0001140361-12-001941.txt : 20120111
0001140361-12-001941.hdr.sgml : 20120111
20120111131418
ACCESSION NUMBER: 0001140361-12-001941
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120111
DATE AS OF CHANGE: 20120111
EFFECTIVENESS DATE: 20120111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Independence Trust CO
CENTRAL INDEX KEY: 0001317103
IRS NUMBER: 621643496
STATE OF INCORPORATION: X1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11108
FILM NUMBER: 12521685
BUSINESS ADDRESS:
STREET 1: P.O. BOX 682188
CITY: FRANKLIN
STATE: TN
ZIP: 37068
BUSINESS PHONE: (615) 591-0044
MAIL ADDRESS:
STREET 1: P.O. BOX 682188
CITY: FRANKLIN
STATE: TN
ZIP: 37068
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Independence Trust Company
Address: P.O. Box 682188
Franklin, TN 37068-2188
Form 13F File Number: 028-11108
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Marcia E. Williams
Title: President and CEO
Phone: (615) 591-0044
Signature, Place, and Date of Signing:
/s/ Marcia E. Williams Franklin, TN 1/11/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 126
Form 13F Information Table Value Total: $ 112,525
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----
AGCO CORP 001084102 569 13235 SH SOLE 13235 0 0
AT&T INC 00206R102 1745 57734 SH SOLE 57734 0 0
ABBOTT LABORATORIES 002824100 1218 21673 SH SOLE 21673 0 0
AFFILIATED MANAGERS GROUP 008252108 495 5160 SH SOLE 5160 0 0
ALLIANCEBERNSTEIN INCOME FUND INC 01881E101 101 12551 SH SOLE 12551 0 0
ALTRIA GROUP, INC. 02209S103 260 8780 SH SOLE 8780 0 0
ANNALY CAPITAL MANAGEMENT REIT 035710409 227 14220 SH SOLE 14220 0 0
APPLE COMPUTER INC 037833100 722 1782 SH SOLE 1782 0 0
AUTOMATIC DATA PROCESSING INC 053015103 635 11762 SH SOLE 11762 0 0
BHP BILLITON LTD ADR 088606108 215 3040 SH SOLE 3040 0 0
BRINKS COMPANY 109696104 491 18285 SH SOLE 18285 0 0
BRISTOL MYERS SQUIBB 110122108 402 11418 SH SOLE 11418 0 0
BRITISH AMERICAN TOBACCO ADR 110448107 250 2640 SH SOLE 2640 0 0
BUCKEYE PARTNERS LP 118230101 1042 16295 SH SOLE 16295 0 0
CASCADE CORP 147195101 299 6350 SH SOLE 6350 0 0
CATERPILLAR INC 149123101 305 3370 SH SOLE 3370 0 0
CENTENE CORP 15135B101 554 13985 SH SOLE 13985 0 0
CHESAPEAKE MIDSTREAM PARTNER LP 16524K108 467 16120 SH SOLE 16120 0 0
CHEVRONTEXACO CORP 166764100 335 3150 SH SOLE 3150 0 0
CHICAGO BRIDGE & IRON CO N.V. 167250109 552 14620 SH SOLE 14620 0 0
CHINA EASTERN AIRLINES ADR 16937R104 467 26295 SH SOLE 26295 0 0
CLIFFS NATURAL RESOURCES INC 18683K101 306 4905 SH SOLE 4905 0 0
CLOROX COMPANY 189054109 1094 16433 SH SOLE 16433 0 0
COCA COLA CO 191216100 1629 23276 SH SOLE 23276 0 0
COLGATE PALMOLIVE COMPANY 194162103 1466 15866 SH SOLE 15866 0 0
COLUMBIA SPORTSWEAR 198516106 453 9725 SH SOLE 9725 0 0
COMCAST CORP CLASS A 20030N101 1284 54162 SH SOLE 54162 0 0
CIA SIDERURGICA NACL ADR 20440W105 262 32030 SH SOLE 32030 0 0
COMPASS DIVERSIFIED HLDGS LP 20451Q104 150 12090 SH SOLE 12090 0 0
COPANO ENEEGY LP 217202100 354 10355 SH SOLE 10355 0 0
