6932
119100
SH
SOLE
119100
0
0
CITIZENS FINL GROUP INC
COM
174610105
49502
2003310
SH
SOLE
2003310
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
3990
100000
SH
SOLE
100000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
5770
500000
SH
SOLE
500000
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
30880
282400
SH
Put
SOLE
282400
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
38547
806420
SH
SOLE
806420
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
4668
356600
SH
Put
SOLE
356600
0
0
DYNEGY INC NEW DEL
COM
26817R108
16107
1300000
SH
SOLE
1300000
0
0
ENOVA INTL INC
COM
29357K103
13475
1392033
SH
SOLE
1392033
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
6609
8000000
PRN
SOLE
0
0
0
GOLDCORP INC NEW
COM
380956409
5204
315000
SH
SOLE
315000
0
0
GRIDSUM HLDG INC
ADR REPSG CL B
398132100
2130
126382
SH
SOLE
126382
0
0
HANESBRANDS INC
COM
410345102
7426
294100
SH
Put
SOLE
294100
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
113771
5000914
SH
SOLE
5000914
0
0
HYATT HOTELS CORP
COM CL A
448579102
13499
274254
SH
SOLE
274254
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
23625
2625000
SH
SOLE
2625000
0
0
INFINERA CORPORATION
COM
45667G103
5769
638904
SH
SOLE
638904
0
0
INNOVIVA INC
COM
45781M101
24610
2239315
SH
SOLE
2239315
0
0
INVENSENSE INC
COM
46123D205
203
27300
SH
Call
SOLE
27300
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
48040
4000000
SH
SOLE
4000000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
8685
69923
SH
SOLE
69923
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
33537
270000
SH
Put
SOLE
270000
0
0
KEARNY FINL CORP MD
COM
48716P108
26520
1948562
SH
SOLE
1948562
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
21339
628000
SH
SOLE
628000
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
921
52795
SH
SOLE
52795
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
33638
1006831
SH
SOLE
1006831
0
0
LIBERTY MEDIA CORP DELAWARE
COM A MEDIA GRP
531229870
3782
131997
SH
SOLE
131997
0
0
LIBERTY MEDIA CORP DELAWARE
COM C MEDIA GRP
531229854
7083
251704
SH
SOLE
251704
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
3004
172822
SH
SOLE
172822
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
67648
3096032
SH
SOLE
3096032
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
13410
10000000
PRN
SOLE
0
0
0
MOLSON COORS BREWING CO
CL B
60871R209
56547
515000
SH
SOLE
515000
0
0
NEWPARK RES INC
NOTE 4.000%10/0
651718AC2
16311
16426000
PRN
SOLE
0
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
13430
4032912
SH
SOLE
4032912
0
0
NORTHERN DYNASTY MINERALS LT
COM New
66510M204
684
963149
SH
SOLE
963149
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
9051
700000
SH
SOLE
700000
0
0
NOVAGOLD RES INC
COM New
66987E206
12979
2317623
SH
SOLE
2317623
0
0
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
3876
366665
SH
SOLE
366665
0
0
PANDORA MEDIA INC
COM
698354107
14330
1000000
SH
SOLE
1000000
0
0
PHOTRONICS INC
NOTE 3.250% 4/0
719405AK8
8314
6894000
PRN
SOLE
0
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
4055
500000
SH
SOLE
500000
0
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
3456
3000000
PRN
SOLE
0
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
48412
1400000
SH
SOLE
1400000
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
68330
1348272
SH
SOLE
1348272
0
0
SMART & FINAL STORES INC
COM
83190B101
14366
1125000
SH
SOLE
1125000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
14210
113100
SH
Call
SOLE
113100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
500107
2312100
SH
Put
SOLE
2312100
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
4845
17163
SH
SOLE
17163
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
50648
1198200
SH
Put
SOLE
1198200
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
51315
42532000
PRN
SOLE
0
0
0
SUNOPTA INC
COM
8676EP108
10929
1548000
SH
SOLE
1548000
0
0
TERADATA CORP DEL
COM
88076W103
10541
340027
SH
SOLE
340027
0
0
TERRAFORM PWR INC
CL A COM
88104R100
13555
974483
SH
SOLE
974483
0
0
TEXAS INSTRS INC
COM
882508104
30353
432500
SH
Put
SOLE
432500
0
0
TFS FINL CORP
COM
87240R107
41230
2315000
SH
SOLE
2315000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
43887
1660500
SH
Call
SOLE
1660500
0
0
WILLIAMS COS INC DEL
COM
969457100
24584
800000
SH
SOLE
800000
0
0