0001127602-12-027990.txt : 20121002 0001127602-12-027990.hdr.sgml : 20121002 20121002181342 ACCESSION NUMBER: 0001127602-12-027990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DVORAK BERNARD G CENTRAL INDEX KEY: 0001137300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 121124820 MAIL ADDRESS: STREET 1: C/O VIASOURCE COMMUNICATIONS INC STREET 2: 200 EAST BROWARD BLVD SUITE 2100 CITY: FT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-30 0001316631 Liberty Global, Inc. LBTY 0001137300 DVORAK BERNARD G 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 EVP & Co-CFO Series A Common Stock 2012-09-30 4 M 0 17828 0 A 73156 D Series A Common Stock 2012-09-30 4 F 0 7324 60.75 D 65832 D Series C Common Stock 2012-09-30 4 M 0 17828 0 A 71699 D Series C Common Stock 2012-09-30 4 F 0 7324 56.5127 D 64375 D Series A Common Stock 2012-09-30 4 M 0 5094 0 A 22104 I By Spouse Series A Common Stock 2012-09-30 4 F 0 2093 60.75 D 20011 I By Spouse Series C Common Stock 2012-09-30 4 M 0 5094 0 A 21380 I By Spouse Series C Common Stock 2012-09-30 4 F 0 2093 56.5127 D 19287 I By Spouse Series A Common Stock 510 I By 401(k) Plan Series C Common Stock 4633 I By 401(k) Plan Series A Common Stock 1551 I By 401(k) Plan For Spouse Series C Common Stock 5742 I By 401(k) Plan For Spouse Restricted Share Units A 2012-09-30 4 M 0 17828 0 D Series A Common Stock 17828 0 D Restricted Share Units C 2012-09-30 4 M 0 17828 0 D Series C Common Stock 17828 0 D Restricted Share Units A 2012-09-30 4 M 0 5094 0 D Series A Common Stock 5094 0 I By Spouse Restricted Share Units C 2012-09-30 4 M 0 5094 0 D Series C Common Stock 5094 0 I By Spouse Each Restricted Share Unit represents a right to receive one share of Issuer's Series A common stock or Series C common stock, as the case may be. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Restricted Share Units vest in two equal semi-annual installments on March 31, 2012 and September 30, 2012. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Bernard G. Dvorak 2012-10-02