CUSHING MLP TOTAL RETURN FUND 231631102 3401 382181 SH SOLE 382181 0 0
DCP MIDSTREAM PARTNERS LP 23311P100 220 4645 SH SOLE 4645 0 0
DARLING INTERNATIONAL INC 237266101 536 40345 SH SOLE 40345 0 0
DOW CHEMICAL CO 260543103 295 10274 SH SOLE 10274 0 0
E I DUPONT DE NEMOURS & CO 263534109 336 7346 SH SOLE 7346 0 0
DUKE ENERGY CORP 26441C105 1437 65312 SH SOLE 65312 0 0
EATON VANCE SENIOR INCOME 27826S103 78 12000 SH SOLE 12000 0 0
EATON VANCE T/M BUY-WRITE OP 27828Y108 132 11247 SH SOLE 11247 0 0
EATON VANCE TAX-MANAGED GLOBAL 27829F108 116 14070 SH SOLE 14070 0 0
EATON VANCE RISK-MANAGED DIVERSIFIED 27829G106 157 15001 SH SOLE 15001 0 0
EL PASO PIPELINE PARTNERS LP 283702108 973 28110 SH SOLE 28110 0 0
ENBRIDGE ENERGY PART LP 29250R106 726 21893 SH SOLE 21893 0 0
ENERGY TRANSFER PARTNERS LP 29273R109 746 16270 SH SOLE 16270 0 0
ENERGY TRANSFER EQUITY LP 29273V100 452 11140 SH SOLE 11140 0 0
ENTERPRISE PRODUCT PARTNERS LP 293792107 1411 30415 SH SOLE 30415 0 0
EXXON MOBIL CORP 30231G102 1765 20829 SH SOLE 20829 0 0
FORD MOTOR CO WARRANT EXP 01/01/13 345370134 113 47250 SH SOLE 47250 0 0
FORD MOTOR COMPANY 345370860 559 51980 SH SOLE 51980 0 0
FREEPORT-MCMORAN COOPER-B 35671D857 352 9580 SH SOLE 9580 0 0
GENERAL ELECTRIC CO 369604103 376 21010 SH SOLE 21010 0 0
HSBC HOLDINGS PLC ADR 404280406 256 6720 SH SOLE 6720 0 0
HJ HEINZ CO 423074103 1707 31583 SH SOLE 31583 0 0
HOLLY ENERGY PARTNERS LP 435763107 255 4735 SH SOLE 4735 0 0
HOME DEPOT INC 437076102 1520 36163 SH SOLE 36163 0 0
INTEL CORPORATION 458140100 2222 91620 SH SOLE 91620 0 0
INTERNATIONAL BUSINESS MACHINES 459200101 1090 5930 SH SOLE 5930 0 0
ISHARES LEHMAN AGG BOND FD 464287226 606 5500 SH SOLE 5500 0 0
ISHARES MSCI EMERGING MARKET INDEX 464287234 318 8382 SH SOLE 8382 0 0
ISHARES IBOXX INVESTMENT GRADE 464287242 1585 13930 SH SOLE 13930 0 0
ISHARES MSCI EAFE INDEX FUND 464287465 303 6121 SH SOLE 5786 0 335
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----
ISHARES RUSSELL 3000 VALUE 464287663 288 3463 SH SOLE 3223 0 240
J ALEXANDER CORP 466096104 1257 201069 SH SOLE 0 201069 0
JP MORGAN CHASE & CO 46625H100 206 6195 SH SOLE 6195 0 0
JAMES RIVER COAL COMPANY 470355207 212 30705 SH SOLE 30705 0 0
JOHNSON & JOHNSON 478160104 1681 25633 SH SOLE 25633 0 0
KAYNE ANDERSON MLP 486606106 26167 861881 SH SOLE 861881 0 0
KINDER MORGAN ENERGY PTRS LP 494550106 1024 12057 SH SOLE 12057 0 0
KINDER MORGAN INC 49456B101 254 7886 SH SOLE 7886 0 0
KOPPERS HOLDINGS INC 50060P106 493 14360 SH SOLE 14360 0 0
KRAFT FOODS INC - A 50075N104 1411 37773 SH SOLE 37773 0 0
LAS VEGAS SANDS CORP 517834107 410 9595 SH SOLE 9595 0 0
LIBERTY ALL-STAR GROWTH FUND 529900102 114 30000 SH SOLE 30000 0 0
LIBERTY ALL-STAR EQUITY FUND 530158104 69 16309 SH SOLE 16309 0 0
LIMITED BRANDS 532716107 446 11065 SH SOLE 11065 0 0
LINEAR TECHNOLOGY CORP 535678106 526 17521 SH SOLE 17521 0 0
MAGELLAN MIDSTREAM PART LP 559080106 1231 17870 SH SOLE 17870 0 0
MARKWEST ENERGY PARTNERS LP 570759100 293 5330 SH SOLE 5330 0 0
