-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OT6+pFiSsQNlFJSOqwOhMuLDsbWyh7Q3mo4ckjfjxB66CDRX3MBVZDuo5UKbBq64 OFid5/iu2XGpMaRNFr59wA== 0001181431-10-050948.txt : 20101014 0001181431-10-050948.hdr.sgml : 20101014 20101014183400 ACCESSION NUMBER: 0001181431-10-050948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101012 FILED AS OF DATE: 20101014 DATE AS OF CHANGE: 20101014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DVORAK BERNARD G CENTRAL INDEX KEY: 0001137300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 101124519 MAIL ADDRESS: STREET 1: C/O VIASOURCE COMMUNICATIONS INC STREET 2: 200 EAST BROWARD BLVD SUITE 2100 CITY: FT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd288562.xml DVORAK X0303 4 2010-10-12 0 0001316631 Liberty Global, Inc. LBTY 0001137300 DVORAK BERNARD G 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 0 1 0 0 Sr Vice President & Co-CFO Series A common stock 2010-10-12 4 S 0 29197 31.895 D 16180 D Series C common stock 2010-10-12 4 S 0 28223 31.606 D 15697 D Series A common stock 13822 I by spouse Series C common stock 13409 I by spouse Series A common stock 510 I by 401(k) Plan Series C common stock 3937 I by 401(k) Plan Series A common stock 1551 I by 401(k) Plan for spouse Series C common stock 5032 I by 401(k) Plan for spouse The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2010. The price reflects a weighted average of sales made at prices ranging from $31.74 to $32.08. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $31.38 to $31.78. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Reporting Person received 158 shares contributed by Issuer under its 401(k) Plan as of September 30, 2010. The Reporting Person's Spouse received 153 shares contributed by Issuer under its 401(k) Plan as of September 30, 2010. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Bernard G. Dvorak 2010-10-13 -----END PRIVACY-ENHANCED MESSAGE-----