-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHhXhun4CL/ELdk3MXbtRmw8MPpU6a6jNJLZ6NNIGq20jZEqTBHobcm37+ph5KeF 4YH7KIj9GrEo6U2A7PTRAw== 0001181431-10-041043.txt : 20100809 0001181431-10-041043.hdr.sgml : 20100809 20100809180451 ACCESSION NUMBER: 0001181431-10-041043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100805 FILED AS OF DATE: 20100809 DATE AS OF CHANGE: 20100809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALONE JOHN C CENTRAL INDEX KEY: 0000937797 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 101002924 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd283296.xml MALONE X0303 4 2010-08-05 0 0001316631 Liberty Global, Inc. LBTY 0000937797 MALONE JOHN C 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 1 1 0 Chairman of the Board Series A Common Stock 2010-08-05 4 M 0 21550 9.85 A 927005 D Series C Common Stock 2010-08-05 4 M 0 397102 18.03 A 3064829 D Series C Common Stock 2010-08-05 4 M 0 213825 18.21 A 3278654 D Series C Common Stock 2010-08-05 4 M 0 21550 9.32 A 3300204 D Series C Common Stock 2010-08-05 4 F 0 483602 29.37 D 2816602 D Series B Common Stock 8464662 D Series A Common Stock 90303 I by spouse Series A Common Stock 241300 I by a trust Series A Common Stock 198 I by a trust Series B Common Stock 7997 I by a trust Series B Common Stock 204566 I by spouse Series C Common Stock 848946 I by a trust Series C Common Stock 294869 I by spouse Series C Common Stock 198 I by a trust Stock Option (right to buy) 9.85 2010-08-05 4 M 0 21550 0 D 2011-12-07 Series A common 21550 0 D Stock Option (right to buy) 18.03 2010-08-05 4 M 0 397102 0 D 2011-02-28 Series C common 397102 0 D Stock Option (right to buy) 18.21 2010-08-05 4 M 0 213825 0 D 2011-02-28 Series C common 213825 0 D Stock Option (right to buy) 9.32 2010-08-05 4 M 0 21550 0 D 2011-12-07 Series C common 21550 0 D Stock delivered in payment of option exercise price. Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust. On March 30, 2010 and June 29, 2010, the trust distributed to the Reporting Person an aggregate of 70,302 shares of the Issuer's Series B common stock (based on the average of the high and the low trading price of such shares on the trading date prior to each such distribution) in satisfaction of the trust's payment obligation to the Reporting Person. Reporting Person disclaims beneficial ownership of these shares owned by his spouse. Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust. The option is 100% vested. The trading symbols for Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. John C. Malone 2010-08-06 -----END PRIVACY-ENHANCED MESSAGE-----