0001127602-13-000268.txt : 20130102
0001127602-13-000268.hdr.sgml : 20130101
20130102175159
ACCESSION NUMBER: 0001127602-13-000268
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOULD PAUL A
CENTRAL INDEX KEY: 0001018211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51360
FILM NUMBER: 13503031
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global, Inc.
CENTRAL INDEX KEY: 0001316631
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 202197030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303 220 6600
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-28
0001316631
Liberty Global, Inc.
LBTY
0001018211
GOULD PAUL A
12300 LIBERTY BLVD.
ENGLEWOOD
CO
80112
1
Series A Common Stock
2012-12-28
4
M
0
586
17.42
A
185974
D
Series A Common Stock
2012-12-28
4
M
0
21550
20.55
A
207524
D
Series C Common Stock
2012-12-28
4
M
0
586
16.50
A
319838
D
Series C Common Stock
2012-12-28
4
M
0
21550
19.45
A
341388
D
Series A Common Stock
2012-12-28
4
F
0
7350
61.65
D
200174
D
Series C Common Stock
2012-12-28
4
F
0
7430
57.72
D
333958
D
Stock Option A (right to buy)
17.42
2012-12-28
4
M
0
586
0
D
2013-06-01
Series A Common Stock
586
0
D
Stock Option A (right to buy)
20.55
2012-12-28
4
M
0
21550
0
D
2014-03-11
Series A Common Stock
21550
0
D
Stock Option C (right to buy)
16.50
2012-12-28
4
M
0
586
0
D
2013-06-01
Series C Common Stock
586
0
D
Stock Option C (right to buy)
19.45
2012-12-28
4
M
0
21550
0
D
2014-03-11
Series C Common Stock
21550
0
D
Series A Stock Fund Units
2012-12-31
4
A
0
216
0
A
Series A Common Stock
216
1750
D
Series C Stock Fund Units
2012-12-31
4
A
0
215
0
A
Series C Common Stock
215
1745
D
Stock withheld in payment of exercise price.
The option is immediately exercisable.
Each stock fund unit represents the economic equivalent of one share of Series A or Series C common stock, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units become payable, in shares of Series A or Series C common stock, as the case may be, in a single lump sum payment in January of the calendar year after the Reporting Person's termination of service as a director, subject to certain other payment events.
The stock fund units represent the deferral of the equity portion of the quarterly retainer paid to the Reporting Person for his services as a director. The number of stock fund units acquired is based on the closing prices of the Series A and Series C common stock on December 31, 2012, with the value of any fractional shares deferred in cash.
The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively.
Paul A. Gould
2013-01-02