0001127602-13-015600.txt : 20130503 0001127602-13-015600.hdr.sgml : 20130503 20130503175501 ACCESSION NUMBER: 0001127602-13-015600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DVORAK BERNARD G CENTRAL INDEX KEY: 0001137300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 13814022 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-01 0001316631 Liberty Global, Inc. LBTY 0001137300 DVORAK BERNARD G 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 EVP & Co-CFO Series C Common Stock 2013-04-16 5 G 0 E 100 69.64 D 84527 D Series C Common Stock 4808 I By 401(k) Plan Series C Common Stock 5894 I By 401(k) Plan For Spouse Series C Common Stock 25101 I By Spouse Stock Appreciation Rights A 74.08 2013-05-01 4 A 0 35808 0 A 2020-04-01 Series A Common Stock 35808 35808 D Stock Appreciation Rights C 68.82 2013-05-01 4 A 0 35808 0 A 2020-04-01 Series C Common Stock 35808 35808 D The Reporting Person received 74 shares contributed by Issuer under its 401(k) Plan as of March 31, 2013. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Reporting Person's spouse received 49 shares contributed by Issuer under its 401(k) Plan as of March 31, 2013. The SARS provide for vesting of 12.5% of the shares on November 1, 2013, and the remaining shares in 14 equal quarterly installments commencing February 1, 2014. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Bernard G. Dvorak 2013-05-02