MERCK & CO INC NEW COM 58933Y105 339 9000 SH SOLE 9000 0 0
MICROSOFT CORPORATION 594918104 970 37362 SH SOLE 37362 0 0
MIDDLEBY CORP 596278101 528 5610 SH SOLE 5610 0 0
MOSAIC COMPANY 61945C103 362 7170 SH SOLE 7170 0 0
NATURAL RESOURCE PARTNERS LP 63900P103 242 8924 SH SOLE 8924 0 0
NORDSON CORP 655663102 357 8680 SH SOLE 8680 0 0
NOVARTIS AG - ADR 66987V109 295 5160 SH SOLE 5160 0 0
NUVEEN MULTI STRATEGY INCOME & GROWTH 2 67073D102 98 12200 SH SOLE 12200 0 0
OGE ENERGY CORP 670837103 574 10125 SH SOLE 10125 0 0
ONEOK PARTNERS LP 68268N103 923 15985 SH SOLE 15985 0 0
PNC FINANCIAL SERV WARRANTS EXP 12/31/18 693475121 811 68850 SH SOLE 68850 0 0
PEABODY ENERGY CORP 704549104 315 9520 SH SOLE 9520 0 0
PETROCHINA CO LTD-ADR 7.16E+104 470 3780 SH SOLE 3780 0 0
PHILIP MORRIS INTERNATIONAL INC 718172109 325 4140 SH SOLE 4140 0 0
PLAINS ALL AMER PIPELINE LP 726503105 953 12975 SH SOLE 12975 0 0
POLARIS INDUSTRIES 731068102 445 7950 SH SOLE 7950 0 0
ULTRASHORT S&P500 PROSHARES 74347R883 370 19181 SH SOLE 19181 0 0
QUALCOMM INC 747525103 287 5255 SH SOLE 5155 0 100
REGENCY ENERGY PART LP 75885Y107 576 23170 SH SOLE 23170 0 0
REYNOLDS AMERICAN INC 761713106 208 5030 SH SOLE 5030 0 0
ROYCE VALUE TRUST 780910105 159 12988 SH SOLE 12988 0 0
S&P 500 DEPOSITORY RECEIPTS 78462F103 600 4777 SH SOLE 4777 0 0
SANDERSON FARMS INC 800013104 364 7255 SH SOLE 7255 0 0
SILICONWARE PRECISION ADR 827084864 145 33248 SH SOLE 33248 0 0
SMITHFIELD FOODS INC 832248108 466 19205 SH SOLE 19205 0 0
SOLUTIA INC 834376501 472 27315 SH SOLE 27315 0 0
SPECIAL OPPORTUNITIES FUND 84741T104 151 10435 SH SOLE 10435 0 0
SUNOCO LOGISTICS LTD LP 86764L108 547 13890 SH SOLE 13890 0 0
SYSCO CORP 871829107 1456 49648 SH SOLE 49648 0 0
TC PIPELINE LP 87233Q108 270 5688 SH SOLE 5688 0 0
TS&W/CLAYMORE T/A BALANCED 87280R108 178 15205 SH SOLE 15205 0 0
TARGA RESOURCES PARTNERS LP 87611X105 407 10910 SH SOLE 10910 0 0
THOR INDUSTRIES INC 885160101 359 13070 SH SOLE 13070 0 0
3M CO 88579Y101 1718 21022 SH SOLE 21022 0 0
TORTOISE ENERGY INFRASTRUCTURE 89147L100 3313 82871 SH SOLE 82871 0 0
TORTOISE ENERGY CAPITAL CORP 89147U100 8511 317347 SH SOLE 317347 0 0
TOTAL S.A. 89151E109 262 5130 SH SOLE 5130 0 0
TRACTOR SUPPLY COMPANY 892356106 389 5550 SH SOLE 5550 0 0
TRI-CONTINENTAL CORP 895436103 168 11820 SH SOLE 11820 0 0
TRINITY INDUSTRIES 896522109 620 20625 SH SOLE 20625 0 0
URS CORP. 903236107 536 15280 SH SOLE 15280 0 0
UNILEVER NV NY SHARE 904784709 259 7540 SH SOLE 7540 0 0
VODAFONE GROUP PLC - ADR 92857W209 296 10555 SH SOLE 10555 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----
WP CAREY & CO LLC LP 92930Y107 250 6110 SH SOLE 6110 0 0
WALGREEN CO. 931422109 1192 36071 SH SOLE 36071 0 0
WELLS FARGO & CO WARRANTS EXP 10/28/18 949746119 331 38605 SH SOLE 38605 0 0
WESTERN GAS PARTNERS LP 958254104 298 7215 SH SOLE 7215 0 0
WILLIAMS PARTNERS LP 96950F104 817 13619 SH SOLE 13619 0 0
ZION BANCORPORATION WARRANTS 989701115 69 22860 SH SOLE 22860 0 0