0001181431-11-038049.txt : 20110623 0001181431-11-038049.hdr.sgml : 20110623 20110623185754 ACCESSION NUMBER: 0001181431-11-038049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110621 FILED AS OF DATE: 20110623 DATE AS OF CHANGE: 20110623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARGO J DAVID CENTRAL INDEX KEY: 0001082013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 11928738 MAIL ADDRESS: STREET 1: C/O WARGO & CO STREET 2: 712 FIFTH AVENUE 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd316179.xml X0303 4 2011-06-21 0 0001316631 Liberty Global, Inc. LBTY 0001082013 WARGO J DAVID 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 0 0 0 Series A common stock 2011-06-21 4 M 0 748 0 A 945 D Series C common stock 2011-06-21 4 M 0 747 0 A 1094 D Series A common stock 2011-06-21 4 A 0 478 0 A 1423 D Series C common stock 2011-06-21 4 A 0 498 0 A 1592 D Stock Option (right to buy) 41.85 2011-06-21 4 A 0 996 0 A 2021-06-21 Series A common 996 996 D Stock Option (right to buy) 40.20 2011-06-21 4 A 0 1036 0 A 2021-06-21 Series C common 1036 1036 D Restricted Share Units 2011-06-21 4 M 0 748 0 D Series A common 748 0 D Restricted Share Units 2011-06-21 4 M 0 747 0 D Series C common 747 0 D Each Restricted Share Unit represents the right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be. The Restricted Share Units vest in full on the date of the Issuer's 2012 annual meeting of stockholders. The Reporting Person has elected to defer the receipt of the underlying shares. Once vested, the underlying shares will be payable in a single lump sum payment in January of the calendar year after the Reporting Person's termination of service as a director, subject to certain other payment events. The option vests in three equal installments commencing on the date of the Issuer's 2012 annual meeting of stockholders and on the date of each annual meeting of stockholders thereafter. Award of Restricted Share Units vested in full on the date of the Issuer's 2011 annual meeting of stockholders. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. J. David Wargo 2011-06-22