0001209191-13-019069.txt : 20130329 0001209191-13-019069.hdr.sgml : 20130329 20130329183826 ACCESSION NUMBER: 0001209191-13-019069 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130329 DATE AS OF CHANGE: 20130329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pacheco Jesus Manuel CENTRAL INDEX KEY: 0001427250 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32586 FILM NUMBER: 13728654 MAIL ADDRESS: STREET 1: 1200 W. SAM HOUSTON PARKWAY N, CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dresser-Rand Group Inc. CENTRAL INDEX KEY: 0001316656 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201780492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 BUSINESS PHONE: (716) 375-3000 MAIL ADDRESS: STREET 1: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-02-15 2013-02-19 0 0001316656 Dresser-Rand Group Inc. DRC 0001427250 Pacheco Jesus Manuel 10205 WESTHEIMER, SUITE 1000 HOUSTON TX 77042 0 1 0 0 Executive Vice President Common Stock 2013-02-15 4 M 0 1753 0.00 A 18842 D Common Stock 2013-02-15 4 F 0 465 62.19 D 18377 D Common Stock 2013-02-15 4 S 0 256 62.19 D 18121 D Common Stock 2013-02-15 4 M 0 1353 0.00 A 19474 D Common Stock 2013-02-15 4 F 0 371 62.19 D 19103 D Common Stock 2013-02-15 4 S 0 197 62.19 D 18906 D Common Stock 2013-02-15 4 M 0 1519 0.00 A 20425 D Common Stock 2013-02-15 4 F 0 416 62.19 D 20009 D Common Stock 2013-02-15 4 S 0 222 62.19 D 19787 D Common Stock 2013-02-15 4 A 0 1959 0.00 A 21746 D Common Stock 2013-02-15 4 F 0 536 62.19 D 21210 D Common Stock 2013-02-15 4 S 0 287 62.19 D 20923 D Common Stock 2013-02-15 4 A 0 1476 0.00 A 22399 D Common Stock 2013-02-15 4 F 0 404 62.19 D 21995 D Common Stock 2013-02-15 4 S 0 216 62.19 D 21779 D Common Stock 2013-02-15 4 A 0 1509 0.00 A 23288 D Common Stock 2013-02-15 4 F 0 413 62.19 D 22875 D Common Stock 2013-02-15 4 S 0 221 62.19 D 22654 D Common Stock 2013-02-16 4 F 0 595 62.19 D 22059 D Common Stock 2013-02-15 4 S 0 265 62.19 D 21794 D Vesting of restricted stock unit grant dated February 15, 2010 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan (the "Plan"). The original Form 4, filed with the SEC on behalf of the reporting person on February 19, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock and restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction. Vesting of restricted stock unit grant dated February 15, 2011 pursuant to the Plan. Vesting of restricted stock unit grant dated February 15, 2012 pursuant to the Plan. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated March 15, 2010 pursuant to the Plan. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2011 pursuant to the Plan. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated February 15, 2012 pursuant to the Plan. /s/ Kelli A. Mowry, Attorney-in-Fact 2013-03-29