0001127602-13-000268.txt : 20130102 0001127602-13-000268.hdr.sgml : 20130101 20130102175159 ACCESSION NUMBER: 0001127602-13-000268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOULD PAUL A CENTRAL INDEX KEY: 0001018211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 13503031 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-28 0001316631 Liberty Global, Inc. LBTY 0001018211 GOULD PAUL A 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 Series A Common Stock 2012-12-28 4 M 0 586 17.42 A 185974 D Series A Common Stock 2012-12-28 4 M 0 21550 20.55 A 207524 D Series C Common Stock 2012-12-28 4 M 0 586 16.50 A 319838 D Series C Common Stock 2012-12-28 4 M 0 21550 19.45 A 341388 D Series A Common Stock 2012-12-28 4 F 0 7350 61.65 D 200174 D Series C Common Stock 2012-12-28 4 F 0 7430 57.72 D 333958 D Stock Option A (right to buy) 17.42 2012-12-28 4 M 0 586 0 D 2013-06-01 Series A Common Stock 586 0 D Stock Option A (right to buy) 20.55 2012-12-28 4 M 0 21550 0 D 2014-03-11 Series A Common Stock 21550 0 D Stock Option C (right to buy) 16.50 2012-12-28 4 M 0 586 0 D 2013-06-01 Series C Common Stock 586 0 D Stock Option C (right to buy) 19.45 2012-12-28 4 M 0 21550 0 D 2014-03-11 Series C Common Stock 21550 0 D Series A Stock Fund Units 2012-12-31 4 A 0 216 0 A Series A Common Stock 216 1750 D Series C Stock Fund Units 2012-12-31 4 A 0 215 0 A Series C Common Stock 215 1745 D Stock withheld in payment of exercise price. The option is immediately exercisable. Each stock fund unit represents the economic equivalent of one share of Series A or Series C common stock, as the case may be. The stock fund units confer no voting or other rights of stock ownership. The stock fund units become payable, in shares of Series A or Series C common stock, as the case may be, in a single lump sum payment in January of the calendar year after the Reporting Person's termination of service as a director, subject to certain other payment events. The stock fund units represent the deferral of the equity portion of the quarterly retainer paid to the Reporting Person for his services as a director. The number of stock fund units acquired is based on the closing prices of the Series A and Series C common stock on December 31, 2012, with the value of any fractional shares deferred in cash. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Paul A. Gould 2013-01-02