0001140361-11-050009.txt : 20111021 0001140361-11-050009.hdr.sgml : 20111021 20111021131441 ACCESSION NUMBER: 0001140361-11-050009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Trust CO CENTRAL INDEX KEY: 0001317103 IRS NUMBER: 621643496 STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11108 FILM NUMBER: 111151967 BUSINESS ADDRESS: STREET 1: P.O. BOX 682188 CITY: FRANKLIN STATE: TN ZIP: 37068 BUSINESS PHONE: (615) 591-0044 MAIL ADDRESS: STREET 1: P.O. BOX 682188 CITY: FRANKLIN STATE: TN ZIP: 37068 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Trust Company Address: P.O. Box 682188 Franklin, TN 37068-2188 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Marcia E. Williams Title: President and CEO Phone: (615) 591-0044 Signature, Place, and Date of Signing: /s/ Marcia E. Williams Franklin, TN 10/21/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total: $ 102,098 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- AGCO CORP 1084102 421 12195 SH SOLE 12195 0 0 AT&T INC 00206R102 1427 50053 SH SOLE 50053 0 0 ABBOTT LABORATORIES 2824100 1273 24898 SH SOLE 24898 0 0 AFFILIATED MANAGERS GROUP 8252108 371 4755 SH SOLE 4755 0 0 ALLIANCEBERNSTEIN INCOME FUND INC 01881E101 100 12551 SH SOLE 12551 0 0 ALTRIA GROUP, INC. 02209S103 250 9315 SH SOLE 9315 0 0 ANNALY CAPITAL MANAGEMENT REIT 35710409 236 14220 SH SOLE 14220 0 0 APPLE COMPUTER INC 37833100 3131 8212 SH SOLE 8212 0 0 AUTOMATIC DATA PROCESSING INC 53015103 568 12042 SH SOLE 12042 0 0 BAIDU.COM ADR 56752108 592 5540 SH SOLE 5540 0 0 BRINKS COMPANY 109696104 403 17280 SH SOLE 17280 0 0 BRISTOL MYERS SQUIBB 110122108 383 12213 SH SOLE 12213 0 0 BRITISH AMERICAN TOBACCO ADR 110448107 247 2915 SH SOLE 2915 0 0 BUCKEYE PARTNERS LP 118230101 679 10865 SH SOLE 10865 0 0 CASCADE CORP 147195101 212 6350 SH SOLE 6350 0 0 CATERPILLAR INC 149123101 813 11010 SH SOLE 11010 0 0 CENTENE CORP 15135B101 468 16320 SH SOLE 16320 0 0 CHESAPEAKE ENERGY CORP 165167107 490 19205 SH SOLE 19205 0 0 CHESAPEAKE MIDSTREAM PARTNER LP 16524K108 237 8848 SH SOLE 8848 0 0 CHEVRONTEXACO CORP 166764100 333 3595 SH SOLE 3595 0 0 CHICAGO BRIDGE & IRON CO N.V. 167250109 449 15674 SH SOLE 15674 0 0 CHINA EASTERN AIRLINES ADR 16937R104 406 26295 SH SOLE 26295 0 0 CIRRUS LOGIC INC 172755100 228 15445 SH SOLE 15445 0 0 CLIFFS NATURAL RESOURCES INC 18683K101 429 8395 SH SOLE 8395 0 0 CLOROX COMPANY 189054109 1118 16863 SH SOLE 16863 0 0 COCA COLA CO 191216100 1563 23136 SH SOLE 23136 0 0 COLGATE PALMOLIVE COMPANY 194162103 1446 16301 SH SOLE 16301 0 0 COLUMBIA SPORTSWEAR 198516106 390 8410 SH SOLE 8410 0 0 COMCAST CORP CLASS A 20030N101 1058 50582 SH SOLE 