-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2kuOZgDh6vO6iIj3GCdpGItUDoKtOG8WIkMgq1BiF9YeMZ07nAQNEX/yH2F7m86 xZWTp+W9VTe0zUbD/9CHFQ== 0000902664-11-000540.txt : 20110214 0000902664-11-000540.hdr.sgml : 20110214 20110214192801 ACCESSION NUMBER: 0000902664-11-000540 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 11611468 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p11-0266form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP ------------------------------ Address: 10250 Constellation Boulevard ------------------------------ Suite 2950 ------------------------------ Los Angeles, California 90067 ------------------------------ Form 13F File Number: 028-11141 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes ------------------------------- Title: Chief Financial Officer ------------------------------- Phone: 310-843-3060 ------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 2/14/2011 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $ 1,874,996 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- --------------------- --------- -------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- ALCON INC COM SHS H01301102 92,893 568,500 SH SOLE 568,500 0 0 BALLY TECHNOLOGIES INC COM 05874B107 61,247 1,451,700 SH SOLE 1,451,700 0 0 BANK OF AMERICA CORPORATION COM 060505104 13,340 1,000,000 SH CALL SOLE 1,000,000 0 0 BARNES GROUP INC NOTE 3.750% 8/0 067806AB5 12,445 11,739,000 PRN SOLE 11,739,000 0 0 CHARLES RIV LABS INTL INC COM 159864107 80,747 2,271,990 SH SOLE 2,271,990 0 0 CORELOGIC INC COM 21871D103 4,481 241,977 SH SOLE 241,977 0 0 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 5,719 5,639,000 PRN SOLE 5,639,000 0 0 D R HORTON INC COM 23331A109 11,930 1,000,000 SH PUT SOLE 1,000,000 0 0 DAVITA INC COM 23918K108 60,435 869,700 SH SOLE 869,700 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 46,413 1,265,000 SH SOLE 1,265,000 0 0 EASTMAN KODAK CO NOTE 7.000% 4/0 277461BJ7 7,827 7,500,000 PRN SOLE 7,500,000 0 0 EXCO RESOURCES INC COM 269279402 39,811 2,050,000 SH SOLE 2,050,000 0 0 FORD MTR CO DEL *W EXP 01/01/201 345370134 16,564 2,050,000 SH SOLE 2,050,000 0 0 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 6,380 6,500,000 PRN SOLE 6,500,000 0 0 GENZYME CORP COM 372917104 11,250 158,000 SH SOLE 158,000 0 0 GENZYME CORP COM 372917104 67,526 948,400 SH CALL SOLE 948,400 0 0 HANCOCK HLDG CO COM 410120109 7,286 209,000 SH SOLE 209,000 0 0 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 12,561 11,355,000 PRN SOLE 11,355,000 0 0 HESS CORP COM 42809H107 7,654 100,000 SH CALL SOLE 100,000 0 0 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 19,420 17,500,000 PRN SOLE 17,500,000 0 0 JPMORGAN CHASE & CO COM 46625H100 16,968 400,000 SH CALL SOLE 400,000 0 0 KROGER CO COM 501044101 22,360 1,000,000 SH SOLE 1,000,000 0 0 KULICKE & SOFFA INDS INC NOTE 0.875% 6/0 501242AT8 4,808 5,000,000 PRN SOLE 5,000,000 0 0 LDK SOLAR CO LTD NOTE 4.750% 4/1 50183LAB3 24,693 25,000,000 PRN SOLE 25,000,000 0 0 LENNAR CORP CL A 526057104 18,750 1,000,000 SH PUT SOLE 1,000,000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 19,637 35,500,000 PRN SOLE 35,500,000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 5,196 9,113,000 PRN SOLE 9,113,000 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 24,753 395,670 SH SOLE 395,670 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 53,885 876,600 SH SOLE 876,600 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 6,147 100,000 SH CALL SOLE 100,000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 19,986 321,062 SH SOLE 321,062 0 0 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 17,530 16,578,000 PRN SOLE 16,578,000 0 0 MONSANTO CO NEW COM 61166W101 94,014 1,350,000 SH CALL SOLE 1,350,000 0 0 NEWS CORP CL A 65248E104 116,668 8,012,900 SH SOLE 8,012,900 0 0 NORTHROP GRUMMAN CORP COM 666807102 45,346 700,000 SH CALL SOLE 700,000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AB1 19,484 20,000,000 PRN SOLE 20,000,000 0 0 OCWEN FINL CORP COM NEW 675746309 9,879 1,035,500 SH SOLE 1,035,500 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 6,802 48,400 SH SOLE 48,400 0 0 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 8,410 7,500,000 PRN SOLE 7,500,000 0 0 ON SEMICONDUCTOR CORP NOTE 1.875%12/1 682189AD7 35,089 23,500,000 PRN SOLE 23,500,000 0 0 POTASH CORP SASK INC COM 73755L107 42,733 276,000 SH SOLE 276,000 0 0 POTASH CORP SASK INC COM 73755L107 46,449 300,000 SH CALL SOLE 300,000 0 0 POTASH CORP SASK INC COM 73755L107 54,191 350,000 SH PUT SOLE 350,000 0 0 QUICKSILVER RESOURCES INC COM 74837R104 43,115 2,925,000 SH SOLE 2,925,000 0 0 RF MICRODEVICES INC NOTE 0.750% 4/1 749941AG5 4,991 4,500,000 PRN SOLE 4,500,000 0 0 RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 13,267 11,757,000 PRN SOLE 11,757,000 0 0 SAFEWAY INC COM NEW 786514208 11,245 500,000 SH SOLE 500,000 0 0 SEARS HLDGS CORP COM 812350106 36,447 494,200 SH SOLE 494,200 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 30,576 448,000 SH SOLE 448,000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 23,000 1,442,000 SH SOLE 1,442,000 0 0 SEMPRA ENERGY COM 816851109 59,607 1,135,800 SH SOLE 1,135,800 0 0 SMITH & WESSON HLDG CORP NOTE 4.000%12/1 831756AB7 1,493 1,500,000 PRN SOLE 1,500,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 121,380 875,000 SH SOLE 875,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 70,747 510,000 SH PUT SOLE 510,000 0 0 SUNCOR ENERGY INC NEW COM 867224107 24,889 650,000 SH CALL SOLE 650,000 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 15,961 685,000 SH SOLE 685,000 0 0 TFS FINL CORP COM 87240R107 36,080 4,000,000 SH SOLE 4,000,000 0 0 UAL CORP NOTE 4.500% 6/3 902549AH7 4,628 4,500,000 PRN SOLE 4,500,000 0 0 UAL CORP DBCV 5.000% 2/0 902549AE4 11,028 11,000,000 PRN SOLE 11,000,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- --------------------- --------- -------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- VERIFONE SYS INC NOTE 1.375% 6/1 92342YAB5 16,358 15,100,000 PRN SOLE 15,100,000 0 0 WELLS FARGO & CO NEW COM 949746101 12,396 400,000 SH CALL SOLE 400,000 0 0 YAHOO INC COM 984332106 21,453 1,290,000 SH SOLE 1,290,000 0 0 YAHOO INC COM 984332106 16,630 1,000,000 SH CALL SOLE 1,000,000 0 0
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