0000902664-11-001614.txt : 20111114 0000902664-11-001614.hdr.sgml : 20111111 20111114161310 ACCESSION NUMBER: 0000902664-11-001614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 111202628 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p11-1844form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: C. Martin Meekins -------------------------------------------------- Title: General Counsel and Chief Compliance Officer -------------------------------------------------- Phone: 310-843-3071 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ C. Martin Meekins Los Angeles, California 11/14/2011 ----------------------------- --------------------------- ------------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 62 ------------- Form 13F Information Table Value Total: $ 1,715,333 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- --------- ----- ------- ACTUANT CORP SDCV 2.672% 11/1 00508XAB0 5,265 4,807,000 SH SOLE 4,807,000 ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 6,384 6,320,000 SH SOLE 6,320,000 BALLY TECHNOLOGIES INC COM 05874B107 60,867 2,255,992 SH SOLE 2,255,992 BANK OF AMERICA CORPORATION COM 060505104 45,900 7,500,000 SH CALL SOLE 7,500,000 BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201 101119113 485 307,780 SH SOLE 307,780 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 32,011 2,035,000 SH SOLE 2,035,000 CHARLES RIV LABS INTL INC COM 159864107 68,420 2,390,636 SH SOLE 2,390,636 CHINA MED TECHNOLOGIES INC NOTE 6.250% 12/1 169483AE4 532 1,000,000 SH SOLE 1,000,000 CHINA MED TECHNOLOGIES INC SPOSORED ADR 169483104 5,275 1,055,000 SH SOLE 1,055,000 COMPUTER SCIENCES CORP COM 205363104 13,425 500,000 SH CALL SOLE 500,000 COMTECH TELECOMMUNICATIONS C NOTE 3.000% 5/0 205826AF7 7,284 6,970,000 SH SOLE 6,970,000 CORELOGIC INC COM 21871D103 2,582 241,977 SH SOLE 241,977 CROWN CASTLE INTL CORP COM 228227104 99,642 2,450,000 SH SOLE 2,450,000 CUBIST PHARMACEUTICALS INC NOTE 2.250% 6/1 229678AC1 2,511 2,000,000 SH SOLE 2,000,000 DIODES INC NOTE 2.250% 10/0 254543AA9 2,000 2,000,000 SH SOLE 2,000,000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 40,008 1,138,200 SH SOLE 1,138,200 DOLLAR FINL CORP NOTE 2.875% 6/3 256664AB9 7,689 7,130,000 SH SOLE 7,130,000 E TRADE FINANCIAL CORP COM NEW 269246401 76,038 8,346,700 SH SOLE 8,346,700 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 2,545 2,500,000 SH SOLE 2,500,000 EXPRESS SCRIPTS INC COM 302182100 37,811 1,020,000 SH SOLE 1,020,000 FIRST AMERN FINL CORP COM 31847R102 3,097 241,977 SH SOLE 241,977 GENERAL CABLE CORP DEL NEW NOTE 0.875% 11/1 369300AD0 6,902 7,500,000 SH SOLE 7,500,000 GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 745 1,191,250 SH SOLE 1,191,250 GLOBAL EAGLE ACQUISITION COR COM 37951D102 11,442 1,200,000 SH SOLE 1,200,000 GOODRICH CORP COM 382388106 27,153 225,000 SH SOLE 225,000 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 16,481 16,903,000 SH SOLE 16,903,000 HOLOGIC INC FRNT 2.000% 12/1 436440AA9 18,328 19,500,000 SH SOLE 19,500,000 HSN INC COM 404303109 3,397 102,550 SH SOLE 102,550 ISHARES SILVER TRUST ISHARES 46428Q109 9,396 325,000 SH SOLE 325,000 JINKOSOLAR HLDG CO LTD SPOSORED ADR 47759T100 170 35,000 SH CALL SOLE 35,000 JINKOSOLAR HLDG CO LTD NOTE 4.000% 5/1 47759TAA8 941 3,000,000 SH SOLE 3,000,000 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 1,119 2,000,000 SH SOLE 2,000,000 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 11,079 20,613,000 SH SOLE 20,613,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 24,670 45,500,000 SH SOLE 45,500,000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 107,748 7,300,000 SH SOLE 7,300,000 LIFE TECHNOLOGIES CORP COM 53217V109 115,290 3,000,000 SH SOLE 3,000,000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 57,618 1,044,000 SH SOLE 1,044,000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 14,067 300,000 SH SOLE 300,000 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 14,936 11,578,000 SH SOLE 11,578,000 MONSANTO CO NEW COM 61166W101 84,056 1,400,000 SH CALL SOLE 1,400,000 NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 2,769 2,000,000 SH SOLE 2,000,000 NUVASIVE INC NOTE 2.250% 3/1 670704AB1 11,562 11,900,000 SH SOLE 11,900,000 OCWEN FINL CORP COM NEW 675746309 72,829 5,513,205 SH SOLE 5,513,205 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 7,623 7,532,000 SH SOLE 7,532,000 ON SEMICONDUCTOR CORP NOTE 1.875% 12/1 682189AD7 22,055 18,800,000 SH SOLE 18,800,000 POPULAR INC COM 733174106 55,509 37,006,160 SH SOLE 37,006,160 QUICKSILVER RESOURCES INC DBCV 1.875% 11/0 74837RAB0 10,061 10,088,000 SH SOLE 10,088,000 RF MICRODEVICES INC NOTE 0.750% 4/1 749941AG5 9,031 8,800,000 SH SOLE 8,800,000 RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 21,709 20,324,000 SH SOLE 20,324,000 SEARS HLDGS CORP COM 812350106 51,188 889,908 SH SOLE 889,908 SESI LLC FRNT 1.500% 12/1 78412FAH7 14,929 15,000,000 SH SOLE 15,000,000 SPDR GOLD TRUST GOLD SHS 78463V107 88,561 560,300 SH SOLE 560,300 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 6,447 7,767,000 SH SOLE 7,767,000 SUNPOWER CORP COM CL B 867652307 1,041 141,700 SH SOLE 141,700 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 2,716 2,500,000 SH SOLE 2,500,000 TFS FINL CORP COM 87240R107 48,780 6,000,000 SH SOLE 6,000,000 TYCO INTERNATIONAL LTD SHS H89128104 136,513 3,350,000 SH SOLE 3,350,000 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 5,866 6,500,000 SH SOLE 6,500,000 VERIFONE SYS INC NOTE 1.375% 6/1 92342YAB5 6,242 6,000,000 SH SOLE 6,000,000 VERIFONE SYS INC COM 92342Y109 24,514 700,000 SH SOLE 700,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- --------- ----- ------- VISTEON CORP COM NEW 92839U206 66,091 1,537,000 SH SOLE 1,537,000 WORLD ACCEP CORPORATION NOTE 3.000% 10/0 981417AB4 3,988 4,000,000 SH SOLE 4,000,000