0001127602-13-019824.txt : 20130607 0001127602-13-019824.hdr.sgml : 20130607 20130607165749 ACCESSION NUMBER: 0001127602-13-019824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130607 DATE AS OF CHANGE: 20130607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIES MICHAEL T CENTRAL INDEX KEY: 0001058725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 13901285 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-06-07 0001316631 Liberty Global, Inc. LBTY 0001058725 FRIES MICHAEL T 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 1 President & CEO Series A Common Stock 2013-06-07 4 D 0 595851 D 0 D Series A Common Stock 2013-06-07 4 D 0 1977 D 0 I By 401(k) Plan Series C Common Stock 2013-06-07 4 D 0 605768 D 0 D Series C Common Stock 2013-06-07 4 D 0 5543 D 0 I By 401(k) Plan Restricted Share Units A 2013-06-07 4 D 0 1608 0 D Series A Common Stock 1608 0 D Restricted Share Units C 2013-06-07 4 D 0 1608 0 D Series C Common Stock 1608 0 D Stock Appreciation Rights A 10.90 2013-06-07 4 D 0 55492 0 D 2013-10-01 Series A Common Stock 55492 0 D Stock Appreciation Rights A 12.54 2013-06-07 4 D 0 12930 0 D 2013-10-01 Series A Common Stock 12930 0 D Stock Appreciation Rights A 27.48 2013-06-07 4 D 0 135920 0 D 2017-05-01 Series A Common Stock 135920 0 D Stock Appreciation Rights A 46.50 2013-06-07 4 D 0 91744 0 D 2018-05-01 Series A Common Stock 91744 0 D Stock Appreciation Rights A 49.99 2013-06-07 4 D 0 86864 0 D 2019-05-01 Series A Common Stock 86864 0 D Stock Appreciation Rights A 74.08 2013-06-07 4 D 0 81856 0 D 2020-05-01 Series A Common Stock 81856 0 D Stock Appreciation Rights C 10.31 2013-06-07 4 D 0 55492 0 D 2013-10-01 Series C Common Stock 55492 0 D Stock Appreciation Rights C 11.87 2013-06-07 4 D 0 12930 0 D 2013-10-01 Series C Common Stock 12930 0 D Stock Appreciation Rights C 27.08 2013-06-07 4 D 0 135920 0 D 2017-05-01 Series C Common Stock 135920 0 D Stock Appreciation Rights C 44.39 2013-06-07 4 D 0 91744 0 D 2018-05-01 Series C Common Stock 91744 0 D Stock Appreciation Rights C 48.20 2013-06-07 4 D 0 86864 0 D 2019-05-01 Series C Common Stock 86864 0 D Stock Appreciation Rights C 68.82 2013-06-07 4 D 0 81856 0 D 2020-05-01 Series C Common Stock 81856 0 D Stock Option A (right to buy) 19.64 2013-06-07 4 D 0 147617 0 D 2014-11-24 Series A Common Stock 147617 0 D Stock Option C (right to buy) 18.60 2013-06-07 4 D 0 147617 0 D 2014-11-24 Series C Common Stock 147617 0 D Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A and Series C common stock. Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be. The Restricted Share Units were assumed by Liberty Global plc and are immediately exercisable. The SARs were assumed by Liberty Global plc and are immediately exercisable. The SARs were assumed by Liberty Global plc and provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011. The SARs were assumed by Liberty Global plc and provide for vesting of 12.5% of the shares on November 1, 2011, and the remaining shares in 14 equal quarterly installments commencing February 1, 2012. The SARs were assumed by Liberty Global plc and provide for vesting of 12.5% of the shares on November 1, 2012, and the remaining shares in 14 equal quarterly installments commencing February 1, 2013. The SARs were assumed by Liberty Global plc and provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. The option was assumed by Liberty Global plc and is immediately exercisable. The trading symbols for the Liberty Global, Inc.'s Series A, Series B and Series C ordinary shares are, respectively, LBTYA, LBTYB and LBTYK. The disposition of the referenced securities of Liberty Global, Inc. by the Reporting Person was made as a result of the business combination of Liberty Global, Inc. and Virgin Media Inc. with wholly-owned subsidiaries of the Liberty Global plc, which mergers were consummated on June 7, 2013, prior to the filing date for the Current Report on Form 8-K filed by the Liberty Global, Inc. reporting such mergers. The disposition of all such securities by the Reporting Person was approved and exempted pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Michelle L. Keist, attorney-in-fact 2013-06-07