0001193125-11-294121.txt : 20111103 0001193125-11-294121.hdr.sgml : 20111103 20111103085255 ACCESSION NUMBER: 0001193125-11-294121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hall Martin CENTRAL INDEX KEY: 0001316977 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11158 FILM NUMBER: 111176205 MAIL ADDRESS: STREET 1: ROPES & GRAY LLP STREET 2: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d250463d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVERPAGE Report for the Calendar Quarter Ended: 09/30/11 If amended report check here: [_]; Amendment Number: ___________ Institutional Investment Manager Filing this Report: Name: Martin Hall Address: 800 Boylston Street Boston Ma 02199-3600 Form 13F File Number: 28-11158 The institutional investment manager filing this report and the person by whom it is signed here by represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, that that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place, and Date of Signing: /s/ Martin Hall Boston, Ma. 11/3/11 ------------------------------------- ------------- -------- (Signature) (City, State) (Date) [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and apportion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 323 Form 13F Information Table Value Total: $42,351,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 14 801-69700 Barclays Capital, Inc.
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- 3M CO COMMON STOCK 88579Y101 755 10,514 SHARES SHARED - Other 10,514 3M CO COMMON STOCK 88579Y101 47 650 SHARES SHARED - Other 14 650 ABB LTD-SPON ADR COMMON STOCK 000375204 41 2,387 SHARES SHARED - Other 2,387 ABB LTD-SPON ADR COMMON STOCK 000375204 71 4,175 SHARES SHARED - Other 14 4,175 ABBOTT LABS COMMON STOCK 002824100 1,683 32,909 SHARES SHARED - Other 32,909 ABBOTT LABS COMMON STOCK 002824100 119 2,323 SHARES SHARED - Other 14 2,323 ACCENTURE PLC CL A COMMON STOCK G1151C101 42 805 SHARES SHARED - Other 14 805 ACE LIMITED COMMON STOCK H0023R105 246 4,057 SHARES SHARED - Other 4,057 ADOBE SYS INC COMMON STOCK 00724F101 6 251 SHARES SHARED - Other 251 AECOM TECHNOLOGY CORP COMMON STOCK 00766T100 31 1,735 SHARES SHARED - Other 1,735 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 195 2,500 SHARES SHARED - Other 2,500 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 980 12,828 SHARES SHARED - Other 12,828 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 25 1,277 SHARES SHARED - Other 1,277 ALLERGAN INC COMMON STOCK 018490102 256 3,105 SHARES SHARED - Other 3,105 ALTRIA GROUP INC COMMON STOCK 02209S103 161 6,000 SHARES SHARED - Other 6,000 AMERICAN ELEC PWR INC COMMON STOCK 025537101 209 5,500 SHARES SHARED - Other 5,500 AMERICAN EXPRESS CO COMMON STOCK 025816109 381 8,490 SHARES SHARED - Other 8,490 AMERICAN EXPRESS CO COMMON STOCK 025816109 172 3,840 SHARES SHARED - Other 14 3,840 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874784 11 508 SHARES SHARED - Other 508 AMERICAN INTL GROUP WTS 1/19/21 WARRANTS 026874156 2 270 UNITS SHARED - Other 270 AMERICAN TOWER CORP COMMON STOCK 029912201 34 625 SHARES SHARED - Other 14 625 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 39 1,050 SHARES SHARED - Other 14 1,050 AMGEN INC COMMON STOCK 031162100 348 6,325 SHARES SHARED - Other 6,325 ANADARKO PETE CORP COMMON STOCK 032511107 2 24 SHARES SHARED - Other 24 ANSYS INC COMMON STOCK 03662Q105 50 1,020 SHARES SHARED - Other 1,020 AOL INC COMMON STOCK 00184X105 1 120 SHARES SHARED - Other 120 APACHE CORP COMMON STOCK 037411105 84 1,050 SHARES SHARED - Other 14 1,050 APPLE INC COMMON STOCK 037833100 898 2,354 SHARES SHARED - Other 2,354 APPLE INC COMMON STOCK 037833100 157 412 SHARES SHARED - Other 14 412 AT&T INC COMMON STOCK 00206R102 737 25,831 SHARES SHARED - Other 25,831 AT&T INC COMMON STOCK 00206R102 20 690 SHARES SHARED - Other 14 690
