0001181431-11-017206.txt : 20110310
0001181431-11-017206.hdr.sgml : 20110310
20110310185022
ACCESSION NUMBER: 0001181431-11-017206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110308
FILED AS OF DATE: 20110310
DATE AS OF CHANGE: 20110310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAPLEY DAVID E
CENTRAL INDEX KEY: 0001195192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51360
FILM NUMBER: 11679845
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BLVD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global, Inc.
CENTRAL INDEX KEY: 0001316631
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 202197030
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720 875 5800
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
rrd304998.xml
RAPLEY
X0303
4
2011-03-08
0
0001316631
Liberty Global, Inc.
LBTY
0001195192
RAPLEY DAVID E
12300 LIBERTY BOULEVARD
ENGLEWOOD
CO
80112
1
0
0
0
Series A common stock
2011-03-08
4
M
0
586
17.42
A
3800
D
Series A common stock
2011-03-08
4
M
0
586
17.54
A
4386
D
Series A common stock
2011-03-08
4
M
0
3192
17.16
A
7578
D
Series A common stock
2011-03-08
4
M
0
10000
23.21
A
17578
D
Series A common stock
2011-03-08
4
M
0
5000
22.19
A
22578
D
Series A common stock
2011-03-08
4
M
0
10000
39.71
A
32578
D
Series A common stock
2011-03-08
4
M
0
6667
33.00
A
39245
D
Series A common stock
2011-03-08
4
M
0
3334
14.91
A
42579
D
Series A common stock
2011-03-08
4
S
0
39365
43.0918
D
3214
D
Series C common stock
2011-03-08
4
M
0
586
16.50
A
724
D
Series C common stock
2011-03-08
4
M
0
586
16.61
A
1310
D
Series C common stock
2011-03-08
4
M
0
3192
16.25
A
4502
D
Series C common stock
2011-03-08
4
M
0
10000
21.98
A
14502
D
Series C common stock
2011-03-08
4
M
0
5000
21.58
A
19502
D
Series C common stock
2011-03-08
4
M
0
10000
37.51
A
29502
D
Series C common stock
2011-03-08
4
M
0
6667
31.40
A
36169
D
Series C common stock
2011-03-08
4
M
0
3334
14.82
A
39503
D
Series C common stock
2011-03-08
4
S
0
39365
41.2711
D
138
D
Stock Option (right to buy)
17.42
2011-03-08
4
M
0
586
0
D
2013-09-09
Series A Common
586
0
D
Stock Option (right to buy)
17.54
2011-03-08
4
M
0
586
0
D
2014-06-01
Series A Common
586
0
D
Stock Option (right to buy)
17.16
2011-03-08
4
M
0
3192
0
D
2014-06-22
Series A Common
3192
0
D
Stock Option (right to buy)
23.21
2011-03-08
4
M
0
10000
0
D
2015-06-15
Series A Common
10000
0
D
Stock Option (right to buy)
22.19
2011-03-08
4
M
0
5000
0
D
2016-06-22
Series A Common
5000
0
D
Stock Option (right to buy)
39.71
2011-03-08
4
M
0
10000
0
D
2017-06-19
Series A Common
10000
0
D
Stock Option (right to buy)
33.00
2011-03-08
4
M
0
6667
0
D
2018-06-12
Series A Common
6667
3333
D
Stock Option (right to buy)
14.91
2011-03-08
4
M
0
3334
0
D
2019-06-17
Series A Common
3334
6666
D
Stock Option (right to buy)
16.50
2011-03-08
4
M
0
586
0
D
2013-09-09
Series C Common
586
0
D
Stock Option (right to buy)
16.61
2011-03-08
4
M
0
586
0
D
2014-06-01
Series C Common
586
0
D
Stock Option (right to buy)
16.25
2011-03-08
4
M
0
3192
0
D
2014-06-22
Series C Common
3192
0
D
Stock Option (right to buy)
21.98
2011-03-08
4
M
0
10000
0
D
2015-06-15
Series C Common
10000
0
D
Stock Option (right to buy)
21.58
2011-03-08
4
M
0
5000
0
D
2016-06-22
Series C Common
5000
0
D
Stock Option (right to buy)
37.51
2011-03-08
4
M
0
10000
0
D
2017-06-19
Series C Common
10000
0
D
Stock Option (right to buy)
31.40
2011-03-08
4
M
0
6667
0
D
2018-06-12
Series C Common
6667
3333
D
Stock Option (right to buy)
14.82
2011-03-08
4
M
0
3334
0
D
2019-06-17
Series C Common
3334
6666
D
The price reflects a weighted average of sales made at prices ranging from $42.97 to $43.29. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
The price reflects a weighted average of sales made at prices ranging from $41.155 to $41.49. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
The option is 100% vested.
The option vests in three equal installments commencing on the date of the issuer's 2009 or 2010 annual meeting of stockholders, as the case may be, and on the date of each annual meeting of stockholders thereafter.
The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively.
David E. Rapley
2011-03-10