0001127602-13-015600.txt : 20130503
0001127602-13-015600.hdr.sgml : 20130503
20130503175501
ACCESSION NUMBER: 0001127602-13-015600
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130501
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DVORAK BERNARD G
CENTRAL INDEX KEY: 0001137300
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51360
FILM NUMBER: 13814022
MAIL ADDRESS:
STREET 1: C/O LIBERTY GLOBAL, INC.
STREET 2: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global, Inc.
CENTRAL INDEX KEY: 0001316631
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 202197030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303 220 6600
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-05-01
0001316631
Liberty Global, Inc.
LBTY
0001137300
DVORAK BERNARD G
12300 LIBERTY BLVD.
ENGLEWOOD
CO
80112
1
EVP & Co-CFO
Series C Common Stock
2013-04-16
5
G
0
E
100
69.64
D
84527
D
Series C Common Stock
4808
I
By 401(k) Plan
Series C Common Stock
5894
I
By 401(k) Plan For Spouse
Series C Common Stock
25101
I
By Spouse
Stock Appreciation Rights A
74.08
2013-05-01
4
A
0
35808
0
A
2020-04-01
Series A Common Stock
35808
35808
D
Stock Appreciation Rights C
68.82
2013-05-01
4
A
0
35808
0
A
2020-04-01
Series C Common Stock
35808
35808
D
The Reporting Person received 74 shares contributed by Issuer under its 401(k) Plan as of March 31, 2013.
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The Reporting Person's spouse received 49 shares contributed by Issuer under its 401(k) Plan as of March 31, 2013.
The SARS provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014.
The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively.
Bernard G. Dvorak
2013-05-02