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- ATHENAHEALTH INC COMMON STOCK 04685W103 38 630 SHARES SHARED - Other 630 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 415 8,792 SHARES SHARED - Other 8,792 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 31 665 SHARES SHARED - Other 14 665 BAKER HUGHES INC COMMON STOCK 057224107 78 1,700 SHARES SHARED - Other 1,700 BANK OF AMERICA CORP COMMON STOCK 060505104 199 32,489 SHARES SHARED - Other 32,489 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 40 2,125 SHARES SHARED - Other 14 2,125 BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 107 1 SHARES SHARED - Other 1 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 373 5,250 SHARES SHARED - Other 5,250 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 42 590 SHARES SHARED - Other 14 590 BHP BILLITON LTD ADR COMMON STOCK 088606108 221 3,327 SHARES SHARED - Other 3,327 BLOCK H & R INC COMMON STOCK 093671105 21 1,600 SHARES SHARED - Other 1,600 BOEING CO COMMON STOCK 097023105 254 4,194 SHARES SHARED - Other 4,194 BORG WARNER AUTOMOTIVE INC COMMON STOCK 099724106 20 325 SHARES SHARED - Other 14 325 BP PLC SPONS ADR COMMON STOCK 055622104 336 9,314 SHARES SHARED - Other 9,314 BROADCOM CORP COMMON STOCK 111320107 37 1,100 SHARES SHARED - Other 1,100 BROADRIDGE FINL SOLUTIONS INC COMMON STOCK 11133T103 4 206 SHARES SHARED - Other 206 BROWN FORMAN CORP CL A COMMON STOCK 115637100 239 3,512 SHARES SHARED - Other 3,512 BROWN FORMAN CORP CL B COMMON STOCK 115637209 46 650 SHARES SHARED - Other 650 BTU INTERNATIONAL INC COMMON STOCK 056032105 466 105,000 SHARES SHARED - Other 105,000 CABOT OIL & GAS CORP COMMON STOCK 127097103 28 450 SHARES SHARED - Other 14 450 CAMPBELL SOUP CO COMMON STOCK 134429109 129 4,000 SHARES SHARED - Other 4,000 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 2,640 39,655 SHARES SHARED - Other 39,655 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 25 373 SHARES SHARED - Other 14 373 CATERPILLAR INC COMMON STOCK 149123101 377 5,100 SHARES SHARED - Other 5,100 CELGENE CORP COMMON STOCK 151020104 175 2,825 SHARES SHARED - Other 2,825 CENOVUS ENERGY INC COMMON STOCK 15135U109 40 1,300 SHARES SHARED - Other 1,300
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- CENOVUS ENERGY INC COMMON STOCK 15135U109 96 3,125 SHARES SHARED - Other 14 3,125 CERNER CORP COMMON STOCK 156782104 64 940 SHARES SHARED - Other 940 CH ROBINSON COMMON STOCK 12541W209 10 150 SHARES SHARED - Other 14 150 CHEVRON CORP COMMON STOCK 166764100 1,125 12,147 SHARES SHARED - Other 12,147 CHEVRON CORP COMMON STOCK 166764100 86 925 SHARES SHARED - Other 14 925 CHUBB CORP COMMON STOCK 171232101 357 5,956 SHARES SHARED - Other 5,956 CHURCH & DWIGHT INC COMMON STOCK 171340102 57 1,300 SHARES SHARED - Other 14 1,300 CINTAS CORP COMMON STOCK 172908105 25 890 SHARES SHARED - Other 14 890 CISCO SYSTEMS INC COMMON STOCK 17275R102 889 57,387 SHARES SHARED - Other 57,387 CISCO SYSTEMS INC COMMON STOCK 17275R102 31 2,000 SHARES SHARED - Other 14 2,000 CITIGROUP INC COMMON STOCK 172967424 38 1,500 SHARES SHARED - Other 1,500 COCA COLA CO COMMON STOCK 191216100 500 7,400 SHARES SHARED - Other 7,400 COGNIZANT TECHNOLOGY