0001181431-11-038049.txt : 20110623
0001181431-11-038049.hdr.sgml : 20110623
20110623185754
ACCESSION NUMBER: 0001181431-11-038049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110621
FILED AS OF DATE: 20110623
DATE AS OF CHANGE: 20110623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARGO J DAVID
CENTRAL INDEX KEY: 0001082013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51360
FILM NUMBER: 11928738
MAIL ADDRESS:
STREET 1: C/O WARGO & CO
STREET 2: 712 FIFTH AVENUE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global, Inc.
CENTRAL INDEX KEY: 0001316631
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 202197030
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720 875 5800
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
rrd316179.xml
X0303
4
2011-06-21
0
0001316631
Liberty Global, Inc.
LBTY
0001082013
WARGO J DAVID
12300 LIBERTY BOULEVARD
ENGLEWOOD
CO
80112
1
0
0
0
Series A common stock
2011-06-21
4
M
0
748
0
A
945
D
Series C common stock
2011-06-21
4
M
0
747
0
A
1094
D
Series A common stock
2011-06-21
4
A
0
478
0
A
1423
D
Series C common stock
2011-06-21
4
A
0
498
0
A
1592
D
Stock Option (right to buy)
41.85
2011-06-21
4
A
0
996
0
A
2021-06-21
Series A common
996
996
D
Stock Option (right to buy)
40.20
2011-06-21
4
A
0
1036
0
A
2021-06-21
Series C common
1036
1036
D
Restricted Share Units
2011-06-21
4
M
0
748
0
D
Series A common
748
0
D
Restricted Share Units
2011-06-21
4
M
0
747
0
D
Series C common
747
0
D
Each Restricted Share Unit represents the right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be.
The Restricted Share Units vest in full on the date of the Issuer's 2012 annual meeting of stockholders. The Reporting Person has elected to defer the receipt of the underlying shares. Once vested, the underlying shares will be payable in a single lump sum payment in January of the calendar year after the Reporting Person's termination of service as a director, subject to certain other payment events.
The option vests in three equal installments commencing on the date of the Issuer's 2012 annual meeting of stockholders and on the date of each annual meeting of stockholders thereafter.
Award of Restricted Share Units vested in full on the date of the Issuer's 2011 annual meeting of stockholders.
The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively.
J. David Wargo
2011-06-22