50582 0 0 CIA SIDERURGICA NACL ADR 20440W105 106 13320 SH SOLE 13320 0 0 COMPASS DIVERSIFIED HLDGS LP 20451Q104 147 12090 SH SOLE 12090 0 0 CONOCOPHILLIPS 20825C104 349 5520 SH SOLE 5520 0 0 COPANO ENEEGY LP 217202100 217 7270 SH SOLE 7270 0 0 CUSHING MLP TOTAL RETURN FUND 231631102 3340 382181 SH SOLE 382181 0 0 DARLING INTERNATIONAL INC 237266101 453 36015 SH SOLE 36015 0 0 DOW CHEMICAL CO 260543103 708 31554 SH SOLE 31554 0 0 E I DUPONT DE NEMOURS & CO 263534109 266 6666 SH SOLE 6666 0 0 DUKE ENERGY CORP 26441C105 1335 66812 SH SOLE 66812 0 0 EATON VANCE TAX-MANAGED GLOBAL 27829F108 113 14070 SH SOLE 14070 0 0 EL PASO PIPELINE PARTNERS LP 283702108 807 22745 SH SOLE 22745 0 0 ENBRIDGE ENERGY PART LP 29250R106 465 16938 SH SOLE 16938 0 0 ENERGY TRANSFER PARTNERS LP 29273R109 709 17295 SH SOLE 17295 0 0 ENTERPRISE PRODUCT PARTNERS LP 293792107 876 21818 SH SOLE 21818 0 0 EXXON MOBIL CORP 30231G102 1539 21189 SH SOLE 21189 0 0 FORD MOTOR CO WARRANT EXP 01/01/13 345370134 104 47250 SH SOLE 47250 0 0 FORD MOTOR COMPANY 345370860 503 51980 SH SOLE 51980 0 0 FREEPORT-MCMORAN COOPER-B 35671D857 600 19702 SH SOLE 19702 0 0 GENERAL ELECTRIC CO 369604103 292 19210 SH SOLE 19210 0 0 *HSBC HOLDINGS PLC ADR 404280406 232 6090 SH SOLE 6090 0 0 HJ HEINZ CO 423074103 1418 28106 SH SOLE 28106 0 0 HOME DEPOT INC 437076102 1217 37048 SH SOLE 37048 0 0 INTEL CORPORATION 458140100 2062 96690 SH SOLE 96690 0 0 INTERNATIONAL BUSINESS MACHINES 459200101 1068 6110 SH SOLE 6110 0 0 INTERNATIONAL PAPER COMPANY 460146103 484 20831 SH SOLE 20831 0 0 ISHARES LEHMAN AGG BOND FD 464287226 606 5500 SH SOLE 5500 0 0 ISHARES IBOXX INVESTMENT GRADE 464287242 1609 14330 SH SOLE 14330 0 0 ISHARES MSCI EAFE INDEX FUND 464287465 292 6121 SH SOLE 5786 0 335 ISHARES RUSSELL 3000 VALUE 464287663 256 3463 SH SOLE 3223 0 240 J ALEXANDER CORP 466096104 1284 205378 SH SOLE 0 205378 0 JAMES RIVER COAL COMPANY 470355207 150 23605 SH SOLE 23605 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- JOHNSON & JOHNSON 478160104 1526 23963 SH SOLE 23963 0 0 KAYNE ANDERSON MLP 486606106 23265 836571 SH SOLE 836571 0 0 KINDER MORGAN ENERGY PTRS LP 494550106 598 8749 SH SOLE 8749 0 0 KOPPERS HOLDINGS INC 50060P106 376 14665 SH SOLE 14665 0 0 KRAFT FOODS INC - A 50075N104 1301 38763 SH SOLE 38763 0 0 LAS VEGAS SANDS CORP 517834107 653 17025 SH SOLE 17025 0 0 LIBERTY ALL-STAR GROWTH FUND 529900102 108 30000 SH SOLE 30000 0 0 LIBERTY ALL-STAR EQUITY FUND 530158104 67 16309 SH SOLE 16309 0 0 LIMITED BRANDS 532716107 648 16830 SH SOLE 16830 0 0 LINEAR TECHNOLOGY CORP 535678106 496 17951 SH SOLE 17951 0 0 MAGELLAN MIDSTREAM PART LP 559080106 894 14802 