SOLUTIONS CORP COMMON STOCK 192446102 39 625 SHARES SHARED - Other 625 COHEN & STEERS QUAL INC RLTY MUTUAL FUND 19247L106 31 4,039 SHARES SHARED - Other 4,039 COLLECTIVE BRANDS INC COMMON STOCK 19421W100 1 66 SHARES SHARED - Other 66 COMCAST CORP-CL A COMMON STOCK 20030N101 44 2,092 SHARES SHARED - Other 2,092 COMERICA INC COMMON STOCK 200340107 17 760 SHARES SHARED - Other 14 760 COMPANHIA ENERGETICA DE MINAS GERAIS COMMON STOCK 204409601 20 1,315 SHARES SHARED - Other 1,315 CONOCOPHILLIPS COMMON STOCK 20825C104 162 2,565 SHARES SHARED - Other 2,565 CORNING INC COMMON STOCK 219350105 37 3,000 SHARES SHARED - Other 3,000 COVIDIEN PLC COMMON STOCK G2554F113 33 750 SHARES SHARED - Other 14 750 CUMMINS INC COMMON STOCK 231021106 122 1,500 SHARES SHARED - Other 1,500 CVS CAREMARK CORP COMMON STOCK 126650100 81 2,400 SHARES SHARED - Other 2,400 CYTEC INDS INC COMMON STOCK 232820100 10 284 SHARES SHARED - Other 284 DANAHER CORP COMMON STOCK 235851102 84 2,000 SHARES SHARED - Other 14 2,000 DARDEN RESTAURANTS INC COMMON STOCK 237194105 22 525 SHARES SHARED - Other 525 DEERE & CO COMMON STOCK 244199105 271 4,200 SHARES SHARED - Other 4,200 DELL INC COMMON STOCK 24702R101 163 11,550 SHARES SHARED - Other 11,550 DENBURY RES INC COMMON STOCK 247916208 17 1,500 SHARES SHARED - Other 14 1,500 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 17 310 SHARES SHARED - Other 310 DEVON ENERGY CORPORATION NEW COMMON STOCK 25179M103 39 695 SHARES SHARED - Other 14 695
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- DIAGEO PLC ADR COMMON STOCK 25243Q205 33 435 SHARES SHARED - Other 14 435 DISCOVERY COMMUNICATIONS CL C COMMON STOCK 25470F302 20 575 SHARES SHARED - Other 14 575 DISNEY WALT CO NEW COMMON STOCK 254687106 173 5,743 SHARES SHARED - Other 5,743 DOMINION RESOURCES INC VA COMMON STOCK 25746U109 203 4,000 SHARES SHARED - Other 4,000 DOW CHEMICAL CO COMMON STOCK 260543103 61 2,704 SHARES SHARED - Other 2,704 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 547 13,693 SHARES SHARED - Other 13,693 DUKE ENERGY CORP COMMON STOCK 26441C105 146 7,279 SHARES SHARED - Other 7,279 DUN & BRADSTREET CORP DEL NEW COMMON STOCK 26483E100 1 17 SHARES SHARED - Other 17 EASTMAN CHEMICAL CO COMMON STOCK 277432100 9 125 SHARES SHARED - Other 125 EBAY INC COMMON STOCK 278642103 16 550 SHARES SHARED - Other 14 550 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 105 1,475 SHARES SHARED - Other 14 1,475 EL PASO CORPORATION COMMON STOCK 28336L109 20 1,125 SHARES SHARED - Other 14 1,125 ELECTRONIC ARTS INC COMMON STOCK 285512109 23 1,141 SHARES SHARED - Other 1,141 EMC CORP MASS COMMON STOCK 268648102 511 24,349 SHARES SHARED - Other 24,349 EMC CORP MASS COMMON STOCK 268648102 31 1,500 SHARES SHARED - Other 14 1,500 EMERSON ELEC CO COMMON STOCK 291011104 484 11,710 SHARES SHARED - Other 11,710 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK 29250X103 104 3,791 SHARES SHARED - Other 3,791 ENBRIDGE ENERGY PARTNERS MASTER LIMITED LP PARTNERSHIP 29250R106 44 1,600 SHARES SHARED - Other 1,600 ENERGY TRANSFER PARTNERS MASTER LIMITED LP PARTNERSHIP 29273R109 349 8,500 UNITS SHARED - Other 8,500 ENTERPRISE PRODS MASTER LIMITED PARTNERS LP PARTNERSHIP 293792107 188 4,671 SHARES SHARED - Other 4,671 EOG RES INC COMMON STOCK 26875P101 133 1,866 SHARES SHARED - Other 1,866 EOG RES INC COMMON STOCK 26875P101 67 950 SHARES SHARED - Other 14 950 EXELON CORP COMMON STOCK 30161N101 423 9,938 SHARES SHARED - Other 9,938 EXPEDITORS INTL WASH INC COMMON STOCK 302130109 44 1,075 SHARES SHARED - Other 1,075 EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 86 2,325 SHARES SHARED - Other 14 2,325 EXXON MOBIL CORP COMMON STOCK 30231G102 4,911 67,612 SHARES SHARED - Other 67,612 EXXON MOBIL CORP COMMON STOCK 30231G102 29 400 SHARES SHARED - Other 14 400 FIDELITY NATIONAL COMMON STOCK 31620M106 12 477 SHARES SOLE 477
