0001127602-12-033383.txt : 20121210 0001127602-12-033383.hdr.sgml : 20121210 20121210174202 ACCESSION NUMBER: 0001127602-12-033383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121207 FILED AS OF DATE: 20121210 DATE AS OF CHANGE: 20121210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICK JOHN W CENTRAL INDEX KEY: 0001145585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 121254404 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-07 0001316631 Liberty Global, Inc. LBTY 0001145585 DICK JOHN W 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 1 Series A Common Stock 2012-12-07 4 M 0 10400 20.55 A 24732 D Series C Common Stock 2012-12-07 4 M 0 11100 19.45 A 23023 D Series A Common Stock 2012-12-07 4 S 0 10400 59.8614 D 14332 D Series C Common Stock 2012-12-07 4 S 0 11100 56.1211 D 11923 D Stock Option A (right to buy) 20.55 2012-12-07 4 M 0 10400 0 D 2014-03-11 Series A Common Stock 10400 11150 D Stock Option C (right to buy) 19.45 2012-12-07 4 M 0 11100 0 D 2014-03-11 Series C Common Stock 11100 10450 D The price reflects a weighted average of sales made at prices ranging from $59.75 to $59.95. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The price reflects a weighted average of sales made at prices ranging from $55.985 to $56.30. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. The option is immediately exercisable. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. John W. Dick 2012-12-10