-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8eokjERD03k6iGG/2xkhDAvZSfgDVUnLlVgoKCOLGY+pUfdDQHtWRL1anw/YC3o kS8miH8lF4hYHUEpH5GoZw== 0001085146-09-003488.txt : 20091113 0001085146-09-003488.hdr.sgml : 20091113 20091113163945 ACCESSION NUMBER: 0001085146-09-003488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JS Oliver Capital Management, L.P. CENTRAL INDEX KEY: 0001316555 IRS NUMBER: 943403888 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11226 FILM NUMBER: 091182122 BUSINESS ADDRESS: STREET 1: 12264 EL CAMINO REAL STREET 2: SUITE 306 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 760-804-0233 MAIL ADDRESS: STREET 1: 1900 WRIGHT PLACE STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92008 13F-HR 1 hsjo3q09.txt DB HEDGEWORKKS - JS OLIVER CAPITAL MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JS Oliver Capital Management, L.P. Address: 7960 Entrada Lazanja San Diego, CA 92127 13F File Number: 28-11226 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian O. Mausner Title: CEO and Senior Portfolio Manager Phone: (858) 756-8370 Signature, Place, and Date of Signing: /s/ Ian O. Mausner San Diego, CA November 10, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 101 Form13F Information Table Value Total: $199,762 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A 002896207 2137 65000 SH PUT SOLE 65000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 901 72700 SH SOLE 72700 0 0 ACTIVISION BLIZZARD INC COM 00507V109 248 20000 SH CALL SOLE 0 0 0 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 1014 50000 SH CALL SOLE 0 0 0 AMAZON COM INC COM 023135106 2334 25000 SH CALL SOLE 0 0 0 AMERICAN LORAIN CORP COM 027297100 1113 377227 SH SOLE 377227 0 0 AMERICAN TOWER CORP CL A 029912201 1092 30000 SH CALL SOLE 0 0 0 AMGEN INC COM 031162100 6023 100000 SH CALL SOLE 0 0 0 ASSURANT INC COM 04621X108 802 25000 SH CALL SOLE 0 0 0 BANK OF AMERICA CORPORATION COM 060505104 562 33200 SH SOLE 33200 0 0 BAXTER INTL INC COM 071813109 279 4900 SH SOLE 4900 0 0 BECTON DICKINSON & CO COM 075887109 1744 25000 SH CALL SOLE 0 0 0 BOEING CO COM 097023105 2296 42400 SH SOLE 42400 0 0 BOEING CO COM 097023105 271 5000 SH CALL SOLE 0 0 0 BROADCOM CORP CL A 111320107 767 25000 SH CALL SOLE 0 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 157 20000 SH CALL SOLE 0 0 0 CADBURY PLC SPONS ADR 12721E102 1280 25000 SH CALL SOLE 0 0 0 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 547 35000 SH CALL SOLE 0 0 0 CAPE BANCORP INC COM 139209100 3496 455231 SH SOLE 455231 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 466 36100 SH SOLE 36100 0 0 CISCO SYS INC COM 17275R102 1177 50000 SH CALL SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1128 20000 SH CALL SOLE 0 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 578 20000 SH SOLE 20000 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 433 15000 SH CALL SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 275 10000 SH SOLE 10000 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 676 19000 SH SOLE 19000 0 0 E M C CORP MASS COM 268648102 256 15000 SH CALL SOLE 0 0 0 E TRADE FINANCIAL CORP COM 269246104 525 300000 SH CALL SOLE 0 0 0 EHEALTH INC COM 28238P109 508 35000 SH CALL SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 572 30000 SH CALL SOLE 0 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 925 75000 SH CALL SOLE 0 0 0 GAMESTOP CORP NEW CL A 36467W109 1324 50000 SH CALL SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 929 56600 SH SOLE 56600 0 0 GENERAL ELECTRIC CO COM 369604103 1314 80000 SH CALL SOLE 0 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 1108 15000 SH PUT SOLE 15000 0 0 HANSEN NAT CORP COM 411310105 1286 35000 SH CALL SOLE 0 0 0 HEALTHSOUTH CORP COM NEW 421924309 260 16600 SH SOLE 16600 0 0 HEALTHSOUTH CORP COM NEW 421924309 391 25000 SH CALL SOLE 0 0 0 HERSHEY CO COM 427866108 777 20000 SH CALL SOLE 0 0 0 HOSPIRA INC COM 441060100 558 12500 SH CALL SOLE 0 0 0 HUNTSMAN CORP COM 447011107 456 50000 SH CALL SOLE 0 0 0 INTEL CORP COM 458140100 818 41800 SH SOLE 41800 0 0 INTEL CORP COM 