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- FIDELITY NATIONAL FINANCIAL INC COMMON STOCK 31620R105 16 1,086 SHARES SOLE 1,086 FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 15 2,548 SHARES SHARED - Other 2,548 FISERV INC COMMON STOCK 337738108 94 1,850 SHARES SHARED - Other 14 1,850 FMC TECHNOLOGIES INC COMMON STOCK 30249U101 58 1,550 SHARES SHARED - Other 14 1,550 FORTUNE BRANDS INC COMMON STOCK 349631101 9 175 SHARES SHARED - Other 14 175 FRANKLIN RESOURCES INC COMMON STOCK 354613101 335 3,500 SHARES SHARED - Other 3,500 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 13 506 SHARES SOLE 506 GENERAL DYNAMICS CORP COMMON STOCK 369550108 182 3,200 SHARES SHARED - Other 3,200 GENERAL ELECTRIC CO COMMON STOCK 369604103 1,994 131,042 SHARES SHARED - Other 131,042 GENERAL ELECTRIC CO COMMON STOCK 369604103 121 7,969 SHARES SHARED - Other 14 7,969 GENERAL MLS INC COMMON STOCK 370334104 1,060 27,528 SHARES SHARED - Other 27,528 GENTEX CORP COMMON STOCK 371901109 41 1,720 SHARES SHARED - Other 1,720 GILEAD SCIENCES INC COMMON STOCK 375558103 96 2,485 SHARES SHARED - Other 2,485 GLAXO SMITHKLINE SPONSORED ADR COMMON STOCK 37733W105 4 100 SHARES SHARED - Other 100 GLAXO SMITHKLINE SPONSORED ADR COMMON STOCK 37733W105 32 780 SHARES SHARED - Other 14 780 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 18 186 SHARES SHARED - Other 186 GOOGLE INC-CL A COMMON STOCK 38259P508 472 917 SHARES SHARED - Other 917 GOOGLE INC-CL A COMMON STOCK 38259P508 18 35 SHARES SHARED - Other 14 35 GREENHAVEN CONTINUOUS CMDTY MUTUAL FUND 395258106 33 1,096 UNITS SHARED - Other 1,096 HALLIBURTON CO COMMON STOCK 406216101 193 6,310 SHARES SHARED - Other 6,310 HEINZ H J CO COMMON STOCK 423074103 30 600 SHARES SHARED - Other 600 HERSHEY CO COMMON STOCK 427866108 324 5,470 SHARES SHARED - Other 5,470 HEWLETT PACKARD CO COMMON STOCK 428236103 96 4,275 SHARES SHARED - Other 4,275 HOLOGIC INC COMMON STOCK 436440101 86 5,675 SHARES SHARED - Other 14 5,675 HOME DEPOT INC COMMON STOCK 437076102 224 6,818 SHARES SHARED - Other 6,818 HOSPIRA INC COMMON STOCK 441060100 33 902 SHARES SHARED - Other 902 HSBC HOLDINGS PLC SPONS ADR COMMON STOCK 404280406 165 4,330 SHARES SHARED - Other 4,330 HUNT JB TRANS SVCS COMMON STOCK 445658107 13 350 SHARES SHARED - Other 14 350 ICONIX BRAND GROUP COMMON STOCK 451055107 46 2,925 SHARES SHARED - Other 14 2,925
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- ILLINOIS TOOL WKS INC COMMON STOCK 452308109 196 4,704 SHARES SHARED - Other 4,704 INGERSOLL-RAND PLC COMMON STOCK G47791101 159 5,650 SHARES SHARED - Other 5,650 INGERSOLL-RAND PLC COMMON STOCK G47791101 21 740 SHARES SHARED - Other 14 740 INTEL CORP COMMON STOCK 458140100 599 28,093 SHARES SHARED - Other 28,093 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 2,845 16,269 SHARES SHARED - Other 16,269 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 177 1,010 SHARES SHARED - Other 14 1,010 INTERNATIONAL PAPER CO COMMON STOCK 460146103 93 4,000 SHARES SHARED - Other 4,000 INVESCO LIMITED COMMON STOCK G491BT108 19 1,200 SHARES SHARED - Other 14 1,200 IPATH DOW JONES AIG COMMDTY MUTUAL FUND 06738C778 5 125 UNITS SHARED - Other 125 IRON