SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DVORAK BERNARD G

(Last) (First) (Middle)
12300 LIBERTY BLVD.

(Street)
ENGLEWOOD CO 80112

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Liberty Global, Inc. [ LBTY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr Vice President & Co-CFO
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2010
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series A common stock 09/30/2010 M 75,083 A $0(2) 76,222 D
Series A common stock 09/30/2010 F(1) 30,845 D $30.81 45,377 D
Series C common stock 09/30/2010 M 72,579 A $0(2) 73,736 D
Series C common stock 09/30/2010 F(1) 29,816 D $30.56 43,920 D
Series A common stock 09/30/2010 M 21,023 A $0(2) 22,459(3) I By Spouse
Series A common stock 09/30/2010 F(1) 8,637 D $30.81 13,822(3) I By Spouse
Series C common stock 09/30/2010 M 20,322 A $0(2) 21,758(3) I By Spouse
Series C common stock 09/30/2010 F(1) 8,349 D $30.56 13,409(3) I By Spouse
Series A common stock 510 I by 401(k) Plan
Series C common stock 3,779 I by 401(k) Plan
Series A common stock 1,551(3) I by 401(k) Plan for spouse
Series C common stock 4,879(3) I by 401(k) Plan for spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (2) 09/30/2010 M 75,083 (4) (4) Series A Common 75,083 $0 150,166 D
Restricted Share Units (2) 09/30/2010 M 72,579 (4) (4) Series C Common 72,579 $0 145,158 D
Restricted Share Units (2) 09/30/2010 M 21,023 (4) (4) Series A Common 21,023 $0 42,046(3) I By Spouse
Restricted Share Units (2) 09/30/2010 M 20,322 (4) (4) Series C Common 20,322 $0 40,644(3) I By Spouse
Explanation of Responses:
1. Stock withheld in payment of tax liability upon vesting of Restricted Share Units.
2. Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be.
3. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
4. The Restricted Share Units vest at 33.3% of the units on September 30, 2010 and the remaining units vest in two equal semi-annual installments on March 31, 2011 and September 30, 2011.
Remarks:
The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively.
Michelle L. Keist, Attorney-in-Fact for Bernard G. Dvorak 10/04/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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