-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRL4vW5XQGJgRbokr0gkjkGXCJ+swMMDCQ+KuAfgC+fH4QFcz6WCxU/rBcfHLmZr 9t8c5UHTyzYw2R3GjpHajA== 0001181431-10-054537.txt : 20101109 0001181431-10-054537.hdr.sgml : 20101109 20101109195322 ACCESSION NUMBER: 0001181431-10-054537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101105 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSSELMAN GENE CENTRAL INDEX KEY: 0001116776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 101177872 MAIL ADDRESS: STREET 1: C/O UNITED PAN EUROPE COMMINICATIONS N V STREET 2: FREDERICK ROESKESTRAAT 123 AMSTERDAM CITY: NETHERLANDS 1076 EE ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd290675.xml MUSSELMAN X0303 4 2010-11-05 0 0001316631 Liberty Global, Inc. LBTY 0001116776 MUSSELMAN GENE BOEING AVENUE 53 1119 PE SCHIPHOL-RIJK AMSTERDAM P7 1070 BT NETHERLANDS 0 1 0 0 President & COO--UPC Broadband Series A common stock 2010-11-05 4 S 0 3417 40.00 D 13940 D Series C common stock 2010-11-05 4 S 0 24467 37.60 D 13925 D Series A common stock 2010-11-05 4 M 0 46690 19.64 A 60630 D Series A common stock 2010-11-05 4 M 0 85000 24.02 A 145630 D Series A common stock 2010-11-05 4 M 0 42500 20.48 A 188130 D Series A common stock 2010-11-05 4 M 0 44393 10.90 A 232523 D Series A common stock 2010-11-05 4 M 0 7434 27.48 A 239957 D Series A common stock 2010-11-05 4 F 0 29808 39.43 D 210149 D Series C common stock 2010-11-05 4 M 0 42500 19.92 A 56425 D Series C common stock 2010-11-05 4 M 0 85000 22.73 A 141425 D Series C common stock 2010-11-05 4 M 0 86200 18.60 A 227625 D Series C common stock 2010-11-05 4 M 0 44393 10.31 A 272018 D Series C common stock 2010-11-05 4 M 0 7434 27.08 A 279452 D Series C common stock 2010-11-05 4 F 0 30013 37.08 D 249439 D Series A common stock 2010-11-05 4 S 0 188130 39.376 D 22019 D Series C common stock 2010-11-05 4 S 0 227625 37.099 D 21814 D Series A common stock 2010-11-08 4 S 0 22019 38.803 D 0 D Series C common stock 2010-11-08 4 S 0 21814 36.659 D 0 D Series A common stock 1873 I by 401(k) Plan Series C common stock 5321 I by 401(k) Plan Stock option (right to buy) 19.64 2010-11-05 4 M 0 46690 0 D 2014-11-24 Series A Common 46690 0 D Stock option (right to buy) 24.02 2010-11-05 4 M 0 85000 0 D 2012-07-14 Series A Common 85000 0 D Stock option (right to buy) 20.48 2010-11-05 4 M 0 42500 0 D 2013-05-02 Series A Common 42500 0 D Stock option (right to buy) 19.92 2010-11-05 4 M 0 42500 0 D 2013-05-02 Series C Common 42500 0 D Stock option (right to buy) 22.73 2010-11-05 4 M 0 85000 0 D 2012-07-14 Series C Common 85000 0 D Stock option (right to buy) 18.60 2010-11-05 4 M 0 86200 0 D 2014-11-24 Series C Common 86200 0 D Stock Appreciation Rights 10.90 2010-11-05 4 M 0 44393 0 D 2013-10-01 Series A Common 44393 0 D Stock Appreciation Rights 27.48 2010-11-05 4 M 0 7434 0 D 2017-05-01 Series A Common 7434 52038 D Stock Appreciation Rights 10.31 2010-11-05 4 M 0 44393 0 D 2013-10-01 Series C Common 44393 0 D Stock Appreciation Rights 27.08 2010-11-05 4 M 0 7434 0 D 2017-05-01 Series C Common 7434 52038 D The price reflects a weighted average of sales made at prices ranging from $37.50 to $37.92. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $39.31 to $39.75. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $36.70 to $37.42. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $38.651 to $39.001. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $36.551 to $36.762. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The option is immediately exercisable. The SARs vest in four equal annual installments commencing October 1, 2005. The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Gene Musselman 2010-11-09 -----END PRIVACY-ENHANCED MESSAGE-----