MOUNTAIN INC COMMON STOCK 462846106 10 325 SHARES SHARED - Other 14 325 ISHARES BARCLAYS AGGREGATE BOND FUND MUTUAL FUND 464287226 17 152 UNITS SHARED - Other 152 ISHARES COHEN & STEERS RLTY MUTUAL FUND 464287564 112 1,829 UNITS SHARED - Other 1,829 ISHARES DJ SELECT DIVIDEND INDEX FD MUTUAL FUND 464287168 50 1,035 UNITS SHARED - Other 1,035 ISHARES DJ US MEDICAL DEVICE MUTUAL FUND 464288810 41 727 SHARES SHARED - Other 727 ISHARES FTSE CHINA 25 INDEX FUND MUTUAL FUND 464287184 46 1,500 SHARES SHARED - Other 1,500 ISHARES IBOXX H/Y CORP BOND MUTUAL FUND 464288513 122 1,472 UNITS SHARED - Other 1,472 ISHARES JP MORGAN EM BOND FD MUTUAL FUND 464288281 307 2,910 UNITS SHARED - Other 2,910 ISHARES MSCI BRAZIL INDEX FUND MUTUAL FUND 464286400 10 200 UNITS SHARED - Other 200 ISHARES MSCI EAFE INDEX FUND MUTUAL FUND 464287465 2,035 42,599 UNITS SHARED - Other 42,599 ISHARES RUSSELL 2000 INDEX FUND MUTUAL FUND 464287655 147 2,293 UNITS SHARED - Other 2,293 ISHARES RUSSELL MIDCAP INDEX FUND MUTUAL FUND 464287499 6 70 UNITS SHARED - Other 70 ISHARES TR S&P 500 INDEX FUND MUTUAL FUND 464287200 311 2,736 SHARES SHARED - Other 2,736 ITC HOLDINGS CORP COMMON STOCK 465685105 31 400 SHARES SHARED - Other 14 400
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- JACOBS ENGR GROUP INC COMMON STOCK 469814107 34 1,049 SHARES SHARED - Other 1,049 JOHNSON & JOHNSON COMMON STOCK 478160104 957 15,024 SHARES SHARED - Other 15,024 JOY GLOBAL INC COMMON STOCK 481165108 32 510 SHARES SHARED - Other 510 JP MORGAN CHASE & CO COMMON STOCK 46625H100 426 14,155 SHARES SHARED - Other 14,155 JP MORGAN CHASE & CO COMMON STOCK 46625H100 100 3,325 SHARES SHARED - Other 14 3,325 KELLOGG CO COMMON STOCK 487836108 213 4,000 SHARES SHARED - Other 4,000 KIMBERLY CLARK CORP COMMON STOCK 494368103 475 6,688 SHARES SHARED - Other 6,688 KIMBERLY CLARK CORP COMMON STOCK 494368103 42 595 SHARES SHARED - Other 14 595 KRAFT FOODS INC CL A COMMON STOCK 50075N104 158 4,691 SHARES SHARED - Other 4,691 LENDER PROCESSING COMMON STOCK 52602E102 3 238 SHARES SOLE 238 LENNAR CORP-CL A COMMON STOCK 526057104 43 3,150 SHARES SHARED - Other 14 3,150 LILLY ELI & CO COMMON STOCK 532457108 16 420 SHARES SHARED - Other 420 LIMITED BRANDS INC COMMON STOCK 532716107 20 510 SHARES SHARED - Other 510 LOCKHEED MARTIN CORP COMMON STOCK 539830109 127 1,748 SHARES SHARED - Other 1,748 LOWES COS INC COMMON STOCK 548661107 397 20,544 SHARES SHARED - Other 20,544 LUXOTTICA GROUP SPA SPONS ADR COMMON STOCK 55068R202 104 4,125 SHARES SHARED - Other 14 4,125 MACY S INC COMMON STOCK 55616P104 3 130 SHARES SHARED - Other 130 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 18 1,600 SHARES SHARED - Other 1,600 MCDERMOTT INTERNATIONAL INC COMMON STOCK 580037109 22 2,090 SHARES SHARED - Other 2,090 MCDONALDS CORP COMMON STOCK 580135101 790 8,991 SHARES SHARED - Other 8,991 MCDONALDS CORP COMMON STOCK 580135101 123 1,400 SHARES SHARED - Other 14 1,400 MCGRAW HILL COMPANIES INC COMMON STOCK 580645109 38 925 SHARES SHARED - Other 14 925 MEDCO HEALTH SOLUTIONS INC COMMON STOCK 58405U102 257 5,477 SHARES SHARED - Other 5,477 MEDTRONIC INC COMMON STOCK 585055106 81 2,450 SHARES SHARED - Other 2,450 MERCK & CO INC COMMON STOCK 58933Y105 66 2,005 SHARES SHARED - Other 2,005 METLIFE INC COMMON STOCK 59156R108 23 832 SHARES SHARED - Other 832 MICROSOFT CORP COMMON STOCK 594918104 2,082 83,667 SHARES SHARED - Other 83,667 MICROSOFT CORP COMMON STOCK 594918104 67 2,710 SHARES SHARED - Other 14 2,710 MONSANTO CO NEW COMMON STOCK 61166W101 192 3,198 SHARES SHARED - Other 3,198 MONSANTO CO NEW COMMON STOCK 61166W101 36 600 SHARES SHARED - Other 14 600 MONTPELIER RE HOLDINGS COMMON STOCK G62185106 8 450 SHARES SOLE 450 MOODYS CORP COMMON STOCK 615369105 2 68 SHARES SHARED - Other 68
