0001181431-11-017206.txt : 20110310 0001181431-11-017206.hdr.sgml : 20110310 20110310185022 ACCESSION NUMBER: 0001181431-11-017206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110308 FILED AS OF DATE: 20110310 DATE AS OF CHANGE: 20110310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAPLEY DAVID E CENTRAL INDEX KEY: 0001195192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 11679845 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd304998.xml RAPLEY X0303 4 2011-03-08 0 0001316631 Liberty Global, Inc. LBTY 0001195192 RAPLEY DAVID E 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 0 0 0 Series A common stock 2011-03-08 4 M 0 586 17.42 A 3800 D Series A common stock 2011-03-08 4 M 0 586 17.54 A 4386 D Series A common stock 2011-03-08 4 M 0 3192 17.16 A 7578 D Series A common stock 2011-03-08 4 M 0 10000 23.21 A 17578 D Series A common stock 2011-03-08 4 M 0 5000 22.19 A 22578 D Series A common stock 2011-03-08 4 M 0 10000 39.71 A 32578 D Series A common stock 2011-03-08 4 M 0 6667 33.00 A 39245 D Series A common stock 2011-03-08 4 M 0 3334 14.91 A 42579 D Series A common stock 2011-03-08 4 S 0 39365 43.0918 D 3214 D Series C common stock 2011-03-08 4 M 0 586 16.50 A 724 D Series C common stock 2011-03-08 4 M 0 586 16.61 A 1310 D Series C common stock 2011-03-08 4 M 0 3192 16.25 A 4502 D Series C common stock 2011-03-08 4 M 0 10000 21.98 A 14502 D Series C common stock 2011-03-08 4 M 0 5000 21.58 A 19502 D Series C common stock 2011-03-08 4 M 0 10000 37.51 A 29502 D Series C common stock 2011-03-08 4 M 0 6667 31.40 A 36169 D Series C common stock 2011-03-08 4 M 0 3334 14.82 A 39503 D Series C common stock 2011-03-08 4 S 0 39365 41.2711 D 138 D Stock Option (right to buy) 17.42 2011-03-08 4 M 0 586 0 D 2013-09-09 Series A Common 586 0 D Stock Option (right to buy) 17.54 2011-03-08 4 M 0 586 0 D 2014-06-01 Series A Common 586 0 D Stock Option (right to buy) 17.16 2011-03-08 4 M 0 3192 0 D 2014-06-22 Series A Common 3192 0 D Stock Option (right to buy) 23.21 2011-03-08 4 M 0 10000 0 D 2015-06-15 Series A Common 10000 0 D Stock Option (right to buy) 22.19 2011-03-08 4 M 0 5000 0 D 2016-06-22 Series A Common 5000 0 D Stock Option (right to buy) 39.71 2011-03-08 4 M 0 10000 0 D 2017-06-19 Series A Common 10000 0 D Stock Option (right to buy) 33.00 2011-03-08 4 M 0 6667 0 D 2018-06-12 Series A Common 6667 3333 D Stock Option (right to buy) 14.91 2011-03-08 4 M 0 3334 0 D 2019-06-17 Series A Common 3334 6666 D Stock Option (right to buy) 16.50 2011-03-08 4 M 0 586 0 D 2013-09-09 Series C Common 586 0 D Stock Option (right to buy) 16.61 2011-03-08 4 M 0 586 0 D 2014-06-01 Series C Common 586 0 D Stock Option (right to buy) 16.25 2011-03-08 4 M 0 3192 0 D 2014-06-22 Series C Common 3192 0 D Stock Option (right to buy) 21.98 2011-03-08 4 M 0 10000 0 D 2015-06-15 Series C Common 10000 0 D Stock Option (right to buy) 21.58 2011-03-08 4 M 0 5000 0 D 2016-06-22 Series C Common 5000 0 D Stock Option (right to buy) 37.51 2011-03-08 4 M 0 10000 0 D 2017-06-19 Series C Common 10000 0 D Stock Option (right to buy) 31.40 2011-03-08 4 M 0 6667 0 D 2018-06-12 Series C Common 6667 3333 D Stock Option (right to buy) 14.82 2011-03-08 4 M 0 3334 0 D 2019-06-17 Series C Common 3334 6666 D The price reflects a weighted average of sales made at prices ranging from $42.97 to $43.29. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $41.155 to $41.49. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The option is 100% vested. The option vests in three equal installments commencing on the date of the issuer's 2009 or 2010 annual meeting of stockholders, as the case may be, and on the date of each annual meeting of stockholders thereafter. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. David E. Rapley 2011-03-10