SH SOLE 14802 0 0 MICROSOFT CORPORATION 594918104 873 35072 SH SOLE 35072 0 0 MIDDLEBY CORP 596278101 420 5965 SH SOLE 5965 0 0 MOSAIC COMPANY 61945C103 469 9570 SH SOLE 9570 0 0 NATURAL RESOURCE PARTNERS LP 63900P103 226 8924 SH SOLE 8924 0 0 NETAPP INC 64110D104 325 9565 SH SOLE 9565 0 0 NORDSON CORP 655663102 294 7395 SH SOLE 7395 0 0 NOVARTIS AG - ADR 66987V109 251 4500 SH SOLE 4500 0 0 OGE ENERGY CORP 670837103 484 10125 SH SOLE 10125 0 0 ONEOK PARTNERS LP 68268N103 660 14170 SH SOLE 14170 0 0 PNC FINANCIAL SERVICES GROUP, INC. 693475105 595 12350 SH SOLE 12350 0 0 PNC FINANCIAL SERV WARRANTS EXP 12/31/18 693475121 616 68850 SH SOLE 68850 0 0 PEABODY ENERGY CORP 704549104 323 9520 SH SOLE 9520 0 0 PHILIP MORRIS INTERNATIONAL INC 718172109 223 3580 SH SOLE 3580 0 0 PLAINS ALL AMER PIPELINE LP 726503105 524 8895 SH SOLE 8895 0 0 POLARIS INDUSTRIES 731068102 437 8740 SH SOLE 8740 0 0 ULTRASHORT S&P500 PROSHARES 74347R883 545 21375 SH SOLE 21375 0 0 PRUDENTIAL FINANCIAL INC 744320102 732 15620 SH SOLE 15620 0 0 QUALCOMM INC 747525103 359 7390 SH SOLE 7290 0 100 REGENCY ENERGY PART LP 75885Y107 389 17375 SH SOLE 17375 0 0 REYNOLDS AMERICAN INC 761713106 233 6215 SH SOLE 6215 0 0 ROYCE VALUE TRUST 780910105 142 12776 SH SOLE 12776 0 0 S&P 500 DEPOSITORY RECEIPTS 78462F103 541 4777 SH SOLE 4777 0 0 SANDERSON FARMS INC 800013104 305 6430 SH SOLE 6430 0 0 SILICONWARE PRECISION ADR 827084864 159 33248 SH SOLE 33248 0 0 SMITHFIELD FOODS INC 832248108 460 23585 SH SOLE 23585 0 0 SPECIAL OPPORTUNITIES FUND 84741T104 150 10435 SH SOLE 10435 0 0 SUNOCO LOGISTICS LTD LP 86764L108 374 4222 SH SOLE 4222 0 0 SYSCO CORP 871829107 1105 42678 SH SOLE 42678 0 0 TS&W/CLAYMORE T/A BALANCED 87280R108 166 15205 SH SOLE 15205 0 0 THOR INDUSTRIES INC 885160101 289 13070 SH SOLE 13070 0 0 3M CO 88579Y101 1361 18952 SH SOLE 18952 0 0 TORTOISE ENERGY INFRASTRUCTURE 89147L100 2812 82871 SH SOLE 82871 0 0 TORTOISE ENERGY CAPITAL CORP 89147U100 7442 318162 SH SOLE 318162 0 0 TRI-CONTINENTAL CORP 895436103 150 11820 SH SOLE 11820 0 0 TRINITY INDUSTRIES 896522109 450 21040 SH SOLE 21040 0 0 URS CORP. 903236107 453 15280 SH SOLE 15280 0 0 VERIZON COMMUNICATIONS 92343V104 381 10347 SH SOLE 10347 0 0 VODAFONE GROUP PLC - ADR 92857W209 293 11420 SH SOLE 11420 0 0 WP CAREY & CO LLC LP 92930Y107 246 6750 SH SOLE 6750 0 0 WALGREEN CO. 931422109 1175 35746 SH SOLE 35746 0 0 WAL-MART STORES INC 931142103 351 6760 SH SOLE 6760 0 0 WELLS FARGO & CO WARRANTS EXP 10/28/18 949746119 297 38605 SH SOLE 38605 0 0 WILLIAMS PARTNERS LP 96950F104 703 12969 SH SOLE 12969 0 0 ZION BANCORPORATION WARRANTS 989701115 55 22860 SH SOLE 22860 0 0