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- MOODYS CORP COMMON STOCK 615369105 129 4,250 SHARES SHARED - Other 14 4,250 MSCI INC COMMON STOCK 55354G100 15 500 SHARES SHARED - Other 14 500 NATIONAL-OILWELL INC COMMON STOCK 637071101 71 1,395 SHARES SHARED - Other 1,395 NATIONAL-OILWELL INC COMMON STOCK 637071101 24 475 SHARES SHARED - Other 14 475 NEWMONT MNG CORP COMMON STOCK 651639106 27 425 SHARES SHARED - Other 425 NEXTERA ENERGY INC COMMON STOCK 65339F101 1,324 24,517 SHARES SHARED - Other 24,517 NEXTERA ENERGY INC COMMON STOCK 65339F101 26 475 SHARES SHARED - Other 14 475 NIELSEN HOLDINGS N.V. COMMON STOCK N63218106 19 725 SHARES SHARED - Other 14 725 NOBLE ENERGY INC COMMON STOCK 655044105 105 1,480 SHARES SHARED - Other 1,480 NOBLE ENERGY INC COMMON STOCK 655044105 19 275 SHARES SHARED - Other 14 275 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 549 9,000 SHARES SHARED - Other 9,000 NORTHERN TR CORP COMMON STOCK 665859104 143 4,100 SHARES SHARED - Other 4,100 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 349 6,259 SHARES SHARED - Other 6,259 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 130 2,325 SHARES SHARED - Other 14 2,325 OCCIDENTAL PETE CORP COMMON STOCK 674599105 75 1,050 SHARES SHARED - Other 14 1,050 OMNICOM GROUP COMMON STOCK 681919106 42 1,140 SHARES SHARED - Other 1,140 OMNICOM GROUP COMMON STOCK 681919106 138 3,740 SHARES SHARED - Other 14 3,740 ONEOK PARTNERS LP MASTER LIMITED PARTNERSHIP 68268N103 133 2,850 SHARES SHARED - Other 2,850 ORACLE CORPORATION COMMON STOCK 68389X105 451 15,681 SHARES SHARED - Other 15,681 ORACLE CORPORATION COMMON STOCK 68389X105 124 4,325 SHARES SHARED - Other 14 4,325 PALL CORP COMMON STOCK 696429307 204 4,810 SHARES SHARED - Other 4,810 PALL CORP COMMON STOCK 696429307 14 325 SHARES SHARED - Other 14 325 PEPCO HOLDINGS INC COMMON STOCK 713291102 106 5,620 SHARES SHARED - Other 5,620 PEPSICO INC COMMON STOCK 713448108 1,887 30,482 SHARES SHARED - Other 30,482 PEPSICO INC COMMON STOCK 713448108 29 470 SHARES SHARED - Other 14 470 PETROLEO BRASILEIRO S.A. ADR COMMON STOCK 71654V408 100 4,457 SHARES SHARED - Other 4,457 PFIZER INC COMMON STOCK 717081103 2,181 123,371 SHARES SHARED - Other 123,371 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 312 5,000 SHARES SHARED - Other 5,000 PHOENIX COMPANIES INC COMMON STOCK 71902E109 4 3,404 SHARES SHARED - Other 3,404 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 14 288 SHARES SHARED - Other 288
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- POWERSHARES DB AGRICULTURE FUND MUTUAL FUND 73936B408 148 5,000 UNITS SHARED - Other 5,000 POWERSHARES DB COMMODITY INDEX MUTUAL FUND 73935S105 39 1,506 UNITS SHARED - Other 1,506 POWERSHARES WILDERHILL CLEAN ENERGY MUTUAL FUND 73935X500 3 460 UNITS SHARED - Other 460 PRAXAIR INC COMMON STOCK 74005P104 14 155 SHARES SHARED - Other 155 PRAXAIR INC COMMON STOCK 74005P104 105 1,125 SHARES SHARED - Other 14 1,125 PRECISION CASTPARTS CORP COMMON STOCK 740189105 66 422 SHARES SHARED - Other 422 PRECISION CASTPARTS CORP COMMON STOCK 740189105 97 621 SHARES SHARED - Other 14 621 PROCTER & GAMBLE CO COMMON STOCK 742718109 2,759 43,662 SHARES SHARED - Other 43,662 PROCTER & GAMBLE CO COMMON STOCK 742718109 63 1,000 SHARES SHARED - Other 14 1,000 