458140100 3915 200000 SH CALL SOLE 0 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 1074 50000 SH CALL SOLE 0 0 0 ISHARES TR DJ HEALTH CARE 464288828 1031 24500 SH SOLE 24500 0 0 ISHARES TR MSCI ACWI INDX 464288257 1202 29500 SH SOLE 29500 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 265 6800 SH SOLE 6800 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 1285 15800 SH SOLE 15800 0 0 JEFFERIES GROUP INC NEW COM 472319102 953 35000 SH CALL SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 3045 50000 SH CALL SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 5592 91850 SH SOLE 91850 0 0 JPMORGAN CHASE & CO COM 46625H100 942 21500 SH SOLE 21500 0 0 JPMORGAN CHASE & CO COM 46625H100 4163 95000 SH CALL SOLE 0 0 0 JUNIPER NETWORKS INC COM 48203R104 676 25000 SH CALL SOLE 0 0 0 LAZARD LTD SHS A G54050102 516 12500 SH SOLE 12500 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 211 10800 SH SOLE 10800 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 1075 55000 SH CALL SOLE 0 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 1080 23200 SH SOLE 23200 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 1862 40000 SH CALL SOLE 0 0 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 311 10000 SH CALL SOLE 0 0 0 MCKESSON CORP COM 58155Q103 268 4500 SH SOLE 4500 0 0 MICROSOFT CORP COM 594918104 533 20725 SH SOLE 20725 0 0 MONSTER WORLDWIDE INC COM 611742107 699 40000 SH CALL SOLE 0 0 0 MYRIAD GENETICS INC COM 62855J104 685 25000 SH CALL SOLE 0 0 0 OPENWAVE SYS INC COM NEW 683718308 196 75200 SH SOLE 75200 0 0 OPENWAVE SYS INC COM NEW 683718308 195 75000 SH CALL SOLE 0 0 0 ORACLE CORP COM 68389X105 1563 75000 SH CALL SOLE 0 0 0 PALM INC NEW COM 696643105 759 43485 SH SOLE 43485 0 0 PARAGON SHIPPING INC CL A 69913R309 141 33200 SH SOLE 33200 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 2284 35000 SH PUT SOLE 0 0 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 667 39000 SH SOLE 39000 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 2152 128800 SH SOLE 128800 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 585 35000 SH CALL SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 304 7200 SH SOLE 7200 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 366 20000 SH CALL SOLE 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1760 40000 SH CALL SOLE 0 0 0 QUALCOMM INC COM 747525103 450 10000 SH CALL SOLE 0 0 0 RESEARCH IN MOTION LTD COM 760975102 1691 25000 SH SOLE 25000 0 0 SINOENERGY CORPORATION COM NEW 82935B202 18 14026 SH SOLE 14026 0 0 SIRIUS XM RADIO INC COM 82967N108 95 150000 SH SOLE 150000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 247 2500 SH SOLE 2500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 853 15900 SH SOLE 15900 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1728 115000 SH CALL SOLE 0 0 0 SPDR TR UNIT SER 1 78462F103 435 4125 SH SOLE 4125 0 0 SPDR TR UNIT SER 1 78462F103 84472 800000 SH CALL SOLE 0 0 0 SPDR TR UNIT SER 1 78462F103 264 2500 SH PUT SOLE 2500 0 0 SYNAPTICS INC COM 87157D109 630 25000 SH CALL SOLE 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1401 125000 SH CALL SOLE 0 0 0 TARGET CORP COM 87612E106 1867 40000 SH CALL SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4803 95000 SH CALL SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1264 25000 SH PUT SOLE 25000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2824 55850 SH SOLE 55850 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 587 50000 SH CALL SOLE 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 776 40000 SH CALL SOLE 0 0 0 WAL MART STORES INC COM 931142103 1718 35000 SH CALL SOLE 0 0 0 WATSON PHARMACEUTICALS INC COM 942683103 1466 40000 SH CALL SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 310 11000 SH SOLE 11000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 237 37500 SH SOLE 37500 0 0 WILLIS LEASE FINANCE CORP COM 970646105 2449 179124 SH SOLE 179124 0 0 YAHOO INC COM 984332106 2226 125000 SH CALL SOLE 0 0 0 YAHOO INC COM 984332106 793 44500 SH SOLE 44500 0 0
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