PROGRESS ENERGY INC COMMON STOCK 743263105 6 125 SHARES SHARED - Other 125 QUALCOMM INC COMMON STOCK 747525103 284 5,835 SHARES SHARED - Other 5,835 RALCORP HOLDINGS INC COMMON STOCK 751028101 84 1,100 SHARES SHARED - Other 1,100 RAYTHEON COMPANY COMMON STOCK 755111507 16 401 SHARES SHARED - Other 401 RESEARCH IN MOTION LIMITED COMMON STOCK 760975102 1 65 SHARES SHARED - Other 65 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 764 17,338 SHARES SHARED - Other 17,338 RIO TINTO PLC SPNSD ADR COMMON STOCK 767204100 44 1,000 SHARES SHARED - Other 14 1,000 ROPER INDS INC NEW COMMON STOCK 776696106 351 5,093 SHARES SHARED - Other 5,093 ROPER INDS INC NEW COMMON STOCK 776696106 129 1,875 SHARES SHARED - Other 14 1,875 ROYAL DUTCH-ADR A COMMON STOCK 780259206 204 3,310 SHARES SHARED - Other 3,310 SCHLUMBERGER LTD COMMON STOCK 806857108 850 14,231 SHARES SHARED - Other 14,231 SCHLUMBERGER LTD COMMON STOCK 806857108 91 1,525 SHARES SHARED - Other 14 1,525 SIRONA DENTAL SYSTEMS COMMON STOCK 82966C103 88 2,075 SHARES SHARED - Other 14 2,075 SOLERA HOLDINGS COMMON STOCK 83421A104 15 300 SHARES SHARED - Other 14 300 SOTHEBY'S (DELAWARE) COMMON STOCK 835898107 28 1,000 SHARES SHARED - Other 14 1,000 SOUTHERN COMPANY COMMON STOCK 842587107 127 3,000 SHARES SHARED - Other 3,000 SOUTHWESTERN ENERGY CO COMMON STOCK 845467109 20 595 SHARES SHARED - Other 595 SPDR CAPITAL BUILD AMER MUTUAL FUND 78464A276 172 3,000 UNITS SHARED - Other 3,000 SPDR S&P BIOTECH ETF MUTUAL FUND 78464A870 58 970 SHARES SHARED - Other 970 SPECTRA ENERGY CORP COMMON STOCK 847560109 20 798 SHARES SHARED - Other 798
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- STAPLES INC COMMON STOCK 855030102 42 3,145 SHARES SHARED - Other 14 3,145 STATE STREET CORP COMMON STOCK 857477103 810 25,194 SHARES SHARED - Other 25,194 STERICYCLE INC COMMON STOCK 858912108 28 349 SHARES SHARED - Other 349 SUN LIFE FINANCIAL INC COMMON STOCK 866796105 203 8,522 SHARES SHARED - Other 8,522 SUNCOR ENERGY INC COMMON STOCK 867224107 330 12,976 SHARES SHARED - Other 12,976 SUNCOR ENERGY INC COMMON STOCK 867224107 15 575 SHARES SHARED - Other 14 575 SYNGENTA AG SPONS ADR COMMON STOCK 87160A100 8 160 SHARES SHARED - Other 160 SYSCO CORP COMMON STOCK 871829107 461 17,790 SHARES SHARED - Other 17,790 SYSCO CORP COMMON STOCK 871829107 49 1,875 SHARES SHARED - Other 14 1,875 TARGET CORP COMMON STOCK 87612E106 202 4,125 SHARES SHARED - Other 4,125 TE CONNECTIVITY LIMITED COMMON STOCK H84989104 35 1,260 SHARES SHARED - Other 14 1,260 TEEKAY CORP COMMON STOCK Y8564W103 14 625 SHARES SHARED - Other 14 625 TEMPLETON EMERGING MKTS INCOME FUND MUTUAL FUND 880192109 257 17,277 UNITS SHARED - Other 17,277 TERADATA CORP COMMON STOCK 88076W103 13 250 SHARES SHARED - Other 250 TEVA PHARMACEUTICAL INDS LTD ADR COMMON STOCK 881624209 224 6,028 SHARES SHARED - Other 6,028 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 582 21,850 SHARES SHARED - Other 21,850 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 42 835 SHARES SHARED - Other 835 TIME WARNER CABLE INC COMMON STOCK 88732J207 6 101 SHARES SHARED - Other 101 TIME WARNER INC COMMON STOCK 887317303 12 407 SHARES SHARED - Other 407 TIME WARNER INC COMMON STOCK 887317303 34 1,145 SHARES SHARED - Other 14 1,145 TRANSCANADA CORP COMMON STOCK 89353D107 19 475 SHARES SHARED - Other 14 475 TRANSOCEAN LTD COMMON STOCK H8817H100 0 10 SHARES SHARED - Other 10 TYCO INTERNATIONAL LTD COMMON STOCK H89128104 74 1,825 SHARES SHARED - Other 14 1,825 UBS AG COMMON STOCK H89231338 5 449 SHARES SHARED - Other 449 UNILEVER NV NY SHARES COMMON STOCK 904784709 69 2,190 SHARES SHARED - Other 2,190 UNION PAC CORP COMMON STOCK 907818108 6 68 SHARES SHARED - Other 68 UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 35 561 SHARES SHARED - Other 561 UNITED PARCEL SERVICE-CLASS B COMMON STOCK 911312106 60 945 SHARES SHARED - Other 14 945 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 741 10,531 SHARES SHARED - Other 10,531
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 46 1,000 SHARES SHARED - Other 1,000 US BANCORP NEW COMMON STOCK 902973304 38 1,631 SHARES SHARED - Other 1,631 VALE S.A. ADR COMMON STOCK 91912E105 563 24,675 SHARES SHARED - Other 24,675 VALE S.A. ADR COMMON STOCK 91912E105 47 2,065 SHARES SHARED - Other 14 2,065 VANGUARD DIVIDEND APPREC ETF MUTUAL FUND 921908844 195 4,000 UNITS SHARED - Other 4,000 VANGUARD INDUSTRIALS ETF MUTUAL FUND 92204A603 205 3,800 UNITS SHARED - Other 3,800 VANGUARD INFO TECH ETF MUTUAL FUND 92204A702 397 7,000 UNITS SHARED - Other 7,000 VANGUARD MSCI EMERGING MARKETS ETF MUTUAL FUND 922042858 1 30 UNITS SOLE 30 VANGUARD MSCI EMERGING MARKETS ETF MUTUAL FUND 922042858 174 4,848 UNITS SHARED - Other 4,848 VANGUARD UTILITIES ETF MUTUAL FUND 92204A876 572 8,000 UNITS SHARED - Other 8,000 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 36 695 SHARES SHARED - Other 695 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 91 1,750 SHARES SHARED - Other 14 1,750 VERISK ANALYTICS INC CL A COMMON STOCK 92345Y106 18 525 SHARES SHARED - Other 14 525 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 270 7,335 SHARES SHARED - Other 7,335 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 6 171 SHARES SHARED - Other 14 171 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 89 2,000 SHARES SHARED - Other 2,000 VIACOM INC CL B COMMON STOCK 92553P201 3 80 SHARES SHARED - Other 80 VIRTUS INVESTMENT PARTNERS COMMON STOCK 92828Q109 9 169 SHARES SHARED - Other 169 VISA INC-CLASS A COMMON STOCK 92826C839 57 670 SHARES SHARED - Other 670 VISA INC-CLASS A COMMON STOCK 92826C839 17 200 SHARES SHARED - Other 14 200 VODAFONE GROUP ADR COMMON STOCK 92857W209 51 2,000 SHARES SHARED - Other 2,000 WAL MART STORES INC COMMON STOCK 931142103 922 17,767 SHARES SHARED - Other 17,767 WAL MART STORES INC COMMON STOCK 931142103 47 905 SHARES SHARED - Other 14 905 WALGREEN CO COMMON STOCK 931422109 259 7,885 SHARES SHARED - Other 7,885 WALGREEN CO COMMON STOCK 931422109 73 2,225 SHARES SHARED - Other 14 2,225 WELLS FARGO & CO COMMON STOCK 949746101 77 3,178 SHARES SHARED - Other 3,178 WGL HLDGS INC COMMON STOCK 92924F106 161 4,131 SHARES SHARED - Other 4,131 WHIRLPOOL CORPORATION COMMON STOCK 963320106 50 1,000 SHARES SHARED - Other 1,000 WHOLE FOODS MKT INC COMMON STOCK 966837106 18 275 SHARES SHARED - Other 275
Voting Authority Value Shares/Par SH Put Investment Other -------------------- Name of Issuer Title of Class CUSIP (x 1,000) Amount /PRN /Call Discretion Managers Sole Shared None -------------------------- -------------- --------- --------- ---------- ------ ----- -------------- -------- -------- ------ ---- WILLIS GROUP HOLDINS PLC COMMON STOCK G96666105 26 745 SHARES SHARED - Other 14 745 WISCONSIN ENERGY CORP COMMON STOCK 976657106 56 1,800 SHARES SHARED - Other 14 1,800 YUM! BRANDS INC COMMON STOCK 988498101 153 3,096 SHARES SHARED - Other 3,096 ZIMMER HLDGS INC COMMON STOCK 98956P102 71 1,320 SHARES SHARED - Other 1,320 ZIONS BANCORPORATION COMMON STOCK 989701107 42 3,005 SHARES SHARED - Other 3,005